SWKH SWK Holdings Corporation

XNAS
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Stock quote, options chain, IV rank, technicals, AI analysis, and institutional ownership. Iron condor setups Fibonacci levels Insider trading

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SWKH — —
Key stats
About
Industry (SIC)
MISCELLANEOUS BUSINESS CREDIT INSTITUTION (6159) · industry map
Exchange
XNAS
Market Cap
$0.2B
Employees
9
List Date
1999-09-22
CIK
0001089907
Last Earnings
Nov 6
Headquarters
Dallas, TX
Homepage
https://www.swkhold.com

SWK Holdings Corp is a healthcare capital provider. The company offers financing solutions to various life science companies, institutions, and inventors. It involves monetizing cash flow streams derived from commercial-stage products and related intellectual property through royalty purchases and financings, as well as through the creation of synthetic revenue interests in commercialized products. Through its wholly-owned subsidiary, it also provides non-discretionary investment advisory services to institutional clients. The company's operating segments are Finance Receivables and Pharmaceut…

Summary
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composite
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No summary data available for this symbol yet.

Each spoke is this symbol's rank within its sector (0–100; the dotted ring marks the sector median at 50). Higher is more constructive for a long. One spoke — News sentiment — is an absolute reading, not a sector rank. Grayed spokes have no data. A fuller shape is a summary, not a recommendation.

Chart
Seasonality
Insufficient price history — listed 9910 days ago. Seasonality patterns need at least one full year of data.
Technical Indicators

Quick-reference for reading the values below. Indicators combine to confirm a view — no single one is a trade signal on its own.

Trend Indicators
  • SMA 20 / 50 / 200 — price above = uptrend, below = downtrend. SMA 50 crossing SMA 200 is the golden/death cross.
  • EMA 12 / 26 — faster-reacting averages; 12 above 26 is short-term bullish.
  • MACD — bullish when MACD > signal (green badge), bearish when below. Divergence from price often precedes reversals.
  • ADX (14) — trend strength regardless of direction. <20 range, 20–25 weak trend, 25–50 trend, >50 strong trend.
  • +DI / −DI — +DI > −DI favors bulls; the reverse favors bears. Read alongside ADX.
Momentum Oscillators
  • RSI (14) — <30 oversold, >70 overbought. 40–60 is neutral; trending names can stay extreme.
  • Stochastic %K / %D — <20 oversold, >80 overbought. %K crossing %D is an early momentum signal.
  • Williams %R — inverted scale: <−80 oversold, >−20 overbought.

Oscillators work best in range-bound markets; in strong trends they give premature reversal signals.

Volume & Volatility
  • Bollinger Bands — price at upper band = overbought, lower = oversold. Narrow bands (squeeze) often precede expansion.
  • OBV — cumulative volume; rising OBV confirms uptrend, falling OBV confirms downtrend. Divergence from price is a warning.
  • Vol SMA 20 / Vol ROC — today's volume vs. 20-day average. Positive ROC with price move = conviction.
  • ATR / True Range — average daily $ move; sizing and stop-loss reference.
  • HV 20 / 30 / 60 — realized (historical) volatility. Compare to IV on the options cards: IV > HV = rich premium.

Confluence matters: trend + momentum + volume agreeing carries far more weight than any single indicator. For how these feed the spread scanner score, see the algorithm docs →

Trend Indicators

SMA 20: $16.81
SMA 50: $16.96
SMA 200: $16.04
Current: $15.90
EMA 12: $16.71
EMA 26: $16.80
MACD: -0.0809 | Signal: -0.0450
BEARISH
ADX (14): 12.92
RANGE
+DI: 15.15
−DI: 32.21

Momentum Oscillators

RSI (14): 33.41
NEUTRAL
Stoch %K: 44.68
Stoch %D: 62.65
Williams %R: -87.94

Volume & Volatility

BB Upper: $17.32
BB Lower: $16.29
OVERSOLD
OBV: 499,359
Vol SMA 20: 14,942
Vol ROC: 152.13%
ATR: $0.37
True Range: $1.02
HV 20: 25.5%
HV 30: 24.5%
HV 60: 19.1%

Data Summary

Data Points: 500
Last Updated:
Date Range: 2024-04-05T00:00:00 – 2026-04-02T00:00:00
AI Analysis

Click Frenzy-Pro™ for an AI analysis of this ticker.

