BARINGS LLC — 13F Holdings & Portfolio
CIK 9015 · latest 13F-HR filed 2026-08-07
BARINGS LLC manages $5.64B in 13F-reported U.S. long-equity assets across 245 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are IVV (21.80%), IWO (11.04%), QQQ (10.99%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 31 new positions and exited 19; 64 existing positions rose in reported value and 64 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Loading holdings…
AUM
$5.64B
Long-equity book
Holdings
245
Distinct positions
Period
2026-06-30
Filed 2026-08-07
Q/Q Activity
+31 / −19 / ↑64 / ↓64
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26IVV23.2% · +4%QQQ11.3% · -4%IWO11.0% · -2%VCSH7.2% · 0%IGSB6.4% · 0%LQD5.3% · -68%JAAA4.4% · -62%BBDC2.1% · 0%VT2.0% · -15%HLF1.2% · +5%NCL CORP1.1% · newPSN1.1% · +34%DYNF0.9% · +59%URTH0.9% · -5%SPY0.8% · -18%PDD0.8% · -9%FLOT0.7% · 0%ARX0.7% · 0%AU0.7% · +6%VGT0.6% · +847%USHY0.6% · -28%TTE0.6% · -31%UNIT0.5% · -16%WPM0.5% · -8%IEF0.5% · -2%EWJ0.5% · -16%AAAP0.4% · newPBSC0.4% · newEEM0.4% · -40%VOO0.4% · 0%AZN0.4% · -12%SE0.4% · -0%SABR0.4% · newCRH0.4% · +0%SU0.4% · +30%NU0.4% · +41%ITUB0.3% · +129%OMCL0.3% · 0%CVX0.3% · -2%HDB0.3% · -2%AON0.3% · 0%EMBD0.3% · -2%NTR0.3% · +4%QGEN0.2% · +8%XOM0.2% · -2%ONC0.2% · 0%QQQM0.2% · 0%COP0.2% · -1%AXIA0.2% · +411%IWM0.2% · 0%ZD0.2% · 0%DAR0.2% · -4%EOG0.2% · 0%WMB0.2% · +24%NEM0.2% · -3%RACE0.2% · +10%FMX0.2% · -24%VLO0.2% · +24%DVN0.2% · newKSPI0.1% · 0%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
3 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 74%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Aug 11, 2026.
Assets Under Management
$392.75B
Discretionary
$380.66B
Employees
1,101
Accounts
417
Address
300 S. TRYON STREET
SUITE 2500
CHARLOTTE, NC 28202
SUITE 2500
CHARLOTTE, NC 28202
Phone
(704) 805-7200
This firm reports 2 disclosure items on its registration.
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| CICCO, SUSAN, MARIE Control | DIRECTOR, HUMAN RESOURCE COMMITTEE since Mar 2020 | Less than 5% | Individual |
| CRADDOCK, GEOFFREY, JAMES Control | DIRECTOR, AUDIT COMMITTEE since Oct 2017 | Less than 5% | Individual |
| CRANDALL, ROGER, WILLIAM Control | DIRECTOR, HUMAN RESOURCE COMMITTEE since Nov 2012 | Less than 5% | Individual |
| FORTIN, MARY JANE, BARTOLOTTA Control | DIRECTOR since Jan 2025 | Less than 5% | Individual |
| FRENO, MICHAEL, DAVID Control | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD OF MANAGERS, AND DIRECTOR since Nov 2020 | Less than 5% | Individual |
| HOEFLING, PATRICK, LOUIS Control | CHIEF FINANCIAL OFFICER since Jan 2020 | Less than 5% | Individual |
| LAGRANT, MELISSA, MARIE Control | CHIEF COMPLIANCE OFFICER since Aug 2023 | Less than 5% | Individual |
| LAPIANA, PAUL, ANTHONY Control | DIRECTOR since Jan 2025 | Less than 5% | Individual |
| LLOYD, ERIC, JAMES Control | VICE CHAIRMAN since Jun 2026 | Less than 5% | Individual |
