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Smartleaf Asset Management LLC — 13F Holdings & Portfolio

CIK 2010393 · latest 13F-HR filed 2026-08-12

Backtest portfolio

Smartleaf Asset Management LLC manages $3.08B in 13F-reported U.S. long-equity assets across 3,465 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are DFUS (4.93%), IVV (3.44%), DFAT (3.39%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 0 new positions and exited 45; 2,159 existing positions rose in reported value and 594 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$3.08B

Long-equity book

Holdings
3,465

Distinct positions

Period
2026-06-30

Filed 2026-08-12

Q/Q Activity
+0 / −45 / ↑2159 / ↓594

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
DFUS4.9% · 0%IVV3.4% · 0%DFAT3.4% · 0%AAPL2.9% · 0%NVDA2.3% · 0%DFAC2.3% · 0%VWO2.1% · 0%DFIV1.9% · 0%AGG1.8% · 0%IEFA1.7% · 0%DFUV1.5% · 0%MSFT1.4% · 0%VOO1.3% · 0%DFAI1.3% · 0%MGV1.2% · 0%AMZN1.1% · 0%GOOGL1.0% · 0%VGIT0.9% · 0%AVGO0.8% · 0%GOOG0.8% · 0%BND0.8% · 0%MU0.7% · 0%VT0.7% · 0%DISV0.7% · 0%META0.6% · 0%JPM0.6% · 0%AVUV0.6% · 0%QGRW0.6% · 0%VTV0.6% · 0%BRK.B0.6% · 0%DGRW0.6% · 0%LLY0.6% · 0%CGBL0.5% · 0%TSLA0.5% · 0%VTI0.5% · 0%CGDG0.5% · 0%UCON0.5% · 0%JNJ0.5% · 0%DFAS0.5% · 0%RLY0.4% · 0%CGGE0.4% · 0%PVAL0.4% · 0%LRCX0.4% · 0%IEMG0.4% · 0%AMD0.4% · 0%BSV0.4% · 0%AMAT0.4% · 0%CGMS0.4% · 0%VONG0.4% · 0%VB0.4% · 0%USRT0.4% · 0%CGGR0.4% · 0%VEA0.4% · 0%AGGY0.4% · 0%SCHG0.3% · 0%V0.3% · 0%NA0.3% · 0%CGUS0.3% · 0%CGGO0.3% · 0%JEPQ0.3% · 0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 26.7%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 18, 2026.

Assets Under Management
$6.85B
Discretionary
$6.85B
Employees
18
Accounts
18,475
Address
ONE BOWDOIN SQUARE
SUITE 1000, 10TH FLOOR
BOSTON, MA 02114
Phone
(857) 366-9340
Website
Name Title / Status Ownership Type
MICHAEL, GERARD, ALEXANDER ControlMANAGING MEMBER
since Jun 2014
Less than 5%Individual
NEUSS, DIANA, W ControlMEMBER, CHIEF COMPLIANCE OFFICER
since Jan 2015
Less than 5%Individual
SMARTLEAF INC ControlMANAGING MEMBER, PARENT COMPANY
since Jun 2014
75% or moreDomestic Entity
MICHAEL, GERARD, ALEXANDER Control
Indirect owner via SMARTLEAF INC
SHAREHOLDER
since Apr 1999
50–75%Individual
Ownership & leadership changes · 2 filings with changes since Jan 21, 2015

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 28, 2019 filing
  • ChangedMICHAEL, GERARD, ALEXANDER · indirect via SMARTLEAF INC: ownership 25–50% → 50–75%
Feb 5, 2015 filing
  • ChangedMICHAEL, GERARD, ALEXANDER · title CHIEF EXECUTIVE OFFICER → MANAGING MEMBER
  • ChangedNEUSS, DIANA, W · title CHIEF COMPLIANCE OFFICER → MEMBER, CHIEF COMPLIANCE OFFICER
  • ChangedSMARTLEAF INC · title PARENT COMPANY → MANAGING MEMBER, PARENT COMPANY
Jan 21, 2015 filing (earliest on record)
  • ListedMICHAEL, GERARD, ALEXANDER · CHIEF EXECUTIVE OFFICER · Less than 5% · control person
  • ListedMICHAEL, GERARD, ALEXANDER · SHAREHOLDER · 25–50% · indirect via SMARTLEAF INC · control person
  • ListedNEUSS, DIANA, W · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ListedSMARTLEAF INC · PARENT COMPANY · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 2159 →