Analysis includes technical indicators, news sentiment, risk assessment, and specific price levels to watch.

SWKH Options Activity & IV Rank

Loading options activity...
Spread Scanner
Full Algorithm Docs ↗

Each spread is ranked by a composite score built in three stages. Full documentation →

Stage 1 — Base Score

score = P(profit) × (credit / spread_width)
P(profit) from short leg delta (1 − |delta|), penalised above 85%. Credit uses mid-price to handle illiquid chains fairly.
Calendars: the long leg is valued at the short leg’s expiration (Black-Scholes at its current IV) across the range of prices the short leg’s IV implies, giving the best-case profit (R/R = that over the debit) and P(profit).

Stage 2 — Skew Adjustment (±25% cap)

RR and BF (30-delta) from the persisted per-symbol skew snapshot — wing strikes picked by real greeks.delta, not a moneyness proxy. Put skew boosts bull puts, penalises bear calls. High butterfly boosts iron condors. Calendars are skew-neutral.

Stage 3 — Technical Overlay (±50% cap, 5 groups)
Group 1 · Directional Bias (±0.25)
  • RSI <40 bullish / >60 bearish
  • MACD crossover + histogram trend
  • Price vs SMA 50 & SMA 200
Group 2 · Momentum (±0.10)
  • Stochastic %K <20 / >80
  • Williams %R <−80 / >−20
Group 3 · Volatility (up to −0.25 / +0.15)
  • Blended ATR + straddle expected-move penalty
  • Bollinger Band signal (+ counter-trend penalty)
  • BB width — vol contraction boost for ICs
Group 4 · IV Regime (±0.15)
  • IV rank ≥ 75 → strong boost for credit spreads
  • IV rank < 25 → penalty (selling cheap vol)
Group 5 · Liquidity (penalty up to −0.10)
  • Min open interest across all legs
  • OI < 100 → −0.10 · OI < 500 → −0.05

score = base_score × skew_multiplier × tech_multiplier
Both multipliers are shown per spread. Beta is informational only — ATR already captures realized vol. Full algorithm documentation →

Scanning bull put, bear call, iron condor and calendar spreads…

Skew (Wing IV − ATM IV)
DTE:
Wing Δ:
Metric:
Wing vs ATM
IV(put wing) − IV(ATM), in vol points

How much the OTM put trades above (or below) the at-the-money strike. Measures the height of the put-side tail relative to ATM — i.e. how expensive crash insurance is on this name.

  • Positive (typical) — wing IV > ATM IV. Standard equity put skew: portfolios bid up crash protection, so OTM puts trade richer than ATM.
  • Near zero or negative (unusual) — wing IV ≤ ATM IV. Flat or inverted put side. Common when there's no fear demand, in tightly mean-reverting names, or right after an earnings catalyst clears.
  • Percentile vs own 3-yr history: high = wings rich (good time to sell wing premium); low = wings cheap (good time to buy protection).
  • Not directional — high or low wings don't predict up or down moves. It's a price tag on tail insurance, not a forecast.
Risk Reversal
IV(call wing) − IV(put wing), equal delta on each side

Which side of the smile is the market paying up for? Measures the tilt of the surface — call skew vs put skew at matched deltas.

