PHK · Insider Trading

PIMCO High Income Fund

Every open-market purchase and sale reported by PHK officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Form 4 Filings
13
most recent
Open-Market Buys
6
code P
Sales
2
code S
Reporting Insiders
1
current holders
PHK — Recent Form 4 Transactions (latest 2026-10-08)
FiledInsiderRole TypeSharesValue
2026-10-08 David C Flattum Director Buy +60,204 +$249.25K
2024-04-18 UBS Group AG 10%+ Owner J −1,637 —
2023-09-20 BANK OF AMERICA CORP /DE/ — J −1,130 −$26.34M
2020-01-10 Sarah E Cogan Director Buy +1,500 +$11.48K
2016-07-26 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. — MIXED — +$21
2015-11-25 CITIGROUP INC 10%+ Owner J −7,015 −$582.25K
2013-10-25 CITIGROUP INC 10%+ Owner Buy +1 +$25.00K
2012-08-20 William H Gross — Sell −20,000 −$359.36K
2011-03-21 BANK OF AMERICA CORP /DE/ 10%+ Owner MIXED — +$133
2010-12-15 William H Gross — Buy +50,000 +$604.51K
2010-12-14 William H Gross — Buy +149,600 +$1.82M
2007-08-17 William H Gross — Buy +7,000 +$79.02K
2007-05-29 Global Investors Of America L P Allianz — Sell −63 −$1.04K
PHK — Current Insider Holders
InsiderRole Shares HeldValue
David C Flattum Director 60,204 $243.53K
PHK Insider Trading FAQ
Who are the insiders at PHK?
1 officers, directors and 10%+ beneficial owners currently report holdings in PHK via SEC Form 4.
Are PHK insiders buying or selling?
Across the 13 most recent Form 4 filings for PHK, 6 were open-market purchases (code P) and 2 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.
How current is PHK insider data?
Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent PHK filing is dated 2026-10-08.
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the PHK quote page; the site-wide leaderboard is on the insider transactions hub.

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.