| Logan, Melissa, Gilbert Control | CHIEF LEGAL OFFICER AND ASSISTANT SECRETARY since Aug 2026 | Less than 5% | Individual |
| MERRITT, SEARS, ANDREW Control | DIRECTOR since Mar 2020 | Less than 5% | Individual |
| MM ASSET MANAGEMENT HOLDING LLC Control | OWNER since Feb 2012 | 75% or more | Domestic Entity |
| MSIG MB MANAGEMENT LLC Control | OWNER since May 2026 | 10–25% | Domestic Entity |
| O'CONNOR, MICHAEL, JAMES Control | DIRECTOR, AUDIT COMMITTEE since Mar 2020 | Less than 5% | Individual |
| Partlan, Eric, William Control | DIRECTOR since May 2023 | Less than 5% | Individual |
| WILLIAMS, RHIAN, CATRIN Control | SECRETARY since May 2022 | Less than 5% | Individual |
| C.M. LIFE INSURANCE COMPANY | OWNER since Apr 2026 | Less than 5% | Domestic Entity |
| Finkle, Bradley, Gordon | CHIEF OPERATING OFFICER since Jun 2026 | Less than 5% | Individual |
| HUNTER, MEREDITH, ANNE | ASSISTANT SECRETARY since Nov 2023 | Less than 5% | Individual |
| KIKUKAWA, KAKU, (NMN) | DIRECTOR since May 2026 | Less than 5% | Individual |
| VERWHOLT, DANIEL, TATE | TREASURER since Jul 2026 | Less than 5% | Individual |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY Control Indirect owner via MASSMUTUAL HOLDING LLC | SHAREHOLDER OF MASSMUTUAL HOLDING LLC since Jul 2004 | 75% or more | Domestic Entity |
| MASSMUTUAL HOLDING LLC Control Indirect owner via MM ASSET MANAGEMENT HOLDING LLC | SOLE MEMBER OF MM ASSET MANAGEMENT HOLDING LLC since Feb 2012 | 75% or more | Domestic Entity |
| MITSUI SUMITOMO INSURANCE CO., LTD Control Indirect owner via MSIG MB MANAGEMENT LLC | OWNER since May 2026 | 75% or more | Foreign Entity |
| MS&AD INSURANCE GROUP HOLDINGS INC Control Indirect owner via MITSUI SUMITOMO INSURANCE CO., LTD | OWNER since May 2026 | 75% or more | Foreign Entity |
Ownership & leadership changes · 27 filings with changes since Mar 30, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Aug 11, 2026 filing
- No longer listedFRANCIS, SHELDON, MAURICE · CHIEF ADMINISTRATIVE OFFICER · Less than 5% · control person · listed since Sep 2016
- AddedLogan, Melissa, Gilbert · CHIEF LEGAL OFFICER AND ASSISTANT SECRETARY · Less than 5% · control person
Jul 30, 2026 filing
- No longer listedDINERMAN, JILL, Elyse · ASSISTANT SECRETARY · Less than 5% · control person · listed since May 2022
Jul 1, 2026 filing
- No longer listedCARY, CHRISOFFEL, C. · TREASURER · Less than 5% · control person · listed since Apr 2020
- AddedFinkle, Bradley, Gordon · CHIEF OPERATING OFFICER · Less than 5%
- AddedVERWHOLT, DANIEL, TATE · TREASURER · Less than 5%
- ChangedFRENO, MICHAEL, DAVID · title CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD OF MANAGERS, AND DIRECTOR → PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD OF MANAGERS, AND DIRECTOR
- ChangedLLOYD, ERIC, JAMES · title PRESIDENT → VICE CHAIRMAN
May 14, 2026 filing
- No longer listedMM ASSET MANAGEMENT HOLDING LLC · SOLE MEMBER OF BARINGS LLC · 75% or more · indirect via MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY · control person · listed since Jun 1995
