PFG · Insider Trading
Principal Financial Group, Inc.
Every open-market purchase and sale reported by PFG officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-09-29 | Mary E. Beams | Director | A | +105 | — |
| 2026-09-29 | H Elizabeth Mitchell | Director | A | +78 | — |
| 2026-09-29 | Claudio Muruzabal | Director | A | +97 | — |
| 2026-09-29 | Kenneth A. McCullum | EVP - Chief Risk Officer | A | +71 | — |
| 2026-09-29 | Jonathan Auerbach | Director | A | +161 | — |
| 2026-09-29 | Wee Yee Cheong | President - Asia & Middle East | A | +354 | — |
| 2026-09-29 | Diane C Nordin | Director | A | +211 | — |
| 2026-09-29 | Kamal Bhatia | President and CEO - PAM | A | +415 | — |
| 2026-09-29 | Kathleen B Kay | EVP-Chief Information Officer | A | +383 | — |
| 2026-09-29 | Amy Christine Friedrich | President - Benefits & Protect | A | +577 | — |
| 2026-09-29 | Christopher J Littlefield | President - RIS | A | +538 | — |
| 2026-09-29 | Clare Stack Richer | Director | A | +138 | — |
| 2026-09-29 | Timothy W. Brown | EVP, General Counsel and Sec | A | +163 | — |
| 2026-09-29 | Scott Mills | Director | A | +246 | — |
| 2026-09-29 | Roger C Hochschild | Director | A | +285 | — |
| 2026-09-29 | Blair Pickerell | Director | A | +273 | — |
| 2026-09-29 | Vivek Agrawal | EVP & Chief Growth Officer | A | +226 | — |
| 2026-09-29 | Deanna D Strable-Soethout | Chair, President and CEO | A | +635 | — |
| 2026-09-29 | Miller Jocelyn Carter | Director | A | +648 | — |
| 2026-09-29 | Alfredo Rivera | Director | A | +113 | — |
| 2026-09-29 | Joel Pitz | EVP & CFO | A | +228 | — |
| 2026-09-08 | Deanna D Strable-Soethout | Chair, President and CEO | MIXED | — | −$3.12M |
| 2026-08-11 | Amy Christine Friedrich | President - Benefits & Protect | MIXED | — | −$1.78M |
| 2026-06-15 | Deanna D Strable-Soethout | Chair, President and CEO | MIXED | +39,534 | +$1.95M |
| 2026-06-09 | Scott Mills | Director | A | +416 deriv. | — |
| 2026-06-09 | Roger C Hochschild | Director | A | +689 deriv. | — |
| 2026-06-09 | Timothy W. Brown | EVP, General Counsel and Sec | A | +22,279 | — |
| 2026-05-22 | Wee Yee Cheong | President - Asia & Middle East | Sell | −10,745 | −$1.11M |
| 2026-05-21 | Jonathan Auerbach | Director | A | +2,175 | — |
| 2026-05-21 | Scott Mills | Director | A | +2,175 | — |
| 2026-05-21 | Roger C Hochschild | Director | A | +2,175 | — |
| 2026-05-21 | Miller Jocelyn Carter | Director | A | +2,175 | — |
| 2026-05-21 | Claudio Muruzabal | Director | A | +2,175 | — |
| 2026-05-21 | Diane C Nordin | Director | A | +2,175 | — |
| 2026-05-21 | H Elizabeth Mitchell | Director | A | +2,175 | — |
| 2026-05-21 | Blair Pickerell | Director | A | +2,175 | — |
| 2026-05-21 | Clare Stack Richer | Director | A | +2,175 | — |
| 2026-05-21 | Alfredo Rivera | Director | A | +2,175 | — |
| 2026-05-21 | Mary E. Beams | Director | A | +2,175 | — |
| 2026-05-04 | Wee Yee Cheong | President - Asia & Middle East | Sell | −13,920 | −$1.41M |
| 2026-04-30 | George Djurasovic | Interim General Counsel | Sell | −2,571 | −$259.33K |
| 2026-04-30 | Wee Yee Cheong | President - Asia & Middle East | Sell | −1,080 | −$109.08K |
| 2026-03-31 | Vivek Agrawal | EVP & Chief Growth Officer | A | +278 | — |
| 2026-03-31 | Kamal Bhatia | President and CEO - PAM | A | +509 | — |
| 2026-03-31 | Wee Yee Cheong | President - Asia & Middle East | A | +667 | — |
| 2026-03-31 | George Djurasovic | Interim General Counsel | A | +176 | — |
| 2026-03-31 | Amy Christine Friedrich | President - Benefits & Protect | A | +707 | — |
| 2026-03-31 | Kathleen B Kay | EVP-Chief Information Officer | A | +469 | — |
| 2026-03-31 | Christopher J Littlefield | President - RIS | A | +660 | — |
| 2026-03-31 | Joel Pitz | EVP & CFO | A | +281 | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| Daniel Joseph Houston | Executive Chairman | 317,436 | $34.50M |
| Deanna D Strable-Soethout | Chair, President and CEO | 228,044 | $24.79M |
| Amy Christine Friedrich | President - Benefits & Protect | 113,582 | $12.35M |
| Natalie Lamarque | EVP, General Counsel, and Secr | 100,573 | $10.93M |
| Miller Jocelyn Carter | Director | 91,979 | $10.00M |
| Christopher J Littlefield | President - RIS | 77,290 | $8.40M |
| Wee Yee Cheong | President - Asia & Middle East | 67,173 | $7.30M |
| Kamal Bhatia | President and CEO - PAM | 65,869 | $7.16M |
| Vivek Agrawal | EVP & Chief Growth Officer | 46,762 | $5.08M |
| Joel Pitz | EVP & CFO | 45,586 | $4.95M |
| Kathleen B Kay | EVP-Chief Information Officer | 44,683 | $4.86M |
| Roger C Hochschild | Director | 41,762 | $4.54M |
| Kenneth A. McCullum | EVP - Chief Risk Officer | 41,141 | $4.47M |
| Blair Pickerell | Director | 40,100 | $4.36M |
| Scott Mills | Director | 36,386 | $3.95M |
| Diane C Nordin | Director | 31,548 | $3.43M |
| Jonathan Auerbach | Director | 23,112 | $2.51M |
| Timothy W. Brown | EVP, General Counsel and Sec | 22,442 | $2.44M |
| George Djurasovic | Interim General Counsel | 21,905 | $2.38M |
| Clare Stack Richer | Director | 21,550 | $2.34M |
| Mary E. Beams | Director | 17,066 | $1.85M |
| Alfredo Rivera | Director | 16,624 | $1.81M |
| Claudio Muruzabal | Director | 13,699 | $1.49M |
| H Elizabeth Mitchell | Director | 13,278 | $1.44M |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the PFG quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.