OXLCZ · Insider Trading

Oxford Lane Capital Corp. 5.00% Notes due 2027

Iron condor setups Expected move IV rank history Fibonacci levels Insider trading

Every open-market purchase and sale reported by OXLCZ officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Form 4 Filings

most recent

Open-Market Buys

code P

Sales

code S

Reporting Insiders

current holders

OXLCZ — Recent Form 4 Transactions (latest 2024-12-17)

Filed	Insider	Role	Type	Shares	Value
2024-12-17	Jonathan H Cohen	Chief Executive Officer	Buy	+2,960,000	+$15.04M
2024-12-17	Saul B Rosenthal	President	Buy	+2,960,000	+$15.04M
2024-05-29	Jonathan H Cohen	Chief Executive Officer	Buy	+4,630,000	+$25.00M
2024-05-29	Saul B Rosenthal	President	Buy	+4,630,000	+$25.00M
2023-03-13	Mark Jeffrey Ashenfelter	Director	Buy	+6,000	+$31.07K

OXLCZ — Current Insider Holders

Insider	Role	Shares Held	Value
Jonathan H Cohen	Chief Executive Officer	7,824,728	$194.99M
Saul B Rosenthal	President	7,789,887	$194.12M

OXLCZ Insider Trading FAQ

Who are the insiders at OXLCZ?

2 officers, directors and 10%+ beneficial owners currently report holdings in OXLCZ via SEC Form 4.

Are OXLCZ insiders buying or selling?

Across the 5 most recent Form 4 filings for OXLCZ, 5 were open-market purchases (code P) and 0 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.

How current is OXLCZ insider data?

Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent OXLCZ filing is dated 2024-12-17.

How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the OXLCZ quote page; the site-wide leaderboard is on the insider transactions hub.