JAMES W OWENS
CIK 1171767 · Chairman of the Board/CEO · last filed 2019-05-14
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$241.59M
Companies
6
Total Filings
128
Lifetime Open-Market Net
$282.4K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| AA | Director | 14,538 | $45.27 | $658.1K | $0 | 4 | 2019-05-14 |
| IBM | Director | 11,192 | $206.65 | $2.31M | $44.9K | 52 | 2019-04-02 |
| MORGAN STANLEY (MWD) Delisted | Director | 82,783 | — | — | $0 | 3 | 2018-05-29 |
| HWM | Director | 5,008 | $287.09 | $1.44M | $127.3K | 30 | 2016-10-05 |
| MORGAN STANLEY (MWW) Delisted | Director | 72,461 | — | — | $110.2K | 7 | 2016-05-19 |
| CAT | Director | 265,145 | $894.54 | $237.18M | $0 | 32 | 2010-10-01 |
Recent Filings · Page 2 of 13
128 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2017-11-27 | MORGAN STANLEY (MWD) Delisted | Grant (A) | +1,032 | $50.8K | EDGAR |
| 2017-10-02 | IBM | Grant (A) | — | $0 | EDGAR |
| 2017-07-05 | IBM | Grant (A) | — | $0 | EDGAR |
| 2017-05-24 | MORGAN STANLEY (MWD) Delisted | Grant (A) | +5,991 | $0 | EDGAR |
| 2017-05-17 | IBM | Buy (P) | +1,718 | $263.2K | EDGAR |
| 2017-05-16 | AA | Grant (A) | +3,775 | $0 | EDGAR |
| 2017-04-03 | IBM | Grant (A) | — | $0 | EDGAR |
| 2017-01-03 | IBM | Grant (A) | — | $0 | EDGAR |
| 2016-12-05 | AA | Grant (A) | +2,078 | $0 | EDGAR |
| 2016-10-05 | HWM | Grant (A) | — | $0 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.