- AddedC.M. LIFE INSURANCE COMPANY · OWNER · Less than 5%
- AddedKIKUKAWA, KAKU, (NMN) · DIRECTOR · Less than 5%
- AddedMITSUI SUMITOMO INSURANCE CO., LTD · OWNER · 75% or more · indirect via MSIG MB MANAGEMENT LLC · control person
- AddedMS&AD INSURANCE GROUP HOLDINGS INC · OWNER · 75% or more · indirect via MITSUI SUMITOMO INSURANCE CO., LTD · control person
- AddedMSIG MB MANAGEMENT LLC · OWNER · 10–25% · control person
- ChangedMM ASSET MANAGEMENT HOLDING LLC · title DIRECT OWNER → OWNER
Mar 31, 2025 filing
- No longer listedCHICARES, ELIZABETH, WARD · DIRECTOR, AUDIT COMMITTEE, HUMAN RESOURCE COMMITTEE · Less than 5% · control person · listed since Jul 2012
- AddedFORTIN, MARY JANE, BARTOLOTTA · DIRECTOR · Less than 5% · control person
- AddedLAPIANA, PAUL, ANTHONY · DIRECTOR · Less than 5% · control person
Nov 2, 2023 filing
- No longer listedLaVenture, Jane · ASSISTANT SECRETARY · Less than 5% · listed since Feb 2022
- AddedHUNTER, MEREDITH, ANNE · ASSISTANT SECRETARY · Less than 5%
Sep 13, 2023 filing
- No longer listedGOULD, ANDREW, M.A. · ASSISTANT SECRETARY · Less than 5% · listed since Feb 2022
Aug 28, 2023 filing
- No longer listedDEFRANCIS, CHRISTOPHER, ANTHONY · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Nov 2010
- AddedLAGRANT, MELISSA, MARIE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
May 25, 2023 filing
- AddedPartlan, Eric, William · DIRECTOR · Less than 5% · control person
Mar 31, 2023 filing
- No longer listedBOEHM, STEVEN, G. · CHIEF OPERATING OFFICER · Less than 5% · control person · listed since Jun 2020
- No longer listedCORBETT, M., TIMOTHY · DIRECTOR, AUDIT COMMITTEE · Less than 5% · control person · listed since Nov 2012
- AddedWILLIAMS, RHIAN, CATRIN · SECRETARY · Less than 5% · control person
- ChangedCICCO, SUSAN, MARIE · title DIRECTOR → DIRECTOR, HUMAN RESOURCE COMMITTEE
- ChangedDINERMAN, JILL, Elyse · title SECRETARY → ASSISTANT SECRETARY
- ChangedFRANCIS, SHELDON, MAURICE · title CHIEF ADMINISTRATIVE OFFICER, CHIEF LEGAL OFFICER, ASSISTANT SECRETARY → CHIEF ADMINISTRATIVE OFFICER
- ChangedFRENO, MICHAEL, DAVID · title CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD OF MANAGERS, PRESIDENT, AND DIRECTOR, HUMAN RESOURCE COMMITTEE → CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD OF MANAGERS, AND DIRECTOR
Older changes (18 more filings)
Mar 30, 2022 filing
- No longer listedCALLOW, AMY · SECRETARY · Less than 5% · control person · listed since Jan 2021
- AddedGOULD, ANDREW, M.A. · ASSISTANT SECRETARY · Less than 5%
- AddedLaVenture, Jane · ASSISTANT SECRETARY · Less than 5%
- ChangedDINERMAN, JILL, Elyse · title ASSISTANT SECRETARY → SECRETARY
Nov 5, 2021 filing
- AddedLLOYD, ERIC, JAMES · PRESIDENT · Less than 5% · control person
Mar 30, 2021 filing
- AddedCALLOW, AMY · SECRETARY · Less than 5% · control person
