UNM · Insider Trading

Unum Group

Every open-market purchase and sale reported by UNM officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Form 4 Filings
50
most recent
Open-Market Buys
0
code P
Sales
7
code S
Reporting Insiders
4
current holders
UNM — Recent Form 4 Transactions (latest 2026-09-11)
FiledInsiderRole TypeSharesValue
2026-09-11 Walter Lynn Rice JR SVP, Chief Accounting Officer MIXED −2,427 −$206.36K
2026-09-11 Lisa G Iglesias EVP, General Counsel Sell −4,000 −$377.75K
2026-09-11 Timothy F Keaney Director Sell −4,300 −$404.29K
2026-08-04 Andrew D Walker EVP, Chief Cust. Ops. Officer F −1,819 −$156.63K
2018-06-06 E Michael Caulfield Director G −5,260 —
2018-05-29 Theodore H Bunting JR Director A +3,892 —
2018-05-29 E Michael Caulfield Director A +3,892 —
2018-05-29 Susan D. DeVore Director A +3,892 —
2018-05-29 Joseph Echevarria Director A +6,746 —
2018-05-29 Cynthia Egan Director A +3,892 —
2018-05-29 Kevin T Kabat Director A +3,892 —
2018-05-29 Timothy F Keaney Director A +4,735 —
2018-05-29 Gloria C Larson Director A +3,892 —
2018-05-29 Hanley Ronald P O Director A +6,746 —
2018-05-29 Francis Shammo Director A +3,892 —
2018-05-02 Michael Q Simonds EVP, President & CEO, Unum US Sell −5,000 −$244.70K
2018-03-12 Puneet Bhasin Chief Info & Digital Officer A +10,075 —
2018-03-05 Timothy Gerald Arnold EVP, President & CEO, Colonial MIXED +6,042 −$22.19K
2018-03-05 Breege A Farrell EVP, Chief Investment Officer MIXED +4,740 −$19.28K
2018-03-05 Lisa G Iglesias EVP, General Counsel MIXED +6,533 −$25.05K
2018-03-05 Christopher J Jerome EVP, Global Services MIXED −4,304 −$427.16K
2018-03-05 John F McGarry EVP and CFO MIXED +10,323 −$69.77K
2018-03-05 Richard P McKenney President and CEO MIXED +59,633 −$359.52K
2018-03-05 Peter G O'Donnell President & CEO, Unum UK MIXED +3,828 −$34.37K
2018-03-05 Michael Q Simonds EVP, President & CEO, Unum US MIXED +9,980 −$73.67K
2018-03-05 Daniel Jason Waxenberg SVP, Chief Accounting Officer MIXED +1,456 −$5.72K
2018-02-27 Timothy Gerald Arnold EVP, President & CEO, Colonial F −1,262 −$65.28K
2018-02-27 Breege A Farrell EVP, Chief Investment Officer F −1,220 −$63.11K
2018-02-27 Lisa G Iglesias EVP, General Counsel F −1,713 −$88.61K
2018-02-27 Christopher J Jerome EVP, Global Services F −2,077 −$107.44K
2018-02-27 John F McGarry EVP and CFO F −2,858 −$147.84K
2018-02-27 Richard P McKenney President and CEO F −18,595 −$961.92K
2018-02-27 Peter G O'Donnell President & CEO, Unum UK F −2,326 −$120.32K
2018-02-27 Michael Q Simonds EVP, President & CEO, Unum US F −4,765 −$246.49K
2018-02-27 Daniel Jason Waxenberg SVP, Chief Accounting Officer MIXED −1,808 −$89.31K
2018-02-26 Christopher J Jerome EVP, Global Services F −2,764 −$144.67K
2018-02-26 Susan D. DeVore Director A +730 —
2018-02-22 Timothy Gerald Arnold EVP, President & CEO, Colonial MIXED +4,454 −$109.91K
2018-02-22 Breege A Farrell EVP, Chief Investment Officer MIXED +7,038 −$121.90K
2018-02-22 Christopher J Jerome EVP, Global Services MIXED +6,474 −$145.14K
2018-02-22 John F McGarry EVP and CFO MIXED +9,380 −$205.49K
2018-02-22 Richard P McKenney President and CEO MIXED +39,135 −$1.33M
2018-02-22 Peter G O'Donnell President & CEO, Unum UK MIXED +4,915 −$228.15K
2018-02-22 Michael Q Simonds EVP, President & CEO, Unum US MIXED +11,285 −$472.94K
2018-02-07 Michael Q Simonds EVP, President & CEO, Unum US Sell −5,000 −$260.45K
2018-01-18 John F McGarry EVP and CFO MIXED −7,588 −$266.98K
2018-01-10 Lisa G Iglesias EVP, General Counsel F −2,528 −$142.76K
2017-12-18 Timothy Gerald Arnold EVP, President & CEO, Colonial Sell −1,000 −$55.07K
2017-12-18 Lisa G Iglesias EVP, General Counsel Sell −8,459 −$463.81K
2017-11-21 Christopher J Jerome EVP, Global Services Sell −7,849 −$417.91K
UNM — Current Insider Holders
InsiderRole Shares HeldValue
Timothy F Keaney Director 36,502 $2.80M
Lisa G Iglesias EVP, General Counsel 25,453 $1.96M
Andrew D Walker EVP, Chief Cust. Ops. Officer 24,324 $1.87M
Walter Lynn Rice JR SVP, Chief Accounting Officer 8,154 $626.43K
UNM Insider Trading FAQ
Who are the insiders at UNM?
4 officers, directors and 10%+ beneficial owners currently report holdings in UNM via SEC Form 4.
Are UNM insiders buying or selling?
Across the 50 most recent Form 4 filings for UNM, 0 were open-market purchases (code P) and 7 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.
How current is UNM insider data?
Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent UNM filing is dated 2026-09-11.
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the UNM quote page; the site-wide leaderboard is on the insider transactions hub.

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.