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JAMES W OWENS

CIK 1171767 · Chairman of the Board/CEO · last filed 2019-05-14

JAMES W OWENS is a Chairman of the Board/CEO who has filed 128 SEC Form 4 insider transactions across 6 companies since 2007. The most recent filing, for AA, was dated May 14, 2019. Across all open-market trades the lifetime net is +$282.4K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $220.5M across reported positions. 37 SEC filings were submitted jointly with Arconic Inc.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$220.47M

Companies

6

Total Filings

128

Lifetime Open-Market Net

$282.4K

Filer Profile

Reported Address
100 NE ADAMS STREET
PEORIA, IL 61629
Related Filers
Arconic Inc. — 37 joint filings, latest 2016-10-05
INTERNATIONAL BUSINESS MACHINES CORP — 30 joint filings, latest 2019-04-02
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
AA Director 14,538 $49.97 $726.5K $0 4 2019-05-14
IBM Director 11,192 $234.89 $2.63M $44.9K 52 2019-04-02
MORGAN STANLEY (MWD) Delisted Director 82,783 — — $0 3 2018-05-29
HWM Director 5,008 $259.27 $1.30M $127.3K 30 2016-10-05
MORGAN STANLEY (MWW) Delisted Director 72,461 — — $110.2K 7 2016-05-19
CAT Director 265,145 $813.94 $215.81M $0 32 2010-10-01

Recent Filings

128 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2019-05-14 AA Grant (A) +4,792 $0 EDGAR
2019-04-02 IBM Grant (A) — $0 EDGAR
2019-01-02 IBM Grant (A) — $0 EDGAR
2018-11-02 IBM Buy (P) +1,000 $114.7K EDGAR
2018-10-01 IBM Grant (A) — $0 EDGAR
2018-07-02 IBM Grant (A) — $0 EDGAR
2018-05-29 MORGAN STANLEY (MWD) Delisted Grant (A) +883 $47.5K EDGAR
2018-05-15 AA Grant (A) +2,224 $0 EDGAR
2018-03-30 IBM Grant (A) — $0 EDGAR
2018-01-02 IBM Grant (A) — $0 EDGAR
Showing 1–10 of 128
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.