- ChangedCHICARES, ELIZABETH, WARD · title DIRECTOR, AUDIT COMMITTEE → DIRECTOR, AUDIT COMMITTEE, HUMAN RESOURCE COMMITTEE
- ChangedCRANDALL, ROGER, WILLIAM · title DIRECTOR → DIRECTOR, HUMAN RESOURCE COMMITTEE
- ChangedDINERMAN, JILL, Elyse · title GLOBAL CORPORATE SECRETARY → ASSISTANT SECRETARY
- ChangedFRANCIS, SHELDON, MAURICE · title CHIEF ADMINISTRATIVE OFFICER AND CHIEF LEGAL OFFICER → CHIEF ADMINISTRATIVE OFFICER, CHIEF LEGAL OFFICER, ASSISTANT SECRETARY
- ChangedFRENO, MICHAEL, DAVID · title CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD OF MANAGERS, PRESIDENT, AND DIRECTOR → CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD OF MANAGERS, PRESIDENT, AND DIRECTOR, HUMAN RESOURCE COMMITTEE
- ChangedO'CONNOR, MICHAEL, JAMES · title DIRECTOR → DIRECTOR, AUDIT COMMITTEE
Nov 10, 2020 filing
- No longer listedFINKE, THOMAS, MICHAEL · CHAIRMAN OF THE BOARD OF MANAGERS, CHIEF EXECUTIVE OFFICER · Less than 5% · control person · listed since Dec 2008
- No longer listedKRAUSS, CHERYL · CHIEF COMMUNICATIONS OFFICER · Less than 5% · control person · listed since Sep 2019
- No longer listedMOORE, SUSAN, ANN · CHIEF ADMINISTRATIVE OFFICER · Less than 5% · control person · listed since Feb 2010
- ChangedFRANCIS, SHELDON, MAURICE · title CHIEF LEGAL OFFICER → CHIEF ADMINISTRATIVE OFFICER AND CHIEF LEGAL OFFICER
- ChangedFRENO, MICHAEL, DAVID · title PRESIDENT AND DIRECTOR → CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD OF MANAGERS, PRESIDENT, AND DIRECTOR
Jun 24, 2020 filing
- AddedBOEHM, STEVEN, G. · CHIEF OPERATING OFFICER · Less than 5% · control person
- AddedCARY, CHRISOFFEL, C. · TREASURER · Less than 5% · control person
- AddedCICCO, SUSAN, MARIE · DIRECTOR · Less than 5% · control person
- AddedMERRITT, SEARS, ANDREW · DIRECTOR · Less than 5% · control person
- AddedO'CONNOR, MICHAEL, JAMES · DIRECTOR · Less than 5% · control person
- ChangedCHICARES, ELIZABETH, WARD · title DIRECTOR, AUDIT COMMITTEE, SENIOR COMPENSATION COMMITTEE → DIRECTOR, AUDIT COMMITTEE
- ChangedFINKE, THOMAS, MICHAEL · title CHAIRMAN OF THE BOARD OF MANAGERS, CHIEF EXECUTIVE OFFICER, DIRECTOR AND INTERIM CHIEF OPERATING OFFICER → CHAIRMAN OF THE BOARD OF MANAGERS, CHIEF EXECUTIVE OFFICER
- ChangedFRENO, MICHAEL, DAVID · title HEAD OF GLOBAL MARKETS AND MANAGING DIRECTOR → PRESIDENT AND DIRECTOR
Mar 30, 2020 filing
- No longer listedGLAVIN, WILLIAM, FRANCIS · MEMBER OF THE BOARD OF MANAGERS · Less than 5% · control person · listed since Nov 2014
- No longer listedMM ASSET MANAGEMENT HOLDING LIMITED · SOLE MEMBER · 25–50% · indirect via MASSMUTUAL HOLDING LLC · control person · listed since Feb 2012
- No longer listedMML DISTRIBUTORS, LLC · SOLE MEMBER · 25–50% · indirect via MM ASSET MANAGEMENT HOLDING LLC · listed since Feb 2012
- No longer listedMML INVESTMENT ADVISERS, LLC · SOLE MEMBER · 25–50% · indirect via MM ASSET MANAGEMENT HOLDING LLC · listed since Feb 2012
