OXSQH · Insider Trading
Oxford Square Capital Corp. 7.75% Notes due 2030
Every open-market purchase and sale reported by OXSQH officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-09-14 | Steven P Novak | Director | Sell | −5,000 | −$6.78K |
| 2026-05-21 | Saul B Rosenthal | President and COO | Buy | +144,703 | +$166.65K |
| 2026-05-21 | Jonathan H Cohen | Chief Executive Officer | Buy | +144,704 | +$166.66K |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| Jonathan H Cohen | Chief Executive Officer | 2,419,091 | $60.07M |
| Saul B Rosenthal | President and COO | 2,203,377 | $54.71M |
| Steven P Novak | Director | 25,000 | $620.77K |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the OXSQH quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.