SWKH · Insider Trading
SWK Holdings Corporation
Every open-market purchase and sale reported by SWKH officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2023-10-03 | Robert K. Hatcher | Director | A | +868 | +$13.76K |
| 2023-10-03 | Laurie L. Dotter | Director | A | +868 | +$13.76K |
| 2023-10-03 | Jerry Albright | Director | A | +868 | +$13.76K |
| 2023-10-03 | Marcus Edward Pennington | Director | A | +1,988 | +$31.51K |
| 2023-07-05 | Robert K. Hatcher | Director | A | +779 | +$13.74K |
| 2023-07-05 | Laurie L. Dotter | Director | A | +821 | +$13.74K |
| 2023-07-05 | Marcus Edward Pennington | Director | A | +1,881 | +$31.49K |
| 2023-07-05 | Jerry Albright | Director | A | +821 | +$13.74K |
| 2023-07-05 | Robert K. Hatcher | Director | A | +821 | +$13.74K |
| 2023-04-04 | Robert K. Hatcher | Director | A | +770 | +$13.75K |
| 2023-04-04 | Laurie L. Dotter | Director | A | +770 | +$13.75K |
| 2023-04-04 | Marcus Edward Pennington | Director | A | +1,588 | +$28.36K |
| 2023-04-04 | Jerry Albright | Director | A | +451 | +$8.05K |
| 2023-01-04 | Marcus Edward Pennington | Director | A | +1,558 | +$27.48K |
| 2023-01-04 | Laurie L. Dotter | Director | A | +779 | +$13.74K |
| 2023-01-04 | Wendy F Dicicco | Director | A | +1,899 | +$33.50K |
| 2023-01-04 | Robert K. Hatcher | Director | A | +1,899 | +$33.50K |
| 2022-10-05 | Yvette M Heinrichson | Chief Financial Officer | A | +8,621 | +$150.01K |
| 2022-10-04 | Laurie L. Dotter | Director | A | +2,015 | +$34.26K |
| 2022-10-04 | Wendy F Dicicco | Director | A | +1,971 | +$33.51K |
| 2022-10-04 | Robert K. Hatcher | Director | A | +1,971 | +$33.51K |
| 2022-10-04 | Marcus Edward Pennington | Director | A | +1,618 | +$27.51K |
| 2022-09-21 | Winston L Black III | Chief Executive Officer | MIXED | +23,074 | −$159.17K |
| 2022-09-21 | Joe David Staggs JR | PRESIDENT | A | +23,655 | — |
| 2022-09-16 | Joe David Staggs JR | PRESIDENT | Buy | +2,745 | +$45.37K |
| 2022-09-13 | Joe David Staggs JR | PRESIDENT | Buy | +2,745 | +$45.37K |
| 2022-09-07 | Winston L Black III | Chief Executive Officer | MIXED | +23,074 | −$159.17K |
| 2022-07-05 | Marcus Edward Pennington | Director | A | +894 | +$15.62K |
| 2022-07-05 | Robert K. Hatcher | Director | A | +1,137 | +$19.86K |
| 2022-07-05 | Laurie L. Dotter | Director | A | +1,137 | +$19.86K |
| 2022-07-05 | Wendy F Dicicco | Director | A | +1,137 | +$19.86K |
| 2022-04-04 | Laurie L. Dotter | Director | A | +1,709 | +$28.85K |
| 2022-04-04 | Wendy F Dicicco | Director | A | +1,175 | +$19.83K |
| 2022-04-01 | Marcus Edward Pennington | Director | A | +916 | — |
| 2022-04-01 | Robert K. Hatcher | Director | A | +1,624 | — |
| 2022-01-12 | Dana Blair Baker | Director | MIXED | −1,344 | — |
| 2022-01-12 | Christopher W Haga | Director | MIXED | −1,344 | — |
| 2022-01-12 | Aaron G.L. Fletcher | Director | D | −1,363 | — |
| 2022-01-12 | Michael Weinberg | Director | MIXED | −1,344 | — |
| 2022-01-12 | Edward B Stead | Director | MIXED | −1,349 | — |
| 2022-01-03 | Dana Blair Baker | Director | A | +250 | — |
| 2022-01-03 | Marcus Edward Pennington | Director | A | +823 | — |
| 2022-01-03 | Edward B Stead | Director | A | +250 | — |
| 2022-01-03 | Aaron G.L. Fletcher | Director | A | +250 | — |
| 2022-01-03 | Christopher W Haga | Director | A | +250 | — |
| 2022-01-03 | Michael Weinberg | Director | A | +250 | — |
| 2022-01-03 | Winston L Black III | Chief Executive Officer | MIXED | +24,569 | −$367.46K |
| 2021-10-01 | Dana Blair Baker | Director | A | +1,613 | — |
| 2021-10-01 | Edward B Stead | Director | A | +1,613 | — |
| 2021-10-01 | Michael Weinberg | Director | A | +1,613 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the SWKH quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.