- No longer listedTHOMPSON, PAUL, JOHN · CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, HEAD OF GLOBAL INVESTMENT SERVICES AND MANAGING DIRECTOR · Less than 5% · control person · listed since Apr 2015
- AddedDINERMAN, JILL, Elyse · GLOBAL CORPORATE SECRETARY · Less than 5% · control person
- AddedHOEFLING, PATRICK, LOUIS · CHIEF FINANCIAL OFFICER · Less than 5% · control person
- AddedKRAUSS, CHERYL · CHIEF COMMUNICATIONS OFFICER · Less than 5% · control person
- AddedMM ASSET MANAGEMENT HOLDING LLC · SOLE MEMBER OF BARINGS LLC · 75% or more · indirect via MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY · control person
- ChangedCHICARES, ELIZABETH, WARD · title MEMBER OF THE BOARD OF MANAGERS → DIRECTOR, AUDIT COMMITTEE, SENIOR COMPENSATION COMMITTEE
- ChangedCORBETT, M., TIMOTHY · title MEMBER OF THE BOARD OF MANAGERS → DIRECTOR, AUDIT COMMITTEE
- ChangedCRADDOCK, GEOFFREY, JAMES · title MEMBER OF THE BOARD OF MANAGERS → DIRECTOR, AUDIT COMMITTEE
- ChangedCRANDALL, ROGER, WILLIAM · title MEMBER OF THE BOARD OF MANAGERS → DIRECTOR
- ChangedDEFRANCIS, CHRISTOPHER, ANTHONY · title CHIEF COMPLIANCE OFFICER, HEAD OF GLOBAL COMPLIANCE, DEPUTY GENERAL COUNSEL AND MANAGING DIRECTOR → CHIEF COMPLIANCE OFFICER
- ChangedFINKE, THOMAS, MICHAEL · title CHAIRMAN OF THE BOARD OF MANAGERS, CHIEF EXECUTIVE OFFICER AND MEMBER OF THE BOARD OF MANAGERS → CHAIRMAN OF THE BOARD OF MANAGERS, CHIEF EXECUTIVE OFFICER, DIRECTOR AND INTERIM CHIEF OPERATING OFFICER
- ChangedFRANCIS, SHELDON, MAURICE · title CHIEF LEGAL OFFICER, SECRETARY AND MANAGING DIRECTOR → CHIEF LEGAL OFFICER
- ChangedMASSMUTUAL HOLDING LLC · indirect via MM ASSET MANAGEMENT HOLDING LLC: title SOLE MEMBER → SOLE MEMBER OF MM ASSET MANAGEMENT HOLDING LLC
- ChangedMOORE, SUSAN, ANN · title CHIEF ADMINISTRATIVE OFFICER, HEAD OF GLOBAL HUMAN RESOURCES AND CORPORATE COMMUNICATIONS AND MANAGING DIRECTOR → CHIEF ADMINISTRATIVE OFFICER
Mar 29, 2019 filing
- AddedMM ASSET MANAGEMENT HOLDING LIMITED · SOLE MEMBER · 25–50% · indirect via MASSMUTUAL HOLDING LLC · control person
- AddedMML DISTRIBUTORS, LLC · SOLE MEMBER · 25–50% · indirect via MM ASSET MANAGEMENT HOLDING LLC
- AddedMML INVESTMENT ADVISERS, LLC · SOLE MEMBER · 25–50% · indirect via MM ASSET MANAGEMENT HOLDING LLC
- ChangedDEFRANCIS, CHRISTOPHER, ANTHONY · title CHIEF COMPLIANCE OFFICER, DEPUTY GENERAL COUNSEL AND MANAGING DIRECTOR → CHIEF COMPLIANCE OFFICER, HEAD OF GLOBAL COMPLIANCE, DEPUTY GENERAL COUNSEL AND MANAGING DIRECTOR
- ChangedFINKE, THOMAS, MICHAEL · title CHAIRMAN OF THE BOARD OF MANAGERS AND CHIEF EXECUTIVE OFFICER → CHAIRMAN OF THE BOARD OF MANAGERS, CHIEF EXECUTIVE OFFICER AND MEMBER OF THE BOARD OF MANAGERS
- ChangedMOORE, SUSAN, ANN · title CHIEF ADMINISTRATIVE OFFICER AND MANAGING DIRECTOR → CHIEF ADMINISTRATIVE OFFICER, HEAD OF GLOBAL HUMAN RESOURCES AND CORPORATE COMMUNICATIONS AND MANAGING DIRECTOR
- ChangedTHOMPSON, PAUL, JOHN · title CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER AND MANAGING DIRECTOR → CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, HEAD OF GLOBAL INVESTMENT SERVICES AND MANAGING DIRECTOR
