Golden State Wealth Management, LLC — 13F Holdings & Portfolio

CIK 1776033 · latest 13F-HR filed 2026-07-22

Golden State Wealth Management, LLC manages $1.10B in 13F-reported U.S. long-equity assets across 1,684 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are IVV (7.21%), SPY (4.84%), AAPL (2.67%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 117 new positions, exited 106, added to 832, and trimmed 360.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
201 E. SANDPOINTE AVE
#460
SANTA ANA, CA 92707
Phone
(714) 322-7410
Filing Manager
Golden State Wealth Management, LLC
SANTA ANA, CA
Signatory
Stephanie West
Compliance Consultant
Loading holdings…
AUM

$1.10B

Long-equity book

Holdings

1,684

Distinct positions

Period

2026-06-30

Filed 2026-07-22

Q/Q Activity

+117 / −106 / ↑832 / ↓360

vs 2026-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • ISHARES U S$16.6M +156.9%
  • ISHARES CORE$13.9M +21.0%
  • ISHARES CORE$11.5M +406.3%
  • ISHARES A I$9.9M +610.4%
  • STATE STREET$6.7M +14.4%
Show all 832

Top Trims

  • FIRST TRUST-$5.3M -23.4%
  • AB CA-$4.1M -73.9%
  • FIRST TRUST-$3.4M -26.4%
  • AMERICAN CENTURY-$2.4M -16.6%
  • FIRST TRUST-$2.2M -72.7%
Show all 360

New Positions

  • NATIXIS LOOMIS$3.7M
  • ISHARES SYSTEMATIC$3.3M
  • ZACKS TR$1.8M
  • GLOBAL X$1.5M
  • FIRST TRUST$1.4M
Show all 117

Exited Positions

  • HONEYWELL INTL$408.9K
  • GLOBAL X$281.7K
  • BUTTERFLY NETWORK$193.9K
  • CARNIVAL CORP$155.2K
  • GOLDMAN SACHS$122.2K
Show all 106
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES CORE IVV 464287200 $79.1M 7.21% 105,560 SH
2 STATE STREET SPY 78462F103 $53.1M 4.84% 71,117 SH
3 APPLE INC AAPL 037833100 $29.2M 2.67% 100,991 SH
4 ISHARES U S DYNF 09290C103 $26.7M 2.44% 392,665 SH
5 ISHARES CORE AGG 464287226 $25.6M 2.34% 259,018 SH
6 ALPHABET INC GOOGL 02079K305 $23.0M 2.10% 64,449 SH
7 INVESCO QQQ QQQ 46090E103 $22.8M 2.08% 31,026 SH
8 NVIDIA CORP NVDA 67066G104 $22.3M 2.04% 111,533 SH
9 AMAZON COM AMZN 023135106 $21.2M 1.93% 88,831 SH
10 FIRST TRUST FVD 33734H106 $17.4M 1.59% 361,076 SH
11 PRINCIPAL US USMC 74255Y870 $15.8M 1.44% 213,613 SH
12 ISHARES CORE IEMG 46434G103 $14.4M 1.31% 173,541 SH
13 HARBOR LONG WINN 41151J406 $14.0M 1.28% 431,368 SH
14 AMERICAN CENTURY QGRO 025072307 $11.9M 1.09% 101,086 SH
15 ISHARES A I BAI 09290C780 $11.5M 1.05% 217,958 SH
16 STATE STREET SPAB 78464A649 $11.1M 1.02% 436,311 SH
17 FIRST TRUST FTCS 33733E104 $10.9M 0.99% 115,768 SH
18 FIRST TRUST RDVY 33738R506 $9.4M 0.86% 116,217 SH
19 FIRST TRUST SDVY 33741X102 $9.2M 0.84% 213,740 SH
20 TESLA INC TSLA 88160R101 $9.0M 0.82% 21,436 SH
21 FIRST TRUST BUFR 33740F755 $8.8M 0.81% 241,999 SH
22 MICROSOFT CORP MSFT 594918104 $8.1M 0.74% 21,778 SH
23 JPMORGAN BETABUILDERS BBUS 46641Q399 $7.9M 0.72% 58,425 SH
24 ISHARES MSCI QUAL 46432F339 $7.5M 0.68% 34,207 SH
25 JPMORGAN US JQUA 46641Q761 $7.3M 0.67% 101,321 SH
26 SANDISK CORP SNDK 80004C200 $7.2M 0.66% 3,162 SH
27 BROADCOM INC AVGO 11135F101 $7.1M 0.65% 18,802 SH
28 ISHARES U S THRO 09290C806 $7.0M 0.64% 161,956 SH
29 ABRDN PHYSICAL SIVR 003264108 $6.8M 0.62% 121,101 SH
30 STATE STREET SPYM 78464A854 $6.4M 0.58% 72,408 SH
31 VANGUARD DIVIDEND VIG 921908844 $6.3M 0.58% 26,804 SH
32 ISHARES MSCI MTUM 46432F396 $6.2M 0.57% 18,193 SH
33 FIRST TRUST FICS 33738R662 $5.9M 0.54% 141,235 SH
34 BLACKSTONE INC BX 09260D107 $5.8M 0.53% 48,980 SH
35 INVESCO NATIONAL PZA 46138E537 $5.7M 0.52% 240,582 SH
36 APPLE INC AAPL 037833100 $5.6M 0.51% 19,191 SH
37 JANUS HENDERSON VNLA 47103U886 $5.5M 0.50% 111,940 SH
38 ISHARES MSCI EFV 464288877 $5.5M 0.50% 71,251 SH
39 ADVANCED MICRO AMD 007903107 $5.4M 0.49% 9,286 SH
40 META PLATFORMS META 30303M102 $5.2M 0.47% 9,184 SH
41 FIRST TRUST UCON 33740F888 $5.1M 0.46% 204,175 SH
42 RTX CORP RTX 75513E101 $5.0M 0.45% 26,263 SH
43 VANGUARD S&P VOO 922908363 $4.6M 0.42% 6,717 SH
44 ISHARES MSCI ACWI 464288257 $4.5M 0.41% 28,399 SH
45 INVESCO NASDAQ QQQM 46138G649 $4.5M 0.41% 14,708 SH
46 JPMORGAN CHASE JPM 46625H100 $4.4M 0.40% 13,508 SH
47 STATE STREET SPYV 78464A508 $4.4M 0.40% 72,626 SH
48 FIRST TRUST FTLS 33739P103 $4.4M 0.40% 59,761 SH
49 SPDR GOLD GLD 78463V107 $4.4M 0.40% 11,898 SH
50 ISHARES S&P IUSG 464287671 $4.4M 0.40% 23,285 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-22 $1.10B 1,684 0001776033-26-000004
2026-03-31 2026-04-28 $914.8M 1,666 0001776033-26-000003
2025-12-31 2026-02-13 $946.8M 1,737 0001776033-26-000001