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J. Derek Lewis & Associates Inc. — 13F Holdings & Portfolio

CIK 2077884 · latest 13F-HR filed 2026-07-31

Backtest portfolio

J. Derek Lewis & Associates Inc. manages $529.2M in 13F-reported U.S. long-equity assets across 216 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are CGBL (9.59%), CGDV (7.50%), CGGO (5.80%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 29 new positions and exited 24; 118 existing positions rose in reported value and 40 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$529.2M

Long-equity book

Holdings
216

Distinct positions

Period
2026-06-30

Filed 2026-07-31

Q/Q Activity
+29 / −24 / ↑118 / ↓40

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
CGBL9.6% · +8%CGDV7.5% · +7%CGGO5.8% · +10%CGDG5.4% · +12%CGGR4.9% · +6%CGMU4.6% · +8%CGMS4.0% · +9%AAPL3.8% · -1%CGUS3.5% · +25%TSLA3.2% · +2%CGHM2.8% · -0%CGCP2.8% · +2%CGCB2.4% · +7%CGCV2.0% · +16%CGMM1.8% · +25%CGIC1.3% · +34%CGXU1.2% · +31%CGNG1.0% · +15%MSFT1.0% · -7%SCHA1.0% · +2%NVDA1.0% · -2%GOOGL0.9% · -2%ABBV0.9% · -1%AVGO0.8% · +1%HYLN0.8% · +1%COST0.8% · -0%VOO0.7% · +12%CLNE0.7% · +37%SCHG0.6% · -2%AMZN0.6% · -3%SPY0.6% · +8%CGHY0.5% · +2%CGIE0.5% · +32%BRK.B0.5% · -4%QQQ0.4% · +32%CRCL0.4% · +35%GOOG0.4% · -2%ISRG0.4% · 0%ACWI0.4% · +28%MSTR0.3% · +157%BMNR0.3% · +55%VTV0.3% · +23%SCHD0.3% · +2%MU0.3% · +89%RWK0.3% · -0%DFAI0.3% · -6%HD0.3% · -1%ABT0.3% · -1%LLY0.3% · +2%JPM0.2% · +2%IVV0.2% · +24%SCHV0.2% · +0%CGVV0.2% · +129%AMD0.2% · -0%WMT0.2% · -0%VGT0.2% · +917%PRMB0.2% · +8%CGGG0.2% · +14%PLTR0.2% · -7%SCHE0.2% · +0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 52.2%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Aug 6, 2026.

Assets Under Management
$2.28B
Discretionary
$2.11B
Employees
10
Accounts
7,943
Address
3991 MACARTHUR BLVD
4TH FLOOR
NEWPORT BEACH, CA 92660-3032
Phone
(949) 752-9096
Website
Name Title / Status Ownership Type
ESPINILI, KATHRYN, ELIZABETH ControlCHIEF COMPLIANCE OFFICER
since Sep 2007
5–10%Individual
GREENLEAF, RENY VESSELA, M ControlCHIEF FINANCIAL OFFICER
since Aug 2008
5–10%Individual
KNUTSEN, ROBERT, WAYNE ControlCHIEF EXECUTIVE OFFICER
since Jan 2014
10–25%Individual
DALBY, RION, JAMESFINANCIAL ADVISER, OWNER
since Jan 2014
5–10%Individual
DUNAGAN, KELLY, ALLANFINANCIAL ADVISER, OWNER
since Sep 2011
10–25%Individual
Ferdi, Mark, AnthonyFINANCIAL ADVISER, OWNER
since May 2022
5–10%Individual
HYEPOCK, DOUGLAS, GLENNFINANCIAL ADVISER, OWNER
since Sep 2011
10–25%Individual
Vidal, Andrew, JosephCORPORATE SECRETARY
since Jan 2023
10–25%Individual
Ownership & leadership changes · 7 filings with changes since Nov 30, 2011

