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Golden State Wealth Management, LLC — 13F Holdings & Portfolio

CIK 1776033 · latest 13F-HR filed 2026-07-22

Backtest portfolio

Golden State Wealth Management, LLC manages $1.10B in 13F-reported U.S. long-equity assets across 1,684 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are IVV (7.21%), SPY (4.84%), AAPL (2.67%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 117 new positions and exited 106; 832 existing positions rose in reported value and 360 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$1.10B

Long-equity book

Holdings
1,684

Distinct positions

Period
2026-06-30

Filed 2026-07-22

Q/Q Activity
+117 / −106 / ↑832 / ↓360

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
IVV7.3% · +6%SPY4.9% · -0%AAPL3.2% · -2%DYNF2.5% · +120%AGG2.3% · +2%NVDA2.2% · +0%QQQ2.1% · -0%GOOGL2.1% · -2%AMZN2.0% · +4%FVD1.6% · -25%USMC1.4% · +2%IEMG1.3% · +326%WINN1.3% · -22%QGRO1.1% · -26%SDVY1.1% · -9%BAI1.0% · +344%SPAB1.0% · -6%FTCS1.0% · +2%RDVY0.9% · -38%BUFR0.8% · -2%TSLA0.8% · +2%MSFT0.7% · -1%BBUS0.7% · -32%QUAL0.7% · -11%DGRW0.7% · +2%JQUA0.7% · +7%SNDK0.7% · +3%AVGO0.6% · +2%SPYM0.6% · +9%THRO0.6% · +260%SIVR0.6% · -0%VIG0.6% · -2%MTUM0.6% · +132%FICS0.5% · +4%BX0.5% · -4%AMD0.5% · +5%EFV0.5% · +98%PZA0.5% · +8532%VNLA0.5% · +3%META0.5% · +2%UCON0.5% · -13%RTX0.5% · -13%MU0.4% · +6%FTLS0.4% · -1%IVW0.4% · +35%VOO0.4% · +2%ACWI0.4% · -11%QQQM0.4% · +12%JPM0.4% · -3%SPYV0.4% · -14%GLD0.4% · -6%IUSG0.4% · 0%HUSV0.4% · -4%PPA0.4% · -3%GOOG0.4% · +5%TLH0.4% · +363%USFR0.4% · -1%CIBR0.4% · +30%JGRO0.4% · +9%QGRW0.4% · +10%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 30.1%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Aug 4, 2026.

Assets Under Management
$2.22B
Discretionary
$2.22B
Employees
45
Accounts
7,029
Address
254 E 2ND STREET
SUITE 2
POWELL, WY 82435
Phone
(866) 273-1563
Website
Name Title / Status Ownership Type
CATONE, DANIEL, ROBERT ControlMANAGING MEMBER
since May 2013
25–50%Individual
CATONE, PATRICK, MICHAEL ControlMANAGING MEMBER & CHIEF COMPLIANCE OFFICER
since May 2013
25–50%Individual
NAHAS, JOHN, EMILE ControlMANAGING MEMBER
since Jan 2016
25–50%Individual
Ownership & leadership changes · 3 filings with changes since Mar 11, 2016

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 25, 2021 filing
  • ChangedNAHAS, JOHN, EMILE · title FINANCIAL ADVISOR → MANAGING MEMBER
Aug 28, 2017 filing
  • No longer listedGARDNER, BRADLEY, EVERETT · MANAGING MEMBER · 10–25% · control person · listed since May 2013
Feb 17, 2017 filing
  • ChangedGARDNER, BRADLEY, EVERETT · ownership 25–50% → 10–25%
Mar 11, 2016 filing (earliest on record)
  • ListedCATONE, DANIEL, ROBERT · MANAGING MEMBER · 25–50% · control person
  • ListedCATONE, PATRICK, MICHAEL · MANAGING MEMBER & CHIEF COMPLIANCE OFFICER · 25–50% · control person
  • ListedGARDNER, BRADLEY, EVERETT · MANAGING MEMBER · 25–50% · control person
  • ListedNAHAS, JOHN, EMILE · FINANCIAL ADVISOR · 25–50% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 832 →