Mar 29, 2018 filing
- AddedFRENO, MICHAEL, DAVID · HEAD OF GLOBAL MARKETS AND MANAGING DIRECTOR · Less than 5% · control person
Jan 16, 2018 filing
- AddedCRADDOCK, GEOFFREY, JAMES · MEMBER OF THE BOARD OF MANAGERS · Less than 5% · control person
May 23, 2017 filing
- No longer listedMORRISON, RUSSELL, DANIEL · MEMBER OF THE BOARD OF MANAGERS, PRESIDENT AND MANAGING DIRECTOR · Less than 5% · control person · listed since Jul 2014
Sep 16, 2016 filing
- No longer listedNOREEN, CLIFFORD, MICHAEL · MEMBER OF THE BOARD OF MANAGERS, PRESIDENT, AND MANAGING DIRECTOR · Less than 5% · control person · listed since Dec 2008
- ChangedDEFRANCIS, CHRISTOPHER, ANTHONY · title CO-GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, SECRETARY AND MANAGING DIRECTOR → CHIEF COMPLIANCE OFFICER, DEPUTY GENERAL COUNSEL AND MANAGING DIRECTOR
- ChangedFRANCIS, SHELDON, MAURICE · title CO-GENERAL COUNSEL, SECRETARY AND MANAGING DIRECTOR → CHIEF LEGAL OFFICER, SECRETARY AND MANAGING DIRECTOR
- ChangedMORRISON, RUSSELL, DANIEL · title MEMBER OF THE BOARD OF MANAGERS, VICE CHAIRMAN AND MANAGING DIRECTOR → MEMBER OF THE BOARD OF MANAGERS, PRESIDENT AND MANAGING DIRECTOR
Jun 15, 2016 filing
- No longer listedROLLINGS, MICHAEL, THOMAS · MEMBER OF THE BOARD OF MANAGERS · Less than 5% · control person · listed since May 2005
May 19, 2015 filing
- No longer listedCLEGG, BERNADETTE, MARIE · CHIEF FINANCIAL OFFICER, TREASURER AND MANAGING DIRECTOR · Less than 5% · control person · listed since Apr 2011
- ChangedTHOMPSON, PAUL, JOHN · title CHIEF OPERATING OFFICER AND MANAGING DIRECTOR → CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER AND MANAGING DIRECTOR
Dec 19, 2014 filing
- AddedGLAVIN, WILLIAM, FRANCIS · MEMBER OF THE BOARD OF MANAGERS · Less than 5% · control person
Aug 11, 2014 filing
- AddedMORRISON, RUSSELL, DANIEL · MEMBER OF THE BOARD OF MANAGERS, VICE CHAIRMAN AND MANAGING DIRECTOR · Less than 5% · control person
Nov 28, 2012 filing
- No longer listedBRENNAN, DAVID, J · MEMBER OF THE BOARD OF MANAGERS AND VICE CHAIRMAN · Less than 5% · control person · listed since Mar 2005
- AddedCORBETT, M., TIMOTHY · MEMBER OF THE BOARD OF MANAGERS · Less than 5% · control person
- AddedCRANDALL, ROGER, WILLIAM · MEMBER OF THE BOARD OF MANAGERS · Less than 5% · control person
Sep 4, 2012 filing
- AddedCHICARES, ELIZABETH, WARD · MEMBER OF THE BOARD OF MANAGERS · Less than 5% · control person
Mar 30, 2012 filing (earliest on record)
- ListedBRENNAN, DAVID, J · MEMBER OF THE BOARD OF MANAGERS AND VICE CHAIRMAN · Less than 5% · control person
- ListedCLEGG, BERNADETTE, MARIE · CHIEF FINANCIAL OFFICER, TREASURER AND MANAGING DIRECTOR · Less than 5% · control person
- ListedDEFRANCIS, CHRISTOPHER, ANTHONY · CO-GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, SECRETARY AND MANAGING DIRECTOR · Less than 5% · control person
