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EMC Capital Management — 13F Holdings & Portfolio

CIK 1847772 · latest 13F-HR filed 2026-07-29

Backtest portfolio

EMC Capital Management manages $253.3M in 13F-reported U.S. long-equity assets across 53 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are VOO (22.59%), QQQ (16.81%), IWM (15.30%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 7 new positions and exited 258; 30 existing positions rose in reported value and 13 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$253.3M

Long-equity book

Holdings
53

Distinct positions

Period
2026-06-30

Filed 2026-07-29

Q/Q Activity
+7 / −258 / ↑30 / ↓13

vs 2025-12-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
VOO22.6% · -1%QQQ16.8% · +0%IWM15.3% · +591%GOOG14.5% · -0%AMZN8.3% · +1%VUG6.4% · +485%NVDA2.4% · +1%MELI2.2% · +38650%IWO2.1% · newNFLX1.0% · +158%IWC0.9% · 0%SPY0.9% · 0%META0.6% · +396%UNH0.6% · +102%PLTR0.6% · 0%ZS0.6% · +154%MU0.5% · -29%AVGO0.4% · +16%TTD0.4% · +17%CRWD0.4% · +60%MSFT0.3% · +115%TSLA0.3% · +27%ARKW0.3% · 0%HOOD0.2% · +2400%MRVL0.2% · -44%AAPL0.2% · -2%ORCL0.2% · -30%COIN0.1% · +300%ABBV0.1% · +1%BABA0.1% · newUPST0.1% · -40%SHOP0.1% · -56%NAVN0.1% · newADBE0.0% · newMO0.0% · 0%ALAB0.0% · -20%HPE0.0% · newIBIT0.0% · 0%VTV0.0% · 0%NRG0.0% · +50%GOOGL0.0% · 0%VXUS0.0% · +0%PANW0.0% · newDDOG0.0% · 0%ACHR0.0% · -67%TEM0.0% · 0%VBR0.0% · 0%SE0.0% · 0%SNOW0.0% · -94%ARKG0.0% · 0%DOCU0.0% · -33%RVPH0.0% · -95%BIAF0.0% · new

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q4 25 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 91.6%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 6, 2026.

Assets Under Management
$304.7M
Discretionary
$304.7M
Employees
5
Accounts
1
Address
2201 WAUKEGAN ROAD
SUITE W240
BANNOCKBURN, IL 60015
Phone
(847) 267-8700
Website
Name Title / Status Ownership Type
EMC CAPITAL MANAGEMENT, INC. ControlMEMBER
since Oct 2013
50–75%Domestic Entity
KAVANAGH, DAVID, MICHAEL ControlSECRETARY
since Oct 2013
25–50%Individual
KNOLLWOOD INVESTMENT ADVISORS LLC ControlMEMBER
since Oct 2013
25–50%Domestic Entity
KRAUTSACK, JOHN, CHARLES ControlPRESIDENT
since Oct 2013
50–75%Individual
GERTH, ROBIN, ANNCHIEF COMPLIANCE OFFICER
since Oct 2013
Less than 5%Individual
POLLI, DAVID, FMANAGING DIRECTOR
since Oct 2013
Less than 5%Individual
PROCTOR, BRIAN, DOUGLASMANAGING DIRECTOR
since Oct 2013
Less than 5%Individual
SMBC VENTURES, LLCMEMBER
since Oct 2013
Less than 5%Domestic Entity
AL-RAYES, ABDULLAH, M.A Control
Indirect owner via CENTUM PRATA HOLDING AG
SHAREHOLDER
since Dec 2003
75% or moreIndividual
CENTUM PRATA HOLDING AG Control
Indirect owner via KIA HOLDINGS INC
SHAREHOLDER
since May 2012
75% or moreForeign Entity
DEARBORN CAPITAL MANAGEMENT, LTD Control
Indirect owner via KNOLLWOOD INVESTMENT ADVISORS, LLC
MANAGING MEMBER
since Dec 2010
50–75%Domestic Entity
JOHN KRAUTSACK TRUST UA 01/23/2007 Control
Indirect owner via EMC CAPITAL MANAGEMENT, INC.
SHAREHOLDER
since Sep 2013
75% or moreDomestic Entity
KAVANAGH, DAVID, MICHAEL Control
Indirect owner via DEARBORN CAPITAL MANAGEMENT, LTD
SHAREHOLDER
since Jul 1988
75% or moreIndividual
KRAUTSACK, JOHN, CHARLES Control
Indirect owner via JOHN KRAUTSACK TRUST UA 01/23/2007
TRUSTEE
since Jan 2007
75% or moreIndividual
MEEHAN, PATRICK, JOSEPH Control
Indirect owner via SMBC VENTURES, LLC
MANAGING MEMBER
since Apr 2009
General partner, trustee or managerIndividual
KIA HOLDINGS, INC.
Indirect owner via KNOLLWOOD INVESTMENT ADVISORS, LLC
MEMBER
since Mar 2012
25–50%Domestic Entity
Ownership & leadership changes · 2 filings with changes since Oct 10, 2013

