PFN (PIMCO Income Strategy Fund II)
Insider Trading Activity
Every open-market purchase and sale reported by PFN officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2024-04-18 | UBS Group AG | 10%+ Owner | J | — | — |
| 2023-09-20 | BANK OF AMERICA NA | — | J | — | — |
| 2020-01-10 | Sarah E Cogan | Director | Buy | — | — |
| 2015-01-28 | BRADFORD K GALLAGHER | Director | Buy | — | — |
| 2014-11-12 | Brigade Leveraged Capital Structures Fund Ltd. | 10%+ Owner | Sell | — | — |
| 2014-02-26 | UBS AG | 10%+ Owner | Buy | — | — |
| 2014-02-04 | UBS AG | 10%+ Owner | Buy | — | — |
| 2013-04-17 | UBS AG | 10%+ Owner | J | — | — |
| 2012-08-02 | UBS AG | 10%+ Owner | J | — | — |
| 2012-01-05 | BANK OF AMERICA CORP /DE/ | 10%+ Owner | MIXED | — | — |
| 2011-09-13 | BANK OF AMERICA CORP /DE/ | 10%+ Owner | MIXED | — | — |
| 2011-07-11 | BANK OF AMERICA CORP /DE/ | 10%+ Owner | MIXED | — | — |
| 2011-05-03 | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | 10%+ Owner | MIXED | — | — |
| 2011-03-21 | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | 10%+ Owner | MIXED | — | — |
| 2011-03-21 | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | 10%+ Owner | MIXED | — | — |
| 2011-03-10 | Brigade Leveraged Capital Structures Fund Ltd. | 10%+ Owner | Buy | — | — |
| 2011-01-28 | Brigade Leveraged Capital Structures Fund Ltd. | 10%+ Owner | Buy | — | — |
| 2010-12-15 | WILLIAM H GROSS | — | Buy | — | — |
| 2010-12-14 | WILLIAM H GROSS | — | Buy | — | — |
| 2010-05-26 | WILLIAM H GROSS | — | Buy | — | — |
| 2010-05-21 | WILLIAM H GROSS | — | Buy | — | — |
| 2010-05-11 | WILLIAM H GROSS | — | Buy | — | — |
| 2010-05-10 | WILLIAM H GROSS | — | Buy | — | — |
| 2010-05-07 | WILLIAM H GROSS | — | Buy | — | — |
| 2010-05-06 | WILLIAM H GROSS | — | MIXED | — | — |
| 2010-05-06 | WILLIAM H GROSS | — | X | — | — |
| 2010-04-08 | WILLIAM H GROSS | — | MIXED | — | — |
| 2010-04-01 | WILLIAM H GROSS | — | X | — | — |
| 2009-11-13 | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | 10%+ Owner | MIXED | — | — |
| 2009-10-09 | BANK OF AMERICA CORP /DE/ | 10%+ Owner | MIXED | — | — |
| 2008-12-31 | WILLIAM H GROSS | — | Buy | — | — |
| 2007-12-17 | WILLIAM H GROSS | — | Buy | — | — |
| 2007-10-26 | WILLIAM H GROSS | — | Buy | — | — |
| 2007-05-31 | PIMCO ADVISORS FUND MANAGEMENT LLC | — | Sell | — | — |
| 2007-05-31 | GLOBAL INVESTORS OF AMERICA L P ALLIANZ | — | Sell | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | — | 972,737 | — |
| — | Director | 5,000 | — |
| — | 10%+ Owner | 1,422 | — |
| — | Director | 1,000 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the PFN quote page; the site-wide leaderboard is on the insider transactions hub.