- ListedFINKE, THOMAS, MICHAEL · CHAIRMAN OF THE BOARD OF MANAGERS AND CHIEF EXECUTIVE OFFICER · Less than 5% · control person
- ListedFRANCIS, SHELDON, MAURICE · CO-GENERAL COUNSEL, SECRETARY AND MANAGING DIRECTOR · Less than 5% · control person
- ListedMASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY · SHAREHOLDER OF MASSMUTUAL HOLDING LLC · 75% or more · indirect via MASSMUTUAL HOLDING LLC · control person
- ListedMASSMUTUAL HOLDING LLC · SOLE MEMBER · 75% or more · indirect via MM ASSET MANAGEMENT HOLDING LLC · control person
- ListedMM ASSET MANAGEMENT HOLDING LLC · DIRECT OWNER · 75% or more · control person
- ListedMOORE, SUSAN, ANN · CHIEF ADMINISTRATIVE OFFICER AND MANAGING DIRECTOR · Less than 5% · control person
- ListedNOREEN, CLIFFORD, MICHAEL · MEMBER OF THE BOARD OF MANAGERS, PRESIDENT, AND MANAGING DIRECTOR · Less than 5% · control person
- ListedROLLINGS, MICHAEL, THOMAS · MEMBER OF THE BOARD OF MANAGERS · Less than 5% · control person
- ListedTHOMPSON, PAUL, JOHN · CHIEF OPERATING OFFICER AND MANAGING DIRECTOR · Less than 5% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- ISHARES TR$243.6M +22.9%
- ISHARES TR$138.2M +28.5%
- INVESCO QQQ TR$133.3M +26.5%
- BLACKROCK ETF TRUST$24.0M +85.4%
- PARSONS CORP DEL$15.3M +33.7%
Top Trims
- ISHARES TR-$642.0M -68.4%
- JANUS DETROIT STR TR-$402.4M -61.9%
- ISHARES TR-$31.2M -97.8%
- TOTALENERGIES SE-$24.1M -42.6%
- PDD HOLDINGS INC-$21.5M -32.4%
New Positions
- NCL CORP LTD$60.9M
- PACER FDS TR$25.2M
- PACER FDS TR$25.1M
- DEVON ENERGY CORP NEW$8.6M
- PHILLIPS 66$7.1M
Exited Positions
- ISHARES TR$19.3M
- COTERRA ENERGY INC$10.7M
- FUTU HLDGS LTD$7.9M
- ENBRIDGE INC$7.0M
- XP INC$3.8M
BARINGS LLC Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR | IVV | 464287200 | $1.23B | 21.80% | 1,641,080 | SH |
| 2 | ISHARES TR | IWO | 464287648 | $622.4M | 11.04% | 1,579,950 | SH |
| 3 | INVESCO QQQ TR | QQQ | 46090E103 | $619.9M | 10.99% | 841,820 | SH |
| 4 | VANGUARD SCOTTSDALE FDS | VCSH | 92206C409 | $403.7M | 7.16% | 5,108,527 | SH |
| 5 | ISHARES TR | IGSB | 464288646 | $358.5M | 6.36% | 6,840,027 | SH |
| 6 | ISHARES TR | LQD | 464287242 | $290.7M | 5.16% | 2,665,636 | SH |
| 7 | JANUS DETROIT STR TR | JAAA | 47103U845 | $247.9M | 4.40% | 4,909,176 | SH |
| 8 | BARINGS BDC, INC. | BBDC | 06759L103 | $116.2M | 2.06% | 13,639,681 | SH |
| 9 | VANGUARD INTL EQUITY INDEX F | VT | 922042742 | $93.2M | 1.65% | 593,799 | SH |
| 10 | HERBALIFE LTD | HLF | 42703MAF0 | $68.4M | 1.21% | 59,612,000 | PRN |
| 11 | NCL CORP LTD | — | 62886HBT7 | $60.9M | 1.08% | 54,658,000 | PRN |
| 12 | PARSONS CORP DEL | PSN | 70202LAD4 | $60.7M | 1.08% | 61,696,000 | PRN |
| 13 | ISHARES TR | IVV | 464287200 | $45.9M | 0.81% | 61,345 | SH |
| 14 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $44.5M | 0.79% | 59,554 | SH |
| 15 | BLACKROCK ETF TRUST | DYNF | 09290C103 | $40.0M | 0.71% | 587,883 | SH |
| 16 | ISHARES TR | FLOT | 46429B655 | $39.8M | 0.71% | 780,000 | SH |