  • Negative (typical) — puts richer than calls. Standard equity behavior: hedging demand makes puts carry a premium. Most large-caps sit in the −1 to −5 vol-point range.
  • Strongly negative (< −5 pts) — heavy downside hedging, elevated fear, or an upcoming catalyst (earnings, FDA, macro event). Worth flagging.
  • Positive — calls richer than puts. Unusual for equities; signals bullish momentum, short-squeeze positioning, or takeover/M&A speculation.
  • Near zero — symmetric surface. Market sees roughly equal up/down risk. Rare for large-caps; more common in commodities and FX.
Reading them together

Wing-vs-ATM tells you how expensive the tails are. Risk Reversal tells you which side is favored. Combined:

  • High wing percentile + deeply negative RR → strong put bid; stress or major event priced in. Owning protection costs a premium; selling put premium is dangerous.
  • Low wing percentile + near-zero RR → complacency; insurance cheap and balanced. Good environment to add cheap downside hedges.
  • Positive RR + elevated wings → call-side fear-of-missing-out; common in squeeze setups. Upside calls expensive, downside puts not bid.
14 DTE / 10d —
— pts EXTREME
ATM — / Wing —
30 DTE / 10d —
— pts EXTREME
ATM — / Wing —

Percentile is the rank of today's reading within ~3 years of this symbol's own history. High percentile = wings are rich relative to history; not a directional signal. Skew is read off the chain in real time, not from CBOE SKEW.

Volatility Surface

Loading the implied volatility surface…

Volatility Smile

Loading the implied volatility smile…

IV Rank (7 DTE)
IV Rank (30 DTE)
Straddle Price (30 DTE)
Beta Analysis
Insufficient price history — listed 9910 days ago. Beta and correlation vs SPY require ~1 year of daily returns to be statistically meaningful.

SWKH Institutional Ownership (13F)

Institutional managers with $100M+ AUM file Form 13F-HR quarterly, due 45 days after quarter end. Holdings are reported gross at quarter-end market value — they are a snapshot, not a real-time position.

  • Shares — long equity positions in this name, aggregated across share classes.
  • Calls / Puts — notional value of long call / put exposure where this ticker is the underlying.
  • % of Float — holder's reported shares divided by the latest diluted shares outstanding. Sums above 100% indicate large custodian / prime broker positions where the same shares are reported by multiple filers.
  • Custodian badge — filers with more than 5,000 holdings are typically broker-dealers / custodians reporting customer-held shares, not active managers.

Each filer is counted once at its latest 13F-HR filing. New filings are ingested on a weekly cadence.

# Filer Shares Value % of Total % of Float Period
# Filer Notional Value % of Total Period
# Filer Notional Value % of Total Period

SWKH Insider Trading (Form 4)

Latest: 2023-10-03
Form 4 filings — insider beneficial-ownership changes by officers, directors, and 10%+ holders. Filed within 2 business days of transaction.
Filed Reporter Role Action Shares Avg Price Net $ Link
2023-10-03 Robert K. Hatcher Director Award (A) +868 $15.85 $13.8K EDGAR
2023-10-03 Laurie L. Dotter Director Award (A) +868 $15.85 $13.8K EDGAR
2023-10-03 Jerry Albright Director Award (A) +868 $15.85 $13.8K EDGAR
2023-10-03 Marcus Edward Pennington Director Award (A) +1,988 $15.85 $31.5K EDGAR
2023-07-05 Robert K. Hatcher Director Award (A) +779 $17.64 $13.7K EDGAR
2023-07-05 Laurie L. Dotter Director Award (A) +821 $16.74 $13.7K EDGAR
2023-07-05 Marcus Edward Pennington Director Award (A) +1,881 $16.74 $31.5K EDGAR
2023-07-05 Jerry Albright Director Award (A) +821 $16.74 $13.7K EDGAR
2023-07-05 Robert K. Hatcher Director Award (A) +821 $16.74 $13.7K EDGAR
2023-04-04 Robert K. Hatcher Director Award (A) +770 $17.86 $13.8K EDGAR
2023-04-04 Laurie L. Dotter Director Award (A) +770 $17.86 $13.8K EDGAR
2023-04-04 Marcus Edward Pennington Director Award (A) +1,588 $17.86 $28.4K EDGAR
2023-04-04 Jerry Albright Director Award (A) +451 $17.86 $8.1K EDGAR
2023-01-04 Marcus Edward Pennington Director Award (A) +1,558 $17.64 $27.5K EDGAR
2023-01-04 Laurie L. Dotter Director Award (A) +779 $17.64 $13.7K EDGAR
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (described in filing footnote — typically 401(k), trust, inheritance) · W = will/inheritance. Only P / S codes carry directional signal.