Top Trims

Show all 594 →

New Positions

  • No new positions this quarter.
Show all 0 →

Exited Positions

Show all 45 →

Smartleaf Asset Management LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 DIMENSIONAL ETF TRUST DFUS 25434V401 $151.6M 4.93% 1,865,705 SH
2 ISHARES TR IVV 464287200 $105.8M 3.44% 142,225 SH
3 DIMENSIONAL ETF TRUST DFAT 25434V609 $104.2M 3.39% 1,491,922 SH
4 APPLE INC AAPL 037833100 $89.7M 2.91% 318,269 SH
5 NVIDIA CORPORATION NVDA 67066G104 $70.8M 2.30% 363,229 SH
6 DIMENSIONAL ETF TRUST DFAC 25434V708 $70.0M 2.28% 1,586,685 SH
7 VANGUARD INTL EQUITY INDEX F VWO 922042858 $63.8M 2.07% 1,077,278 SH
8 DIMENSIONAL ETF TRUST DFIV 25434V807 $58.5M 1.90% 1,083,909 SH
9 ISHARES TR AGG 464287226 $54.8M 1.78% 551,062 SH
10 ISHARES TR IEFA 46432F842 $51.1M 1.66% 530,623 SH
11 DIMENSIONAL ETF TRUST DFUV 25434V724 $46.7M 1.52% 847,220 SH
12 MICROSOFT CORP MSFT 594918104 $42.3M 1.38% 114,791 SH
13 VANGUARD INDEX FDS VOO 922908363 $40.7M 1.32% 59,787 SH
14 DIMENSIONAL ETF TRUST DFAI 25434V203 $40.1M 1.30% 975,380 SH
15 VANGUARD WORLD FD MGV 921910840 $35.5M 1.15% 216,700 SH
16 AMAZON COM INC AMZN 023135106 $34.4M 1.12% 143,388 SH
17 ALPHABET INC GOOGL 02079K305 $31.9M 1.04% 90,237 SH
18 VANGUARD SCOTTSDALE FDS VGIT 92206C706 $28.8M 0.94% 486,707 SH
19 BROADCOM INC AVGO 11135F101 $25.5M 0.83% 68,462 SH
20 ALPHABET INC GOOG 02079K107 $24.5M 0.80% 69,816 SH
21 VANGUARD BD INDEX FDS BND 921937835 $23.8M 0.77% 322,625 SH
22 MICRON TECHNOLOGY INC MU 595112103 $21.5M 0.70% 18,787 SH
23 VANGUARD INTL EQUITY INDEX F VT 922042742 $21.0M 0.68% 134,512 SH
24 DIMENSIONAL ETF TRUST DISV 25434V781 $20.7M 0.67% 513,430 SH
25 META PLATFORMS INC META 30303M102 $19.8M 0.64% 35,127 SH
26 JPMORGAN CHASE & CO JPM 46625H100 $19.5M 0.63% 59,052 SH
27 AMERICAN CENTY ETF TR AVUV 025072877 $18.7M 0.61% 150,051 SH
28 WISDOMTREE TR QGRW 97717Y477 $18.1M 0.59% 277,406 SH
29 VANGUARD INDEX FDS VTV 922908744 $17.5M 0.57% 79,955 SH
30 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $17.2M 0.56% 34,715 SH
31 WISDOMTREE TR DGRW 97717X669 $17.2M 0.56% 180,457 SH
32 ELI LILLY & CO LLY 532457108 $17.2M 0.56% 13,989 SH
33 CAPITAL GROUP CORE BALANCED CGBL 14021D107 $16.2M 0.53% 426,687 SH
34 TESLA INC TSLA 88160R101 $15.7M 0.51% 38,242 SH
35 VANGUARD INDEX FDS VTI 922908769 $15.1M 0.49% 41,094 SH
36 CAPITAL GROUP DIVIDEND GROWE CGDG 14021L109 $15.1M 0.49% 397,851 SH
37 FIRST TR EXCHNG TRADED FD VI UCON 33740F888 $14.5M 0.47% 580,959 SH
38 JOHNSON & JOHNSON JNJ 478160104 $14.5M 0.47% 56,007 SH
39 DIMENSIONAL ETF TRUST DFAS 25434V500 $13.8M 0.45% 168,970 SH
40 SSGA ACTIVE ETF TR RLY 78467V103 $13.8M 0.45% 400,187 SH
41 CAPITAL GROUP GLOBAL EQUITY CGGE 14020R107 $13.7M 0.45% 394,290 SH
42 PUTNAM ETF TRUST PVAL 746729300 $13.6M 0.44% 265,281 SH
43 LAM RESEARCH CORP LRCX 512807306 $13.5M 0.44% 32,736 SH
44 ISHARES INC IEMG 46434G103 $13.0M 0.42% 159,239 SH
45 ADVANCED MICRO DEVICES INC AMD 007903107 $13.0M 0.42% 24,103 SH
46 VANGUARD BD INDEX FDS BSV 921937827 $12.8M 0.42% 164,517 SH
47 APPLIED MATLS INC AMAT 038222105 $12.5M 0.41% 18,020 SH
48 CAPITAL GRP FIXED INCM ETF T CGMS 14020Y300 $12.5M 0.41% 455,538 SH
49 VANGUARD SCOTTSDALE FDS VONG 92206C680 $12.1M 0.39% 96,303 SH
50 VANGUARD INDEX FDS VB 922908751 $11.9M 0.39% 39,554 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-12 $3.08B 3,465 0002010393-26-000004
2026-03-31 2026-05-15 $2.77B 3,510 0002010393-26-000003
2025-12-31 2026-02-13 $2.64B 3,491 0002010393-26-000001
2025-09-30 2025-11-05 $1.62B 3,003 0002010393-25-000007
Filer Information
Address
ONE BOWDOIN SQUARE
10TH FLOOR
BOSTON, MA 02114
Phone
(857) 366-9340
Filing Manager
Smartleaf Asset Management LLC
BOSTON, MA
Signatory
David A Rozenson
Attorney-in-Fact