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 9, 2021 filing
  • ChangedSMBC VENTURES, LLC · ownership 5–10% → Less than 5%
Feb 19, 2014 filing
  • AddedPOLLI, DAVID, F · MANAGING DIRECTOR · Less than 5%
  • AddedPROCTOR, BRIAN, DOUGLAS · MANAGING DIRECTOR · Less than 5%
Oct 10, 2013 filing (earliest on record)
  • ListedAL-RAYES, ABDULLAH, M.A · SHAREHOLDER · 75% or more · indirect via CENTUM PRATA HOLDING AG · control person
  • ListedCENTUM PRATA HOLDING AG · SHAREHOLDER · 75% or more · indirect via KIA HOLDINGS INC · control person
  • ListedDEARBORN CAPITAL MANAGEMENT, LTD · MANAGING MEMBER · 50–75% · indirect via KNOLLWOOD INVESTMENT ADVISORS, LLC · control person
  • ListedEMC CAPITAL MANAGEMENT, INC. · MEMBER · 50–75% · control person
  • ListedGERTH, ROBIN, ANN · CHIEF COMPLIANCE OFFICER · Less than 5%
  • ListedJOHN KRAUTSACK TRUST UA 01/23/2007 · SHAREHOLDER · 75% or more · indirect via EMC CAPITAL MANAGEMENT, INC. · control person
  • ListedKAVANAGH, DAVID, MICHAEL · SECRETARY · 25–50% · control person
  • ListedKAVANAGH, DAVID, MICHAEL · SHAREHOLDER · 75% or more · indirect via DEARBORN CAPITAL MANAGEMENT, LTD · control person
  • ListedKIA HOLDINGS, INC. · MEMBER · 25–50% · indirect via KNOLLWOOD INVESTMENT ADVISORS, LLC
  • ListedKNOLLWOOD INVESTMENT ADVISORS LLC · MEMBER · 25–50% · control person
  • ListedKRAUTSACK, JOHN, CHARLES · PRESIDENT · 50–75% · control person
  • ListedKRAUTSACK, JOHN, CHARLES · TRUSTEE · 75% or more · indirect via JOHN KRAUTSACK TRUST UA 01/23/2007 · control person
  • ListedMEEHAN, PATRICK, JOSEPH · MANAGING MEMBER · General partner, trustee or manager · indirect via SMBC VENTURES, LLC · control person
  • ListedSMBC VENTURES, LLC · MEMBER · 5–10%

