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JAMES W OWENS

CIK 1171767 · Chairman of the Board/CEO · last filed 2019-05-14

JAMES W OWENS is a Chairman of the Board/CEO who has filed 128 SEC Form 4 insider transactions across 6 companies since 2007. The most recent filing, for AA, was dated May 14, 2019. Across all open-market trades the lifetime net is +$282.4K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $241.6M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$241.59M

Companies

6

Total Filings

128

Lifetime Open-Market Net

$282.4K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
AA Director 14,538 $45.27 $658.1K $0 4 2019-05-14
IBM Director 11,192 $206.65 $2.31M $44.9K 52 2019-04-02
MORGAN STANLEY (MWD) Delisted Director 82,783 — — $0 3 2018-05-29
HWM Director 5,008 $287.09 $1.44M $127.3K 30 2016-10-05
MORGAN STANLEY (MWW) Delisted Director 72,461 — — $110.2K 7 2016-05-19
CAT Director 265,145 $894.54 $237.18M $0 32 2010-10-01

Recent Filings

128 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2019-05-14 AA Grant (A) +4,792 $0 EDGAR
2019-04-02 IBM Grant (A) — $0 EDGAR
2019-01-02 IBM Grant (A) — $0 EDGAR
2018-11-02 IBM Buy (P) +1,000 $114.7K EDGAR
2018-10-01 IBM Grant (A) — $0 EDGAR
2018-07-02 IBM Grant (A) — $0 EDGAR
2018-05-29 MORGAN STANLEY (MWD) Delisted Grant (A) +883 $47.5K EDGAR
2018-05-15 AA Grant (A) +2,224 $0 EDGAR
2018-03-30 IBM Grant (A) — $0 EDGAR
2018-01-02 IBM Grant (A) — $0 EDGAR
Showing 1–10 of 128
Page 1 of 13
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.