SSSS · Insider Trading

SuRo Capital Corp. Common Stock

Every open-market purchase and sale reported by SSSS officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Form 4 Filings
50
most recent
Open-Market Buys
29
code P
Sales
4
code S
Reporting Insiders
0
current holders
SSSS — Recent Form 4 Transactions (latest 2021-12-14)
FiledInsiderRole TypeSharesValue
2021-12-14 Mark D Klein Chairman, CEO and President MIXED +146,600 +$249.49K
2021-10-04 Allison Green See Remarks J +8,458 —
2021-10-04 Mark D Klein Chairman, CEO and President J +57,939 —
2021-08-12 Ronald M. Lott Director Buy +325 +$5.06K
2021-08-09 Mark D Klein Chairman, CEO and President Buy +6,500 +$98.15K
2021-07-13 Marc Mazur Director A +3,770 —
2021-07-13 Ronald M. Lott Director A +3,770 —
2021-07-13 Lisa Westley Director A +3,770 —
2021-07-13 Leonard Potter Director A +3,770 —
2021-07-02 Allison Green See Remarks J +5,806 —
2021-07-01 Mark D Klein Chairman, CEO and President J +49,907 —
2021-05-11 Mark D Klein CEO and President Buy +6,738 +$99.20K
2021-04-13 Robert S. Birch — Sell −126,582 −$1.96M
2021-04-07 Robert S. Birch 10%+ Owner Sell −508,651 −$7.51M
2021-04-02 Robert S. Birch 10%+ Owner Sell −247,000 −$3.33M
2021-03-26 Robert S. Birch 10%+ Owner Sell −50,400 −$719.61K
2021-03-08 Allison Green See Remarks Buy +16,610 +$197.85K
2021-02-12 Allison Green See Remarks A +28,523 —
2021-02-12 Mark D Klein CEO and President A +154,362 —
2020-12-03 Mark D Klein CEO and President Buy +2,575 +$29.55K
2020-11-18 Mark D Klein CEO and President Buy +17,109 +$180.84K
2020-11-17 Mark D Klein CEO and President Buy +99,661 +$990.25K
2020-11-12 Mark D Klein CEO and President Buy +6,950 +$63.79K
2020-07-02 Ronald M. Lott Director A +5,440 —
2020-07-02 Leonard Potter Director A +5,440 —
2020-07-02 Marc Mazur Director A +5,440 —
2020-07-02 Lisa Westley Director A +5,440 —
2020-07-02 Robert S. Birch 10%+ Owner Buy +12,000 +$108.42K
2020-06-30 Robert S. Birch 10%+ Owner Buy +70,720 +$629.22K
2020-06-26 Robert S. Birch 10%+ Owner Buy +16,000 +$140.80K
2020-06-25 Robert S. Birch 10%+ Owner Buy +129,000 +$1.11M
2020-06-05 Robert S. Birch 10%+ Owner Buy +35,000 +$227.15K
2020-06-04 Robert S. Birch 10%+ Owner Buy +85,000 +$537.90K
2020-06-02 Robert S. Birch 10%+ Owner Buy +60,000 +$382.70K
2020-05-28 Robert S. Birch 10%+ Owner Buy +25,000 +$159.75K
2020-05-21 Robert S. Birch 10%+ Owner Buy +5,000 +$31.05K
2020-05-18 Robert S. Birch 10%+ Owner Buy +25,000 +$153.50K
2020-05-14 Mark D Klein CEO and President Buy +1,940 +$11.74K
2020-05-13 Mark D Klein CEO and President Buy +8,500 +$51.94K
2020-04-30 Mark D Klein CEO and President J −950,000 deriv. —
2020-04-30 Allison Green See Remarks J −175,000 deriv. —
2020-04-13 Robert S. Birch 10%+ Owner Buy +4,809 +$28.85K
2020-04-10 Robert S. Birch 10%+ Owner Buy +95,191 +$567.72K
2020-04-07 Robert S. Birch 10%+ Owner Buy +50,000 +$288.50K
2020-03-31 Robert S. Birch 10%+ Owner Buy +30,000 +$166.20K
2020-03-25 Robert S. Birch 10%+ Owner Buy +50,000 +$221.00K
2020-03-24 Robert S. Birch 10%+ Owner Buy +85,000 +$354.80K
2020-03-17 Robert S. Birch 10%+ Owner Buy +75,000 +$386.50K
2020-03-13 Robert S. Birch 10%+ Owner Buy +91,081 +$547.97K
2020-03-11 Robert S. Birch 10%+ Owner Buy +33,919 +$196.71K
SSSS Insider Trading FAQ
Who are the insiders at SSSS?
No current Form 4 beneficial owners are on file for SSSS.
Are SSSS insiders buying or selling?
Across the 50 most recent Form 4 filings for SSSS, 29 were open-market purchases (code P) and 4 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.
How current is SSSS insider data?
Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent SSSS filing is dated 2021-12-14.
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the SSSS quote page; the site-wide leaderboard is on the insider transactions hub.

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.