SSSS (SuRo Capital Corp. Common Stock)
Insider Trading Activity
Every open-market purchase and sale reported by SSSS officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2021-12-14 | Mark D Klein | Chairman, CEO and President | MIXED | — | — |
| 2021-10-04 | Allison Green | See Remarks | J | — | — |
| 2021-10-04 | Mark D Klein | Chairman, CEO and President | J | — | — |
| 2021-08-12 | RONALD M. LOTT | Director | Buy | — | — |
| 2021-08-09 | Mark D Klein | Chairman, CEO and President | Buy | — | — |
| 2021-07-13 | Marc Mazur | Director | A | — | — |
| 2021-07-13 | RONALD M. LOTT | Director | A | — | — |
| 2021-07-13 | Lisa Westley | Director | A | — | — |
| 2021-07-13 | Leonard Potter | Director | A | — | — |
| 2021-07-02 | Allison Green | See Remarks | J | — | — |
| 2021-07-01 | Mark D Klein | Chairman, CEO and President | J | — | — |
| 2021-05-11 | Mark D Klein | CEO and President | Buy | — | — |
| 2021-04-13 | Robert S. Birch | — | Sell | — | — |
| 2021-04-07 | Robert S. Birch | 10%+ Owner | Sell | — | — |
| 2021-04-02 | Robert S. Birch | 10%+ Owner | Sell | — | — |
| 2021-03-26 | Robert S. Birch | 10%+ Owner | Sell | — | — |
| 2021-03-08 | Allison Green | See Remarks | Buy | — | — |
| 2021-02-12 | Allison Green | See Remarks | A | — | — |
| 2021-02-12 | Mark D Klein | CEO and President | A | — | — |
| 2020-12-03 | Mark D Klein | CEO and President | Buy | — | — |
| 2020-11-18 | Mark D Klein | CEO and President | Buy | — | — |
| 2020-11-17 | Mark D Klein | CEO and President | Buy | — | — |
| 2020-11-12 | Mark D Klein | CEO and President | Buy | — | — |
| 2020-07-02 | RONALD M. LOTT | Director | A | — | — |
| 2020-07-02 | Leonard Potter | Director | A | — | — |
| 2020-07-02 | Marc Mazur | Director | A | — | — |
| 2020-07-02 | Lisa Westley | Director | A | — | — |
| 2020-07-02 | Robert S. Birch | 10%+ Owner | Buy | — | — |
| 2020-06-30 | Robert S. Birch | 10%+ Owner | Buy | — | — |
| 2020-06-26 | Robert S. Birch | 10%+ Owner | Buy | — | — |
| 2020-06-25 | Robert S. Birch | 10%+ Owner | Buy | — | — |
| 2020-06-05 | Robert S. Birch | 10%+ Owner | Buy | — | — |
| 2020-06-04 | Robert S. Birch | 10%+ Owner | Buy | — | — |
| 2020-06-02 | Robert S. Birch | 10%+ Owner | Buy | — | — |
| 2020-05-28 | Robert S. Birch | 10%+ Owner | Buy | — | — |
| 2020-05-21 | Robert S. Birch | 10%+ Owner | Buy | — | — |
| 2020-05-18 | Robert S. Birch | 10%+ Owner | Buy | — | — |
| 2020-05-14 | Mark D Klein | CEO and President | Buy | — | — |
| 2020-05-13 | Mark D Klein | CEO and President | Buy | — | — |
| 2020-04-30 | Mark D Klein | CEO and President | J | — | — |
| 2020-04-30 | Allison Green | See Remarks | J | — | — |
| 2020-04-13 | Robert S. Birch | 10%+ Owner | Buy | — | — |
| 2020-04-10 | Robert S. Birch | 10%+ Owner | Buy | — | — |
| 2020-04-07 | Robert S. Birch | 10%+ Owner | Buy | — | — |
| 2020-03-31 | Robert S. Birch | 10%+ Owner | Buy | — | — |
| 2020-03-25 | Robert S. Birch | 10%+ Owner | Buy | — | — |
| 2020-03-24 | Robert S. Birch | 10%+ Owner | Buy | — | — |
| 2020-03-17 | Robert S. Birch | 10%+ Owner | Buy | — | — |
| 2020-03-13 | Robert S. Birch | 10%+ Owner | Buy | — | — |
| 2020-03-11 | Robert S. Birch | 10%+ Owner | Buy | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | 10%+ Owner | 2,393,590 | — |
| — | Chairman, CEO and President | 711,296 | — |
| — | See Remarks | 59,397 | — |
| — | Director | 44,583 | — |
| — | Director | 17,397 | — |
| — | Director | 10,675 | — |
| — | Director | 10,250 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the SSSS quote page; the site-wide leaderboard is on the insider transactions hub.