FOUNDERS FINANCIAL SECURITIES LLC — 13F Holdings & Portfolio
CIK 1342396 · latest 13F-HR filed 2026-04-17
FOUNDERS FINANCIAL SECURITIES LLC manages $1.77B in 13F-reported U.S. long-equity assets across 530 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are SPYG (6.16%), SPYV (4.76%), VIG (2.85%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 32 new positions, exited 0, added to 0, and trimmed 0.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
$1.77B
Long-equity book
530
Distinct positions
2026-03-31
Filed 2026-04-17
+32 / −0 / ↑0 / ↓0
vs 2026-03-31
| Name | Title / Status | Ownership | Type |
|---|
New Positions
- APPLE INC$23.0M
- INVESCO QQQ TR$21.4M
- BLACKROCK ETF TRUST II$15.4M
- AMAZON COM INC$10.8M
- INVESCO EXCH TRADED FD TR II$4.2M
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | SPDR SERIES TRUST | SPYG | 78464A409 | $109.2M | 6.16% | 1,050,219 | SH |
| 2 | SPDR SERIES TRUST | SPYV | 78464A508 | $84.4M | 4.76% | 1,450,889 | SH |
| 3 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $50.5M | 2.85% | 226,499 | SH |
| 4 | DIMENSIONAL ETF TRUST | DFAE | 25434V302 | $50.1M | 2.83% | 1,396,774 | SH |
| 5 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $44.9M | 2.53% | 664,634 | SH |
| 6 | VANGUARD INDEX FDS | VO | 922908629 | $42.7M | 2.41% | 143,176 | SH |
| 7 | ISHARES TR | IJR | 464287804 | $38.7M | 2.18% | 295,641 | SH |
| 8 | SELECT SECTOR SPDR TR | XLK | 81369Y803 | $32.6M | 1.84% | 229,408 | SH |
| 9 | NVIDIA CORPORATION | NVDA | 67066G104 | $32.4M | 1.83% | 176,415 | SH |
| 10 | FIDELITY MERRIMACK STR TR | FBND | 316188309 | $29.6M | 1.67% | 644,365 | SH |
| 11 | ISHARES TR | AGG | 464287226 | $28.8M | 1.63% | 289,486 | SH |
| 12 | ISHARES TR | IDEV | 46435G326 | $27.4M | 1.55% | 313,226 | SH |
| 13 | J P MORGAN EXCHANGE TRADED F | JCPB | 46641Q670 | $23.8M | 1.34% | 505,209 | SH |
| 14 | APPLE INC | AAPL | 037833100 | $23.0M | 1.30% | 88,135 | SH |
| 15 | SPDR SERIES TRUST | BIL | 78468R663 | $22.8M | 1.29% | 249,357 | SH |
| 16 | INVESCO QQQ TR | QQQ | 46090E103 | $21.4M | 1.21% | 35,004 | SH |
| 17 | ISHARES TR | IUSG | 464287671 | $19.7M | 1.11% | 119,557 | SH |
| 18 | PIMCO ETF TR | PYLD | 72201R585 | $17.4M | 0.98% | 657,410 | SH |
| 19 | ISHARES TR | IEFA | 46432F842 | $15.5M | 0.88% | 163,400 | SH |
| 20 | BLACKROCK ETF TRUST II | IVVM | 092528702 | $15.4M | 0.87% | 438,365 | SH |
| 21 | CAPITAL GROUP GROWTH ETF | CGGR | 14020G101 | $14.9M | 0.84% | 353,320 | SH |
| 22 | SELECT SECTOR SPDR TR | XLV | 81369Y209 | $14.4M | 0.81% | 96,139 | SH |
| 23 | CAPITAL GROUP DIVIDEND VALUE | CGDV | 14020W106 | $14.2M | 0.80% | 318,624 | SH |
| 24 | ISHARES TR | ITA | 464288760 | $14.2M | 0.80% | 61,102 | SH |
| 25 | ISHARES TR | USMV | 46429B697 | $14.1M | 0.80% | 150,485 | SH |
| 26 | ISHARES INC | IEMG | 46434G103 | $13.2M | 0.75% | 178,641 | SH |
| 27 | VANGUARD INDEX FDS | VUG | 922908736 | $12.6M | 0.71% | 27,482 | SH |
| 28 | ISHARES TR | TFLO | 46434V860 | $12.5M | 0.71% | 247,360 | SH |
| 29 | MICROSOFT CORP | MSFT | 594918104 | $12.4M | 0.70% | 33,225 | SH |
| 30 | ISHARES TR | IVV | 464287200 | $12.2M | 0.69% | 17,918 | SH |
| 31 | ISHARES TR | SGOV | 46436E718 | $11.9M | 0.67% | 118,941 | SH |
| 32 | SELECT SECTOR SPDR TR | XLI | 81369Y704 | $11.6M | 0.65% | 67,084 | SH |
| 33 | SPDR SERIES TRUST | LGLV | 78468R804 | $11.1M | 0.63% | 61,023 | SH |
| 34 | VANGUARD INDEX FDS | VTV | 922908744 | $10.9M | 0.62% | 53,757 | SH |
| 35 | AMAZON COM INC | AMZN | 023135106 | $10.8M | 0.61% | 46,133 | SH |
| 36 | J P MORGAN EXCHANGE TRADED F | HOLA | 46654Q591 | $10.0M | 0.57% | 185,779 | SH |
| 37 | CAPITAL GROUP CORE BALANCED | CGBL | 14021D107 | $10.0M | 0.56% | 278,522 | SH |
| 38 | SELECT SECTOR SPDR TR | XLP | 81369Y308 | $9.8M | 0.55% | 117,508 | SH |
| 39 | J P MORGAN EXCHANGE TRADED F | JMUB | 46641Q647 | $9.6M | 0.54% | 190,822 | SH |
| 40 | ISHARES TR | MUB | 464288414 | $9.2M | 0.52% | 85,564 | SH |
| 41 | VANGUARD INDEX FDS | VTI | 922908769 | $9.1M | 0.51% | 27,183 | SH |
| 42 | J P MORGAN EXCHANGE TRADED F | JPIE | 46641Q159 | $8.8M | 0.49% | 189,908 | SH |
| 43 | CAPITAL GROUP CORE EQUITY ET | CGUS | 14020V108 | $8.7M | 0.49% | 215,805 | SH |
| 44 | SELECT SECTOR SPDR TR | XLF | 81369Y605 | $8.5M | 0.48% | 165,774 | SH |
| 45 | BROADCOM INC | AVGO | 11135F101 | $8.1M | 0.46% | 22,821 | SH |
| 46 | SELECT SECTOR SPDR TR | XLY | 81369Y407 | $8.1M | 0.46% | 71,840 | SH |
| 47 | ALPHABET INC | GOOGL | 02079K305 | $8.0M | 0.45% | 25,211 | SH |
| 48 | SELECT SECTOR SPDR TR | XLU | 81369Y886 | $7.9M | 0.45% | 168,563 | SH |
| 49 | SELECT SECTOR SPDR TR | XLC | 81369Y852 | $7.9M | 0.45% | 69,072 | SH |
| 50 | LEGG MASON ETF INVT | LVHI | 52468L505 | $7.5M | 0.42% | 181,940 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-04-17 | $1.77B | 530 | 0001062993-26-002032 |
| 2026-03-31 | 2026-04-16 | $1.66B | 498 | 0001062993-26-002016 |