PFG (Principal Financial Group, Inc.)
Insider Trading Activity
Every open-market purchase and sale reported by PFG officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-08-11 | Amy Christine Friedrich | President - Benefits & Protect | MIXED | — | — |
| 2026-06-15 | DEANNA D STRABLE-SOETHOUT | Chair, President and CEO | MIXED | — | — |
| 2026-06-09 | Scott Mills | Director | A | — | — |
| 2026-06-09 | ROGER C HOCHSCHILD | Director | A | — | — |
| 2026-06-09 | Timothy W. Brown | EVP, General Counsel and Sec | A | — | — |
| 2026-05-22 | Wee Yee Cheong | President - Asia & Middle East | Sell | — | — |
| 2026-05-21 | Jonathan Auerbach | Director | A | — | — |
| 2026-05-21 | Scott Mills | Director | A | — | — |
| 2026-05-21 | ROGER C HOCHSCHILD | Director | A | — | — |
| 2026-05-21 | Miller Jocelyn Carter | Director | A | — | — |
| 2026-05-21 | Claudio Muruzabal | Director | A | — | — |
| 2026-05-21 | Diane C Nordin | Director | A | — | — |
| 2026-05-21 | H Elizabeth Mitchell | Director | A | — | — |
| 2026-05-21 | Blair Pickerell | Director | A | — | — |
| 2026-05-21 | Clare Stack Richer | Director | A | — | — |
| 2026-05-21 | ALFREDO RIVERA | Director | A | — | — |
| 2026-05-21 | Mary E. Beams | Director | A | — | — |
| 2026-05-04 | Wee Yee Cheong | President - Asia & Middle East | Sell | — | — |
| 2026-04-30 | George Djurasovic | Interim General Counsel | Sell | — | — |
| 2026-04-30 | Wee Yee Cheong | President - Asia & Middle East | Sell | — | — |
| 2026-03-31 | Vivek Agrawal | EVP & Chief Growth Officer | A | — | — |
| 2026-03-31 | Kamal Bhatia | President and CEO - PAM | A | — | — |
| 2026-03-31 | Wee Yee Cheong | President - Asia & Middle East | A | — | — |
| 2026-03-31 | George Djurasovic | Interim General Counsel | A | — | — |
| 2026-03-31 | Amy Christine Friedrich | President - Benefits & Protect | A | — | — |
| 2026-03-31 | Kathleen B Kay | EVP-Chief Information Officer | A | — | — |
| 2026-03-31 | CHRISTOPHER J LITTLEFIELD | President - RIS | A | — | — |
| 2026-03-31 | Joel Pitz | EVP & CFO | A | — | — |
| 2026-03-31 | DEANNA D STRABLE-SOETHOUT | Chair, President and CEO | A | — | — |
| 2026-03-31 | Kenneth A. McCullum | EVP - Chief Risk Officer | A | — | — |
| 2026-03-31 | Jonathan Auerbach | Director | A | — | — |
| 2026-03-31 | Scott Mills | Director | A | — | — |
| 2026-03-31 | ROGER C HOCHSCHILD | Director | A | — | — |
| 2026-03-31 | Mary E. Beams | Director | A | — | — |
| 2026-03-31 | Miller Jocelyn Carter | Director | A | — | — |
| 2026-03-31 | Claudio Muruzabal | Director | A | — | — |
| 2026-03-31 | H Elizabeth Mitchell | Director | A | — | — |
| 2026-03-31 | Diane C Nordin | Director | A | — | — |
| 2026-03-31 | Blair Pickerell | Director | A | — | — |
| 2026-03-31 | Clare Stack Richer | Director | A | — | — |
| 2026-03-31 | ALFREDO RIVERA | Director | A | — | — |
| 2026-03-25 | Claudio Muruzabal | Director | MIXED | — | — |
| 2026-03-03 | Kamal Bhatia | President and CEO - PAM | MIXED | — | — |
| 2026-03-03 | Kenneth A. McCullum | EVP - Chief Risk Officer | MIXED | — | — |
| 2026-03-03 | George Djurasovic | Interim General Counsel | F | — | — |
| 2026-03-03 | Amy Christine Friedrich | President - Benefits & Protect | F | — | — |
| 2026-03-03 | Kathleen B Kay | EVP-Chief Information Officer | F | — | — |
| 2026-03-03 | CHRISTOPHER J LITTLEFIELD | President - RIS | F | — | — |
| 2026-03-03 | Joel Pitz | EVP - CFO | F | — | — |
| 2026-03-03 | DEANNA D STRABLE-SOETHOUT | Chair, President and CEO | F | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | Director | 525,330 | — |
| — | Executive Chairman | 317,436 | — |
| — | Chairman | 263,514 | — |
| — | Chair, President and CEO | 257,461 | — |
| — | President - Global Asset Mgmt. | 159,329 | — |
| — | Director | 156,045 | — |
| — | President and CEO - PAM | 141,092 | — |
| — | President - Benefits & Protect | 112,808 | — |
| — | EVP, Gen'l Counsel, Secretary | 103,280 | — |
| — | EVP, General Counsel, and Secr | 100,573 | — |
| — | EVP | 99,759 | — |
| — | President - Ins. & Fin. Svcs. | 92,097 | — |
| — | Director | 90,662 | — |
| — | EVP & Ch Info Officer | 86,991 | — |
| — | President - RIS | 75,891 | — |
| — | President - Asia & Middle East | 66,443 | — |
| — | President and CEO - PAM | 65,024 | — |
| — | Director | 64,970 | — |
| — | EVP | 59,916 | — |
| — | President - Global Asset Mgmt | 58,698 | — |
| — | Sr. VP & Chief Mktg. Off. | 57,104 | — |
| — | Director | 54,068 | — |
| — | Chairman-Principal Internat'l | 50,940 | — |
| — | EVP & Chief Risk Officer | 49,998 | — |
| — | President - RIS | 49,240 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the PFG quote page; the site-wide leaderboard is on the insider transactions hub.