Top Trims

Show all 360 →

New Positions

Show all 117 →

Exited Positions

Show all 106 →

Golden State Wealth Management, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES CORE IVV 464287200 $79.1M 7.21% 105,560 SH
2 STATE STREET SPY 78462F103 $53.1M 4.84% 71,117 SH
3 APPLE INC AAPL 037833100 $29.2M 2.67% 100,991 SH
4 ISHARES U S DYNF 09290C103 $26.7M 2.44% 392,665 SH
5 ISHARES CORE AGG 464287226 $25.6M 2.34% 259,018 SH
6 ALPHABET INC GOOGL 02079K305 $23.0M 2.10% 64,449 SH
7 INVESCO QQQ QQQ 46090E103 $22.8M 2.08% 31,026 SH
8 NVIDIA CORP NVDA 67066G104 $22.3M 2.04% 111,533 SH
9 AMAZON COM AMZN 023135106 $21.2M 1.93% 88,831 SH
10 FIRST TRUST FVD 33734H106 $17.4M 1.59% 361,076 SH
11 PRINCIPAL US USMC 74255Y870 $15.8M 1.44% 213,613 SH
12 ISHARES CORE IEMG 46434G103 $14.4M 1.31% 173,541 SH
13 HARBOR LONG WINN 41151J406 $14.0M 1.28% 431,368 SH
14 AMERICAN CENTURY QGRO 025072307 $11.9M 1.09% 101,086 SH
15 ISHARES A I BAI 09290C780 $11.5M 1.05% 217,958 SH
16 STATE STREET SPAB 78464A649 $11.1M 1.02% 436,311 SH
17 FIRST TRUST FTCS 33733E104 $10.9M 0.99% 115,768 SH
18 FIRST TRUST RDVY 33738R506 $9.4M 0.86% 116,217 SH
19 FIRST TRUST SDVY 33741X102 $9.2M 0.84% 213,740 SH
20 TESLA INC TSLA 88160R101 $9.0M 0.82% 21,436 SH
21 FIRST TRUST BUFR 33740F755 $8.8M 0.81% 241,999 SH
22 MICROSOFT CORP MSFT 594918104 $8.1M 0.74% 21,778 SH
23 JPMORGAN BETABUILDERS BBUS 46641Q399 $7.9M 0.72% 58,425 SH
24 ISHARES MSCI QUAL 46432F339 $7.5M 0.68% 34,207 SH
25 JPMORGAN US JQUA 46641Q761 $7.3M 0.67% 101,321 SH
26 SANDISK CORP SNDK 80004C200 $7.2M 0.66% 3,162 SH
27 BROADCOM INC AVGO 11135F101 $7.1M 0.65% 18,802 SH
28 ISHARES U S THRO 09290C806 $7.0M 0.64% 161,956 SH
29 ABRDN PHYSICAL SIVR 003264108 $6.8M 0.62% 121,101 SH
30 STATE STREET SPYM 78464A854 $6.4M 0.58% 72,408 SH
31 VANGUARD DIVIDEND VIG 921908844 $6.3M 0.58% 26,804 SH
32 ISHARES MSCI MTUM 46432F396 $6.2M 0.57% 18,193 SH
33 FIRST TRUST FICS 33738R662 $5.9M 0.54% 141,235 SH
34 BLACKSTONE INC BX 09260D107 $5.8M 0.53% 48,980 SH
35 INVESCO NATIONAL PZA 46138E537 $5.7M 0.52% 240,582 SH
36 APPLE INC AAPL 037833100 $5.6M 0.51% 19,191 SH
37 JANUS HENDERSON VNLA 47103U886 $5.5M 0.50% 111,940 SH
38 ISHARES MSCI EFV 464288877 $5.5M 0.50% 71,251 SH
39 ADVANCED MICRO AMD 007903107 $5.4M 0.49% 9,286 SH
40 META PLATFORMS META 30303M102 $5.2M 0.47% 9,184 SH
41 FIRST TRUST UCON 33740F888 $5.1M 0.46% 204,175 SH
42 RTX CORP RTX 75513E101 $5.0M 0.45% 26,263 SH
43 VANGUARD S&P VOO 922908363 $4.6M 0.42% 6,717 SH
44 ISHARES MSCI ACWI 464288257 $4.5M 0.41% 28,399 SH
45 INVESCO NASDAQ QQQM 46138G649 $4.5M 0.41% 14,708 SH
46 JPMORGAN CHASE JPM 46625H100 $4.4M 0.40% 13,508 SH
47 STATE STREET SPYV 78464A508 $4.4M 0.40% 72,626 SH
48 FIRST TRUST FTLS 33739P103 $4.4M 0.40% 59,761 SH
49 SPDR GOLD GLD 78463V107 $4.4M 0.40% 11,898 SH
50 ISHARES S&P IUSG 464287671 $4.4M 0.40% 23,285 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-22 $1.10B 1,684 0001776033-26-000004
2026-03-31 2026-04-28 $914.8M 1,666 0001776033-26-000003
2025-12-31 2026-02-13 $946.8M 1,737 0001776033-26-000001
Filer Information
Address
201 E. SANDPOINTE AVE
#460
SANTA ANA, CA 92707
Phone
(714) 322-7410
Filing Manager
Golden State Wealth Management, LLC
SANTA ANA, CA
Signatory
Stephanie West
Compliance Consultant