| 17 | ISHARES INC | URTH | 464286392 | $39.0M | 0.69% | 192,490 | SH |
| 18 | ACCELERANT HOLDINGS | ARX | G00894108 | $37.6M | 0.67% | 3,128,867 | SH |
| 19 | PDD HOLDINGS INC | PDD | 722304102 | $37.1M | 0.66% | 485,741 | SH |
| 20 | ANGLOGOLD ASHANTI PLC | AU | G0378L100 | $36.8M | 0.65% | 454,671 | SH |
| 21 | ISHARES TR | USHY | 46435U853 | $32.8M | 0.58% | 886,891 | SH |
| 22 | UNITI GROUP LLC | UNIT | 91325VAB4 | $28.2M | 0.50% | 23,333,000 | PRN |
| 23 | PACER FDS TR | AAAP | 69384J604 | $25.2M | 0.45% | 1,000,000 | SH |
| 24 | PACER FDS TR | PBSC | 69384J703 | $25.1M | 0.45% | 1,000,000 | SH |
| 25 | VANGUARD WORLD FD | VGT | 92204A702 | $22.7M | 0.40% | 189,808 | SH |
| 26 | SEA LTD | SE | 81141R100 | $22.5M | 0.40% | 234,416 | SH |
| 27 | ISHARES TR | EEM | 464287234 | $22.4M | 0.40% | 328,070 | SH |
| 28 | ASTRAZENECA PLC | AZN | G0593M107 | $22.4M | 0.40% | 119,858 | SH |
| 29 | ISHARES INC | EWJ | 46434G822 | $22.2M | 0.39% | 238,111 | SH |
| 30 | ISHARES TR | IEF | 464287440 | $22.1M | 0.39% | 233,334 | SH |
| 31 | SABRE GLBL INC | — | 78573NAK8 | $22.0M | 0.39% | 21,908,000 | PRN |
| 32 | WHEATON PRECIOUS METALS CORP | WPM | 962879102 | $20.9M | 0.37% | 185,696 | SH |
| 33 | VANGUARD INDEX FDS | VOO | 922908363 | $20.2M | 0.36% | 29,445 | SH |
| 34 | NU HLDGS LTD | NU | G6683N103 | $19.9M | 0.35% | 1,488,281 | SH |
| 35 | TOTALENERGIES SE | TTE | F92124100 | $19.6M | 0.35% | 252,135 | SH |
| 36 | VANGUARD INTL EQUITY INDEX F | VT | 922042742 | $17.7M | 0.31% | 112,704 | SH |
| 37 | ITAU UNIBANCO HLDG S A | ITUB | 465562106 | $16.7M | 0.30% | 2,043,934 | SH |
| 38 | OMNICELL COM | OMCL | 68213NAF6 | $16.6M | 0.30% | 15,735,000 | PRN |
| 39 | CHEVRON CORPORATION | CVX | 166764100 | $16.3M | 0.29% | 98,129 | SH |
| 40 | INVESCO QQQ TR | QQQ | 46090E103 | $15.9M | 0.28% | 21,648 | SH |
| 41 | HDFC BANK LTD | HDB | 40415F101 | $15.2M | 0.27% | 588,638 | SH |
| 42 | GLOBAL X FDS | EMBD | 37954Y350 | $14.3M | 0.25% | 596,200 | SH |
| 43 | NUTRIEN LTD | NTR | 67077M108 | $14.2M | 0.25% | 224,956 | SH |
| 44 | AON PLC | AON | G0403H108 | $14.1M | 0.25% | 42,426 | SH |
| 45 | QIAGEN NV | QGEN | N72482156 | $13.8M | 0.24% | 356,002 | SH |
| 46 | EXXON MOBIL CORP | XOM | 30231G102 | $13.8M | 0.24% | 100,721 | SH |
| 47 | ISHARES TR | IVV | 464287200 | $13.7M | 0.24% | 18,234 | SH |
| 48 | SUNCOR ENERGY INC NEW | SU | 867224107 | $13.3M | 0.24% | 247,903 | SH |
| 49 | TOTALENERGIES SE | TTE | F92124100 | $12.9M | 0.23% | 165,980 | SH |
| 50 | BEONE MEDICINES LTD | ONC | 07725L102 | $12.2M | 0.22% | 42,815 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-07 | $5.64B | 245 | 0000009015-26-000018 |
| 2026-03-31 | 2026-05-06 | $6.19B | 238 | 0000009015-26-000012 |
| 2025-12-31 | 2026-02-12 | $5.43B | 218 | 0000009015-26-000006 |
Filer Information
Address
300 SOUTH TRYON STREETSUITE 2500
CHARLOTTE, NC 28202
Phone
(704) 805-7200
Filing Manager
BARINGS LLC
CHARLOTTE, NC
Signatory
Christina Coone
Director Regulatory Solutions