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NorthRock Partners, LLC — 13F Holdings & Portfolio

CIK 1632097 · latest 13F-HR filed 2026-08-11

Backtest portfolio

NorthRock Partners, LLC manages $6.89B in 13F-reported U.S. long-equity assets across 680 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are VOO (5.98%), JMTG (5.94%), SPYM (5.90%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 62 new positions, exited 46, added to 331, and trimmed 153.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
225 SOUTH 6TH STREET
SUITE 1400
MINNEAPOLIS, MN 55402
Phone
(612) 367-8800
Filing Manager
NorthRock Partners, LLC
MINNEAPOLIS, MN
Signatory
Kate Shoemaker
Chief Compliance Officer
Loading holdings…
AUM

$6.89B

Long-equity book

Holdings

680

Distinct positions

Period

2026-06-30

Filed 2026-08-11

Q/Q Activity

+62 / −46 / ↑331 / ↓153

vs 2026-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • SPDR SERIES TRUST$88.1M +27.6%
  • AB ACTIVE ETFS INC$68.1M +216.6%
  • SPDR SERIES TRUST$62.0M +28.8%
  • VANGUARD INDEX FDS$60.3M +17.2%
  • INVESCO QQQ TR$50.2M +22.3%
Show all 331 →

Top Trims

  • J P MORGAN EXCHANGE TRADED F-$87.4M -17.6%
  • J P MORGAN EXCHANGE TRADED F-$42.2M -55.5%
  • ISHARES TR-$7.9M -24.1%
  • INVESCO EXCHANGE TRADED FD T-$7.4M -43.6%
  • ISHARES TR-$5.2M -30.2%
Show all 153 →

New Positions

  • BLACKROCK ETF TRUST$8.6M
  • SELECT SECTOR SPDR TR$1.2M
  • SPACE EXPLORATION TECHN CORP$1.2M
  • ISHARES TR$1.2M
  • HONEYWELL INTL INC$1.1M
Show all 62 →

Exited Positions

  • EXXON MOBIL CORP$10.3M
  • HONEYWELL INTL INC$1.9M
  • LOEWS CORP$855.5K
  • SHELL PLC$536.0K
  • BITMINE IMMERSION TECNOLOGIE$527.6K
Show all 46 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 VANGUARD INDEX FDS VOO 922908363 $411.9M 5.98% 599,760 SH
2 J P MORGAN EXCHANGE TRADED F JMTG 46654Q575 $409.6M 5.94% 8,082,572 SH
3 SPDR SERIES TRUST SPYM 78464A854 $406.8M 5.90% 4,629,596 SH
4 SPDR SERIES TRUST SPYV 78464A508 $297.2M 4.31% 4,889,672 SH
5 SPDR SERIES TRUST SPYG 78464A409 $276.9M 4.02% 2,326,724 SH
6 ISHARES TR SGOV 46436E718 $275.5M 4.00% 2,736,985 SH
7 INVESCO QQQ TR QQQ 46090E103 $275.2M 3.99% 373,687 SH
8 VANGUARD SCOTTSDALE FDS VGSH 92206C102 $274.2M 3.98% 4,710,769 SH
9 APPLE INC AAPL 037833100 $221.3M 3.21% 764,922 SH
10 ISHARES TR IGF 464288372 $204.9M 2.97% 3,076,200 SH
11 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $204.1M 2.96% 273,293 SH
12 SPDR SERIES TRUST MDYV 78464A839 $135.4M 1.96% 1,427,030 SH
13 ISHARES TR HEFA 46434V803 $133.3M 1.93% 2,840,162 SH
14 SPDR SERIES TRUST MDYG 78464A821 $129.3M 1.88% 1,153,617 SH
15 ISHARES TR IWB 464287622 $120.9M 1.75% 295,228 SH
16 AB ACTIVE ETFS INC TAFM 00039J889 $99.5M 1.44% 3,874,626 SH
17 SPDR SERIES TRUST SLYV 78464A300 $91.0M 1.32% 834,093 SH
18 ISHARES INC IEMG 46434G103 $90.8M 1.32% 1,096,059 SH
19 SPDR SERIES TRUST SLYG 78464A201 $87.3M 1.27% 732,397 SH
20 LATTICE STRATEGIES TR ROUS 518416409 $81.8M 1.19% 1,213,197 SH
21 ISHARES TR IWR 464287499 $75.1M 1.09% 680,478 SH
22 ISHARES TR EFA 464287465 $70.8M 1.03% 681,246 SH
23 NVIDIA CORPORATION NVDA 67066G104 $65.1M 0.95% 325,443 SH
24 ISHARES TR IEF 464287440 $62.6M 0.91% 662,231 SH
25 FIRST TR EXCHNG TRADED FD VI BUFR 33740F755 $61.6M 0.89% 1,687,130 SH
26 MICROSOFT CORP MSFT 594918104 $59.1M 0.86% 158,398 SH
27 ISHARES TR IWM 464287655 $57.5M 0.83% 191,265 SH
28 SPDR INDEX SHS FDS SPEM 78463X509 $56.6M 0.82% 1,092,633 SH
29 ISHARES TR IUSB 46434V613 $53.5M 0.78% 1,158,879 SH
30 ISHARES TR IWF 464287614 $47.0M 0.68% 378,795 SH
31 VANGUARD SCOTTSDALE FDS VMBS 92206C771 $45.4M 0.66% 970,465 SH
32 ISHARES TR MBB 464288588 $42.0M 0.61% 444,758 SH
33 ISHARES TR IJR 464287804 $39.0M 0.57% 262,654 SH
34 SCHWAB STRATEGIC TR SCHZ 808524839 $37.4M 0.54% 1,618,956 SH
35 J P MORGAN EXCHANGE TRADED F JMST 46641Q654 $33.8M 0.49% 662,850 SH
36 INVESCO EXCH TRADED FD TR II QQQM 46138G649 $33.5M 0.49% 110,441 SH
37 VANGUARD TAX-MANAGED FDS VEA 921943858 $32.3M 0.47% 453,208 SH
38 PHILIP MORRIS INTL INC PM 718172109 $32.2M 0.47% 178,201 SH
39 ISHARES TR AGG 464287226 $31.8M 0.46% 320,830 SH
40 AMAZON COM INC AMZN 023135106 $31.4M 0.46% 131,565 SH
41 VANGUARD WHITEHALL FDS VYMI 921946794 $29.4M 0.43% 299,797 SH
42 SPDR SERIES TRUST SPTI 78464A672 $29.3M 0.43% 1,032,022 SH
43 MONDELEZ INTL INC MDLZ 609207105 $29.3M 0.43% 506,441 SH
44 PROGRESSIVE CORP PGR 743315103 $29.2M 0.42% 133,547 SH
45 VANGUARD INDEX FDS VTI 922908769 $28.9M 0.42% 77,998 SH
46 BLACKROCK ETF TRUST BDYN 09290C723 $28.7M 0.42% 1,034,026 SH
47 BLACKROCK ETF TRUST DYNF 09290C103 $26.1M 0.38% 383,502 SH
48 ISHARES TR IVE 464287408 $25.0M 0.36% 110,052 SH
49 ALPHABET INC GOOGL 02079K305 $24.7M 0.36% 69,038 SH
50 SPDR SERIES TRUST BIL 78468R663 $24.2M 0.35% 263,609 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-11 $6.89B 680 0001172661-26-003263
2026-03-31 2026-05-15 $6.20B 678 0001172661-26-002224
2025-12-31 2026-02-17 $5.93B 619 0001172661-26-001063
2025-06-30 2025-11-14 $3.84B 682 0001172661-25-004912