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 30 →

Top Trims

Show all 13 →

New Positions

Show all 7 →

Exited Positions

Show all 258 →

EMC Capital Management Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 VANGUARD S&P 500 VOO 922908363 $57.2M 22.59% 83,223 SH
2 INVESCO QQQ TRUS QQQ 46090E103 $42.6M 16.81% 59,353 SH
3 ISHARES RUSSELL IWM 464287655 $38.7M 15.30% 128,970 SH
4 ALPHABET INC-C GOOG 02079K107 $36.7M 14.49% 105,300 SH
5 AMAZON.COM INC AMZN 023135106 $21.0M 8.29% 84,750 SH
6 VANGUARD GRW ETF VUG 922908736 $16.2M 6.38% 187,584 SH
7 NVIDIA CORP NVDA 67066G104 $6.1M 2.41% 29,500 SH
8 MERCADOLIBRE INC MELI 58733R102 $5.6M 2.22% 3,100 SH
9 ISHARES RUSSELL IWO 464287648 $5.4M 2.14% 13,732 SH
10 NETFLIX INC NFLX 64110L106 $2.5M 0.99% 36,800 SH
11 ISHARES MICRO-CA IWC 464288869 $2.3M 0.93% 11,741 SH
12 SS S&P 500 ET-US SPY 78462F103 $2.2M 0.87% 2,935 SH
13 META PLATFORMS-A META 30303M102 $1.6M 0.64% 2,500 SH
14 UNITEDHEALTH GRP UNH 91324P102 $1.6M 0.64% 3,731 SH
15 PALANTIR TECHN-A PLTR 69608A108 $1.5M 0.60% 11,362 SH
16 ZSCALER INC ZS 98980G102 $1.4M 0.56% 9,600 SH
17 MICRON TECH MU 595112103 $1.2M 0.48% 1,250 SH
18 BROADCOM INC AVGO 11135F101 $1.1M 0.44% 2,900 SH
19 TRADE DESK INC-A TTD 88339J105 $1.1M 0.43% 59,800 SH
20 CROWDSTRIKE HO-A CRWD 22788C105 $917.0K 0.36% 4,800 SH
21 MICROSOFT CORP MSFT 594918104 $782.0K 0.31% 1,958 SH
22 TESLA INC TSLA 88160R101 $718.0K 0.28% 1,900 SH
23 ARK NEXT GENERAT ARKW 00214Q401 $712.0K 0.28% 4,880 SH
24 ROBINHOOD MARK-A HOOD 770700102 $530.0K 0.21% 5,000 SH
25 MARVELL TECHNOLO MRVL 573874104 $496.0K 0.20% 2,400 SH
26 APPLE INC AAPL 037833100 $470.0K 0.19% 1,434 SH
27 ORACLE CORP ORCL 68389X105 $404.0K 0.16% 3,200 SH
28 COINBASE GLOBA-A COIN 19260Q107 $353.0K 0.14% 2,000 SH
29 ABBVIE INC ABBV 00287Y109 $267.0K 0.11% 1,044 SH
30 ALIBABA GRP-ADR BABA 01609W102 $249.0K 0.10% 2,100 SH
31 UPSTART HOLDINGS UPST 91680M107 $194.0K 0.08% 6,600 SH
32 SHOPIFY INC - A SHOP 82509L107 $154.0K 0.06% 1,250 SH
33 NAVAN INC-CL A NAVN 639193101 $130.0K 0.05% 5,000 SH
34 ADOBE INC ADBE 00724F101 $114.0K 0.05% 500 SH
35 ALTRIA GROUP INC MO 02209S103 $73.0K 0.03% 1,000 SH
36 ASTERA LABS INC ALAB 04626A103 $63.0K 0.02% 200 SH
37 HEWLETT PACKA HPE 42824C109 $62.0K 0.02% 1,335 SH
38 ISHARES BITCOIN IBIT 46438F101 $62.0K 0.02% 1,643 SH
39 VANGUARD VAL ETF VTV 922908744 $44.0K 0.02% 200 SH
40 NRG ENERGY NRG 629377508 $40.0K 0.02% 300 SH
41 ALPHABET INC-A GOOGL 02079K305 $35.0K 0.01% 100 SH
42 VANGUARD TOTAL I VXUS 921909768 $35.0K 0.01% 414 SH
43 PALO ALTO NETWOR PANW 697435105 $34.0K 0.01% 100 SH
44 DATADOG INC-A DDOG 23804L103 $28.0K 0.01% 110 SH
45 ARCHER AVIATIO-A ACHR 03945R102 $24.0K 0.01% 4,500 SH
46 TEMPUS AI INC-A TEM 88023B103 $24.0K 0.01% 500 SH
47 VANGUARD S/C V E VBR 922908611 $24.0K 0.01% 100 SH
48 SEA LTD-ADR SE 81141R100 $17.0K 0.01% 165 SH
49 SNOWFLAKE INC SNOW 833445109 $16.0K 0.01% 60 SH
50 ARK GENOMIC REVO ARKG 00214Q302 $11.0K 0.00% 278 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-29 $253.3M 53 0001847772-26-000008
2025-12-31 2026-03-09 $225.1M 304 0001847772-26-000002
2025-09-30 2025-11-20 $211.4M 307 0001847772-25-000005
Filer Information
Address
6363 WOODWAY DR
SUITE 763
HOUSTON, TX 77057
Phone
(832) 231-0130
Filing Manager
EMC Capital Management
HOUSTON, TX
Signatory
Rasool Shaik
CCO