NorthRock Partners, LLC — 13F Holdings & Portfolio
CIK 1632097 · latest 13F-HR filed 2026-05-15
NorthRock Partners, LLC manages $6.20B in 13F-reported U.S. long-equity assets across 678 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are JMTG (8.01%), VOO (5.67%), SPYM (5.14%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 95 new positions, exited 42, added to 216, and trimmed 178.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
$6.20B
Long-equity book
678
Distinct positions
2026-03-31
Filed 2026-05-15
+95 / −42 / ↑216 / ↓178
vs 2025-12-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- ISHARES TR$90.2M +101.7%
- J P MORGAN EXCHANGE TRADED F$33.8M +7.3%
- ISHARES TR$23.1M +11.4%
- ISHARES TR$18.5M +16.5%
- J P MORGAN EXCHANGE TRADED F$15.7M +26.1%
Top Trims
- ISHARES TR-$22.4M -92.7%
- MICROSOFT CORP-$13.7M -19.0%
- STATE STR SPDR S&P 500 ETF T-$12.5M -6.3%
- BLACKROCK ETF TRUST-$9.7M -27.9%
- ISHARES GOLD TR-$6.0M -59.4%
New Positions
- WISDOMTREE TR$3.9M
- ISHARES TR$2.6M
- COLUMBIA ETF TR I$2.3M
- NEW YORK LIFE INVESTMENTS ET$2.3M
- LUMENTUM HLDGS INC$2.2M
Exited Positions
- COMERICA INC$1.3M
- MSC INDL DIRECT INC$1.1M
- ON HLDG AG$965.9K
- VANGUARD INTL EQUITY INDEX F$579.3K
- GOLDMAN SACHS ETF TR$480.3K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | J P MORGAN EXCHANGE TRADED F | JMTG | 46654Q575 | $497.0M | 8.01% | 9,745,400 | SH |
| 2 | VANGUARD INDEX FDS | VOO | 922908363 | $351.6M | 5.67% | 588,417 | SH |
| 3 | SPDR SERIES TRUST | SPYM | 78464A854 | $318.8M | 5.14% | 4,164,509 | SH |
| 4 | VANGUARD SCOTTSDALE FDS | VGSH | 92206C102 | $285.0M | 4.59% | 4,867,688 | SH |
| 5 | SPDR SERIES TRUST | SPYV | 78464A508 | $259.5M | 4.18% | 4,586,305 | SH |
| 6 | ISHARES TR | SGOV | 46436E718 | $225.8M | 3.64% | 2,242,910 | SH |
| 7 | INVESCO QQQ TR | QQQ | 46090E103 | $225.0M | 3.63% | 389,838 | SH |
| 8 | SPDR SERIES TRUST | SPYG | 78464A409 | $214.9M | 3.46% | 2,194,615 | SH |
| 9 | APPLE INC | AAPL | 037833100 | $196.4M | 3.17% | 774,012 | SH |
| 10 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $185.3M | 2.99% | 284,894 | SH |
| 11 | ISHARES TR | IGF | 464288372 | $178.8M | 2.88% | 2,668,843 | SH |
| 12 | ISHARES TR | HEFA | 46434V803 | $130.7M | 2.11% | 3,074,762 | SH |
| 13 | SPDR SERIES TRUST | MDYV | 78464A839 | $114.4M | 1.84% | 1,343,748 | SH |
| 14 | ISHARES TR | IWB | 464287622 | $106.3M | 1.71% | 298,262 | SH |
| 15 | SPDR SERIES TRUST | MDYG | 78464A821 | $104.0M | 1.68% | 1,083,341 | SH |
| 16 | J P MORGAN EXCHANGE TRADED F | JMST | 46641Q654 | $76.0M | 1.23% | 1,491,349 | SH |
| 17 | SPDR SERIES TRUST | SLYV | 78464A300 | $75.5M | 1.22% | 797,912 | SH |
| 18 | LATTICE STRATEGIES TR | ROUS | 518416409 | $75.3M | 1.21% | 1,274,569 | SH |