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 26, 2026 filing
  • ChangedESPINILI, KATHRYN, ELIZABETH · now a control person
  • ChangedFerdi, Mark, Anthony · ownership Less than 5% → 5–10%; no longer a control person
  • ChangedGREENLEAF, RENY VESSELA, M · now a control person
  • ChangedHYEPOCK, DOUGLAS, GLENN · title FINANCIAL ADVISER, OWNER, DIRECTOR → FINANCIAL ADVISER, OWNER
  • ChangedKNUTSEN, ROBERT, WAYNE · now a control person
  • ChangedVidal, Andrew, Joseph · ownership Less than 5% → 10–25%
Oct 2, 2025 filing
  • No longer listedLEWIS, JOHN, DEREK · FOUNDER, DIRECTOR · 25–50% · control person · listed since Aug 1980
Aug 23, 2024 filing
  • ChangedDALBY, RION, JAMES · title FINANCIAL ADVISER - OWNER → FINANCIAL ADVISER, OWNER
  • ChangedDUNAGAN, KELLY, ALLAN · title VICE PRESIDENT → FINANCIAL ADVISER, OWNER
  • ChangedFerdi, Mark, Anthony · title FINANCIAL ADVISER/OWNER → FINANCIAL ADVISER, OWNER
  • ChangedHYEPOCK, DOUGLAS, GLENN · title VICE PRESIDENT → FINANCIAL ADVISER, OWNER, DIRECTOR
  • ChangedLEWIS, JOHN, DEREK · title PRESIDENT; DIRECTOR → FOUNDER, DIRECTOR
Dec 1, 2023 filing
  • No longer listedLEWIS, NANCY, KAY · SECRETARY · Less than 5% · listed since Oct 1997
  • AddedFerdi, Mark, Anthony · FINANCIAL ADVISER/OWNER · Less than 5% · control person
  • AddedVidal, Andrew, Joseph · CORPORATE SECRETARY · Less than 5%
May 22, 2014 filing
  • AddedDALBY, RION, JAMES · FINANCIAL ADVISER - OWNER · 5–10%
  • AddedDUNAGAN, KELLY, ALLAN · VICE PRESIDENT · 10–25%
  • AddedHYEPOCK, DOUGLAS, GLENN · VICE PRESIDENT · 10–25%
  • ChangedESPINILI, KATHRYN, ELIZABETH · ownership Less than 5% → 5–10%
  • ChangedGREENLEAF, RENY VESSELA, M · ownership Less than 5% → 5–10%
  • ChangedKNUTSEN, ROBERT, WAYNE · ownership Less than 5% → 10–25%
  • ChangedLEWIS, JOHN, DEREK · ownership 75% or more → 25–50%
Feb 20, 2014 filing
  • ChangedKNUTSEN, ROBERT, WAYNE · title CHIEF OPERATING OFFICER → CHIEF EXECUTIVE OFFICER
  • ChangedLEWIS, JOHN, DEREK · title PRESIDENT,CEO, DIRECTOR → PRESIDENT; DIRECTOR
Aug 8, 2013 filing
  • AddedKNUTSEN, ROBERT, WAYNE · CHIEF OPERATING OFFICER · Less than 5%
  • ChangedESPINILI, KATHRYN, ELIZABETH · title CHIEF COMPLIANCE OFFICER,COO → CHIEF COMPLIANCE OFFICER
Nov 30, 2011 filing (earliest on record)
  • ListedESPINILI, KATHRYN, ELIZABETH · CHIEF COMPLIANCE OFFICER,COO · Less than 5%
  • ListedGREENLEAF, RENY VESSELA, M · CHIEF FINANCIAL OFFICER · Less than 5%
  • ListedLEWIS, JOHN, DEREK · PRESIDENT,CEO, DIRECTOR · 75% or more · control person
  • ListedLEWIS, NANCY, KAY · SECRETARY · Less than 5%