SWKH Board & Officers

As of SEC filings through Apr 8, 2026

Directors 3

Changes in the last 10 years (31)
Apr 8, 2026Clint Duane Carlson reported in an SEC filing no longer being a 10% owner
Apr 8, 2026Carlson Capital, L.P. reported in an SEC filing no longer being a 10% owner
Nov 1, 2024Asgard Investment Corp. first listed as a 10% owner in an SEC filing
Oct 25, 2024Double Black Diamond Offshore Ltd first listed as a 10% owner in an SEC filing
Oct 25, 2024Clint Duane Carlson no longer listed as a director in SEC filings
Oct 25, 2024Clint Duane Carlson first listed as a 10% owner in an SEC filing
Oct 25, 2024Carlson Capital, L.P. first listed as a 10% owner in an SEC filing
Oct 25, 2024Black Diamond Offshore Ltd. first listed as a 10% owner in an SEC filing
Oct 25, 2024Asgard Investment Corp. II first listed as a 10% owner in an SEC filing
Oct 23, 2024Carlson Capital GP, L.P. became a 10% owner
Sep 30, 2024The company announced the departure of Marcus Edward Pennington from the board in an SEC filing
Jul 3, 2024Adam Rice became Chief Financial Officer
Jan 30, 2024The company announced the departure of Yvette M Heinrichson as Chief Financial Officer in an SEC filing
Mar 15, 2023Jerry Albright became a director
Mar 10, 2023The company announced the departure of Wendy F Dicicco from the board in an SEC filing
Oct 3, 2022Yvette M Heinrichson became Chief Financial Officer
Sep 1, 2022The company announced the departure of Winston L Black III from the board in an SEC filing
Sep 1, 2022The company announced the departure of Winston L Black III as Chief Executive Officer in an SEC filing
Sep 1, 2022Joe David Staggs JR became President
Feb 15, 2022Wendy F Dicicco became a director
Not reported recently (8)
Compiled from SEC filings by the company and its directors and officers. Dates are as stated in those filings. Where no filing says when someone left, we show the last filing that listed them.
ETF Holders
# ETF Provider Weight $ Exposure ETF AUM As Of
Fundamentals

Quarterly filings sourced from SEC 10-Q / 10-K reports. TTM tiles aggregate the most recent four quarters; bars show the last ~12 quarters oldest → newest.

Metrics
  • Revenue — top-line sales. Look for consistent YoY growth; seasonal businesses need same-quarter comparisons (Q4 '24 vs Q4 '23).
  • Net Income — bottom-line profit after all expenses. Can be volatile from one-time items; red bars = net loss.
  • Diluted EPS — net income per share assuming options/converts are exercised. Direct input to the P/E ratio.
  • Operating Cash Flow — cash generated from core operations, before capex and financing. Harder to manipulate than net income; growing OCF is a quality signal.
How to read the bars
  • Sequential growth — quarter-over-quarter trend. Accelerating bars are a momentum signal.
  • YoY growth — compare to the same quarter a year earlier to remove seasonality.
  • Quality — OCF should roughly track Net Income over time. Large divergence (net income ≫ OCF) flags accruals risk.
  • Margins — scan the bar ratios: Net Income / Revenue tells you margin trend without needing a separate chart.

TTM (trailing-twelve-month) smooths seasonality and is used for the P/E calculation. Filings appear 30–90 days after the period closes.

SWKH vs Peers

Related companies, largest first
Company Market cap P/E Revenue growth YTD IV rank
IX ORIX Corporation American Depositary Sha $37.3B — — +16.0% —
SWKH SWK Holdings Corporation $192M — — −7.2% —
NRUC National Rural Utilities Cooperative Fin — — — −16.1% —
SWKHL SWK Holdings Corporation 9.00% Senior No — — — −1.5% —
Peer median $37.3B — — −1.5% —

P/E uses the latest reported trailing-12-month diluted EPS; "—" means no positive earnings or no data.