| 19 | ISHARES TR | IWR | 464287499 | $68.8M | 1.11% | 707,769 | SH |
| 20 | ISHARES TR | EFA | 464287465 | $66.4M | 1.07% | 683,676 | SH |
| 21 | ISHARES INC | IEMG | 46434G103 | $66.0M | 1.06% | 945,629 | SH |
| 22 | SPDR SERIES TRUST | SLYG | 78464A201 | $65.9M | 1.06% | 682,296 | SH |
| 23 | NVIDIA CORPORATION | NVDA | 67066G104 | $58.8M | 0.95% | 337,012 | SH |
| 24 | MICROSOFT CORP | MSFT | 594918104 | $58.2M | 0.94% | 157,278 | SH |
| 25 | ISHARES TR | IUSB | 46434V613 | $55.1M | 0.89% | 1,191,852 | SH |
| 26 | SPDR INDEX SHS FDS | SPEM | 78463X509 | $52.8M | 0.85% | 1,124,639 | SH |
| 27 | ISHARES TR | IEF | 464287440 | $50.0M | 0.81% | 524,082 | SH |
| 28 | FIRST TR EXCHNG TRADED FD VI | BUFR | 33740F755 | $48.3M | 0.78% | 1,429,232 | SH |
| 29 | ISHARES TR | IWM | 464287655 | $47.5M | 0.77% | 191,351 | SH |
| 30 | VANGUARD SCOTTSDALE FDS | VMBS | 92206C771 | $44.9M | 0.72% | 957,078 | SH |
| 31 | ISHARES TR | MBB | 464288588 | $44.3M | 0.71% | 466,390 | SH |
| 32 | ISHARES TR | IWF | 464287614 | $41.1M | 0.66% | 385,930 | SH |
| 33 | ISHARES TR | IJR | 464287804 | $34.2M | 0.55% | 274,803 | SH |
| 34 | ISHARES TR | IVE | 464287408 | $32.9M | 0.53% | 155,844 | SH |
| 35 | SPDR SERIES TRUST | SPTI | 78464A672 | $31.7M | 0.51% | 1,107,517 | SH |
| 36 | AB ACTIVE ETFS INC | TAFM | 00039J889 | $31.4M | 0.51% | 1,242,535 | SH |
| 37 | ISHARES TR | AGG | 464287226 | $30.8M | 0.50% | 309,931 | SH |
| 38 | VANGUARD WHITEHALL FDS | VYMI | 921946794 | $30.5M | 0.49% | 323,544 | SH |
| 39 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $29.6M | 0.48% | 461,341 | SH |
| 40 | MONDELEZ INTL INC | MDLZ | 609207105 | $29.5M | 0.48% | 512,580 | SH |
| 41 | PHILIP MORRIS INTL INC | PM | 718172109 | $29.0M | 0.47% | 175,418 | SH |
| 42 | SCHWAB STRATEGIC TR | SCHZ | 808524839 | $28.1M | 0.45% | 1,209,030 | SH |
| 43 | AMAZON COM INC | AMZN | 023135106 | $27.0M | 0.44% | 129,681 | SH |
| 44 | INVESCO EXCH TRADED FD TR II | QQQM | 46138G649 | $26.7M | 0.43% | 112,440 | SH |
| 45 | BLACKROCK ETF TRUST | BDYN | 09290C723 | $26.7M | 0.43% | 1,097,932 | SH |
| 46 | PROGRESSIVE CORP | PGR | 743315103 | $26.6M | 0.43% | 134,202 | SH |
| 47 | VANGUARD INDEX FDS | VTI | 922908769 | $26.0M | 0.42% | 81,046 | SH |
| 48 | BLACKROCK ETF TRUST | DYNF | 09290C103 | $25.1M | 0.40% | 431,747 | SH |
| 49 | PROCTER & GAMBLE CO | PG | 742718109 | $23.7M | 0.38% | 164,427 | SH |
| 50 | ISHARES TR | STIP | 46429B747 | $23.6M | 0.38% | 227,876 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-15 | $6.20B | 678 | 0001172661-26-002224 |
| 2025-12-31 | 2026-02-17 | $5.93B | 619 | 0001172661-26-001063 |
| 2025-06-30 | 2025-11-14 | $3.84B | 682 | 0001172661-25-004912 |