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

J. Derek Lewis & Associates Inc. Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 CAPITAL GROUP CORE BALANCED CGBL 14021D107 $50.8M 9.59% 1,337,192 SH
2 CAPITAL GROUP DIVIDEND VALUE CGDV 14020W106 $39.7M 7.50% 805,749 SH
3 CAPITAL GROUP GBL GROWTH EQT CGGO 14020X104 $30.7M 5.80% 725,248 SH
4 CAPITAL GROUP DIVIDEND GROWE CGDG 14021L109 $28.5M 5.39% 760,192 SH
5 CAPITAL GROUP GROWTH ETF CGGR 14020G101 $25.7M 4.86% 544,477 SH
6 CAPITAL GRP FIXED INCM ETF T CGMU 14020Y201 $24.3M 4.60% 885,576 SH
7 CAPITAL GRP FIXED INCM ETF T CGMS 14020Y300 $21.0M 3.97% 768,767 SH
8 APPLE INC AAPL 037833100 $20.2M 3.82% 69,855 SH
9 CAPITAL GROUP CORE EQUITY ET CGUS 14020V108 $18.5M 3.49% 415,308 SH
10 TESLA INC TSLA 88160R101 $16.9M 3.19% 40,130 SH
11 CAPITAL GRP FIXED INCM ETF T CGHM 14020Y805 $15.0M 2.83% 580,244 SH
12 CAPITAL GRP FIXED INCM ETF T CGCP 14020Y102 $15.0M 2.83% 672,597 SH
13 CAPITAL GRP FIXED INCM ETF T CGCB 14020Y508 $12.8M 2.42% 489,323 SH
14 CAPITAL GROUP CONSERVATIVE E CGCV 14020U100 $10.8M 2.03% 327,614 SH
15 CAPITAL GROUP EQUITY ETF TR CGMM 14022A102 $9.3M 1.75% 281,626 SH
16 CAPITAL GROUP INTERNATIONAL CGIC 14021T102 $7.0M 1.31% 191,062 SH
17 CAPITAL GROUP INTL FOCUS EQT CGXU 14019W109 $6.3M 1.20% 182,935 SH
18 CAPITAL GROUP NEW GEOGRAPHY CGNG 14021N105 $5.5M 1.04% 146,573 SH
19 MICROSOFT CORP MSFT 594918104 $5.5M 1.04% 14,689 SH
20 SCHWAB STRATEGIC TR SCHA 808524607 $5.4M 1.03% 150,788 SH
21 NVIDIA CORPORATION NVDA 67066G104 $5.2M 0.98% 25,942 SH
22 ALPHABET INC GOOGL 02079K305 $4.9M 0.92% 13,599 SH
23 ABBVIE INC ABBV 00287Y109 $4.8M 0.90% 18,944 SH
24 BROADCOM INC AVGO 11135F101 $4.4M 0.83% 11,568 SH
25 HYLIION HOLDINGS CORP HYLN 449109107 $4.3M 0.82% 833,400 SH
26 COSTCO WHOLESALE CORPORATION COST 22160K105 $4.1M 0.77% 4,369 SH
27 VANGUARD INDEX FDS VOO 922908363 $3.6M 0.68% 5,216 SH
28 CLEAN ENERGY FUELS CORP CLNE 184499101 $3.5M 0.66% 1,714,158 SH
29 SCHWAB STRATEGIC TR SCHG 808524300 $3.3M 0.63% 98,023 SH
30 AMAZON COM INC AMZN 023135106 $3.3M 0.62% 13,706 SH
31 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $3.2M 0.61% 4,337 SH
32 CAPITAL GRP FIXED INCM ETF T CGHY 14020Y870 $2.9M 0.55% 113,917 SH
33 CAPITAL GROUP INTERNATIONAL CGIE 14021M107 $2.6M 0.49% 71,032 SH
34 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $2.5M 0.48% 5,061 SH
35 INVESCO QQQ TR QQQ 46090E103 $2.2M 0.42% 3,054 SH
36 CIRCLE INTERNET GROUP INC CRCL 172573107 $2.1M 0.39% 33,022 SH
37 ALPHABET INC GOOG 02079K107 $2.1M 0.39% 5,827 SH
38 INTUITIVE SURGICAL INC ISRG 46120E602 $2.0M 0.38% 4,999 SH
39 ISHARES TR ACWI 464288257 $1.9M 0.35% 11,938 SH
40 STRATEGY INC MSTR 594972408 $1.9M 0.35% 21,328 SH
41 BITMINE IMMERSION TECHS INC BMNR 09175A206 $1.8M 0.34% 136,283 SH
42 VANGUARD INDEX FDS VTV 922908744 $1.8M 0.33% 8,064 SH
43 SCHWAB STRATEGIC TR SCHD 808524797 $1.7M 0.32% 53,453 SH
44 MICRON TECHNOLOGY INC MU 595112103 $1.6M 0.31% 1,428 SH
45 INVESCO EXCH TRADED FD TR II RWK 46138G672 $1.6M 0.30% 10,968 SH
46 DIMENSIONAL ETF TRUST DFAI 25434V203 $1.6M 0.30% 38,840 SH
47 HOME DEPOT INC HD 437076102 $1.5M 0.29% 4,305 SH
48 ABBOTT LABORATORIES ABT 002824100 $1.4M 0.27% 15,572 SH
49 ELI LILLY & CO LLY 532457108 $1.4M 0.26% 1,137 SH
50 JPMORGAN CHASE & CO JPM 46625H100 $1.3M 0.25% 4,030 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-31 $529.2M 216 0002077884-26-000004
2026-03-31 2026-05-01 $426.5M 206 0002077884-26-000002
2026-03-31 2026-05-21 $444.6M 211 0002077884-26-000003
2025-12-31 2026-03-23 $426.9M 209 0002077884-26-000001
Filer Information
Address
1001 DOVE STREET, SUITE 155
NEWPORT BEACH, CA 92660
Phone
(949) 752-9096
Filing Manager
J. Derek Lewis & Associates Inc.
NEWPORT BEACH, CA
Signatory
Kathe Espinili
Chief Compliance Officer