SF · Insider Trading
Stifel Financial Corp.
Every open-market purchase and sale reported by SF officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-07-27 | Maryam S. Brown | Director | Sell | −4,700 | −$372.23K |
| 2026-06-11 | Michael W Brown | Director | A | — | — |
| 2026-06-11 | David A Peacock | Director | A | — | — |
| 2026-06-11 | Michael J Zimmerman | Director | A | — | — |
| 2026-06-11 | Maryam S. Brown | Director | A | — | — |
| 2026-06-11 | Victor Nesi | Director | A | — | — |
| 2026-06-11 | Adam T. Berlew | Director | A | — | — |
| 2026-06-11 | Maura A. Markus | Director | A | — | — |
| 2026-06-11 | Lisa Landau Carnoy | Director | A | — | — |
| 2026-06-11 | Robert Edward Grady | Director | A | — | — |
| 2026-06-11 | James P. Kavanaugh | Director | A | — | — |
| 2026-06-08 | Adam T. Berlew | Director | M | +2,812 | — |
| 2026-06-08 | James P. Kavanaugh | Director | M | +2,812 | — |
| 2026-06-08 | Lisa Landau Carnoy | Director | M | +2,812 | — |
| 2026-06-08 | Maryam S. Brown | Director | M | +2,812 | — |
| 2026-06-08 | Michael J Zimmerman | Director | M | +2,812 | — |
| 2026-06-08 | Maura A. Markus | Director | M | +2,812 | — |
| 2026-06-08 | David A Peacock | Director | M | +2,812 | — |
| 2026-06-08 | Michael W Brown | Director | M | +2,812 | — |
| 2026-03-11 | Charles Bradford Raymond | — | MIXED | +23,798 | −$2.15M |
| 2026-03-03 | James M Zemlyak | President | A | — | — |
| 2026-03-03 | Thomas B. Michaud | Senior Vice President | A | — | — |
| 2026-03-03 | David D Sliney | Chief Operating Officer | A | — | — |
| 2026-03-03 | Charles Bradford Raymond | — | A | — | — |
| 2026-03-03 | James M Marischen | Chief Financial Officer | A | — | — |
| 2026-03-03 | Mark P Fisher | Senior VP & General Counsel | A | — | — |
| 2026-03-03 | Christopher K Reichert | CEO of Stifel Bank & Trust | A | — | — |
| 2026-03-03 | David Rubulotta | — | A | — | — |
| 2026-03-03 | Brantley McDuffie | — | A | — | — |
| 2026-03-03 | Ronald J Kruszewski | Chief Executive Officer | A | — | — |
| 2026-02-20 | Thomas W Weisel | Director | MIXED | +2,930 | −$203.99K |
| 2026-02-20 | James M Marischen | Chief Financial Officer | MIXED | +4,396 | −$417.26K |
| 2026-02-20 | Christopher K Reichert | CEO of Stifel Bank & Trust | MIXED | +4,135 | −$392.92K |
| 2026-02-20 | Mark P Fisher | Senior VP & General Counsel | MIXED | +3,618 | −$511.00K |
| 2026-02-20 | Victor Nesi | Director | MIXED | +18,102 | −$2.27M |
| 2026-02-20 | James M Zemlyak | President | MIXED | +17,587 | −$1.67M |
| 2026-02-20 | Thomas B. Michaud | Senior Vice President | MIXED | +8,196 | −$961.87K |
| 2026-02-20 | David D Sliney | Chief Operating Officer | MIXED | +6,207 | −$588.83K |
| 2026-02-20 | Ronald J Kruszewski | Chief Executive Officer | MIXED | +41,382 | −$3.93M |
| 2026-02-04 | David Rubulotta | — | Sell | −400 | −$49.72K |
| 2026-02-03 | Thomas B. Michaud | Senior Vice President | MIXED | +1,350 | −$166.01K |
| 2026-02-03 | Ronald J Kruszewski | Chief Executive Officer | MIXED | +7,017 | −$697.48K |
| 2026-02-03 | Victor Nesi | Director | MIXED | +3,376 | −$444.62K |
| 2026-02-03 | David D Sliney | Chief Operating Officer | MIXED | +1,263 | −$125.61K |
| 2026-02-03 | Mark P Fisher | Senior VP & General Counsel | MIXED | +794 | −$117.53K |
| 2026-02-03 | Christopher K Reichert | CEO of Stifel Bank & Trust | MIXED | +874 | −$87.61K |
| 2026-02-03 | James M Marischen | Chief Financial Officer | MIXED | +877 | −$87.23K |
| 2026-02-03 | Thomas W Weisel | Director | MIXED | +368 | −$32.82K |
| 2026-02-02 | James M Zemlyak | President | MIXED | +3,148 | −$315.07K |
| 2026-01-28 | Victor Nesi | Director | MIXED | +13,610 | −$1.55M |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| Ronald J Kruszewski | Chief Executive Officer | 1,886,588 | $128.00M |
| James M Zemlyak | President | 1,756,712 | $119.19M |
| Victor Nesi | Director | 313,919 | $21.30M |
| David D Sliney | Chief Operating Officer | 254,910 | $17.30M |
| Thomas B. Michaud | Senior Vice President | 129,735 | $8.80M |
| Charles Bradford Raymond | — | 117,780 | $7.99M |
| James M Marischen | Chief Financial Officer | 112,545 | $7.64M |
| Michael W Brown | Director | 103,264 | $7.01M |
| Christopher K Reichert | CEO of Stifel Bank & Trust | 89,220 | $6.05M |
| Mark P Fisher | Senior VP & General Counsel | 81,977 | $5.56M |
| Michael J Zimmerman | Director | 71,562 | $4.86M |
| Maura A. Markus | Director | 44,688 | $3.03M |
| Adam T. Berlew | Director | 24,475 | $1.66M |
| Robert Edward Grady | Director | 23,144 | $1.57M |
| Thomas W Weisel | Director | 21,846 | $1.48M |
| Daniel J. Ludeman | Director | 21,663 | $1.47M |
| David A Peacock | Director | 18,039 | $1.22M |
| James P. Kavanaugh | Director | 13,626 | $924.52K |
| Lisa Landau Carnoy | Director | 10,611 | $719.96K |
| Maryam S. Brown | Director | 7,929 | $537.98K |
| Brantley McDuffie | — | 1,881 | $127.63K |
| David Rubulotta | — | 1,488 | $100.96K |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the SF quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.