Nuveen Fund Advisors, LLC
CIK 1311016 · last filed 2021-11-08
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$11
Companies
38
Total Filings
44
Lifetime Open-Market Net
-$3.22M
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
BXMX price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestOfficerDirector10% owner* stale (no filing in 3 yrs)
Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
Reported Address
333 W. WACKER DRIVECHICAGO, IL 60606
Phone
(312) 917-8146
State of Incorporation
DE
Formerly Known As
Nuveen Fund Advisors, Inc. (2011–2013)
Nuveen Asset Management Inc. (2005–2011)
Related Filers
Nuveen Asset Management, LLC — 24 joint filings, latest 2026-02-13
TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA — 7 joint filings, latest 2022-08-17
IQ Investment Advisors LLC — 5 joint filings, latest 2010-03-03
MERRILL LYNCH VENTURES LLC — 5 joint filings, latest 2010-03-03
MERRILL LYNCH, PIERCE, FENNER & SMITH INC. — 4 joint filings, latest 2010-03-03
52nd Street Capital Advisors LLC — 1 joint filings, latest 2008-01-07
BLACKROCK ADVISORS LLC — 1 joint filings, latest 2008-01-07
BLACKROCK FINANCIAL MANAGEMENT INC — 1 joint filings, latest 2008-01-07
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.
View filings on SEC EDGAR.
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| Nuveen Emerging Markets Debt 2022 Target Term Fund (JEMD) Delisted | 0 | $6.63 | $0 | -$78.3K | 1 | 2021-01-13 | |
| Nuveen Preferred & Income 2022 Term Fund (JPT) Delisted | 0 | $15.87 | $0 | -$99.1K | 1 | 2021-01-13 | |
| Nuveen High Income 2023 Target Term Fund (JHAA) Delisted | 0 | $9.70 | $0 | -$99.2K | 1 | 2021-01-13 | |
| Nuveen Credit Opportunities 2022 Target Term Fund (JCO) Delisted | 0 | $7.95 | $0 | -$82.9K | 1 | 2021-01-13 | |
| NMCO | 0 | $8.80 | $0 | -$89.4K | 1 | 2021-01-13 | |
| JRI | 1 | $10.59 | $11 | -$90.8K | 2 | 2017-09-11 | |
| Nuveen All Cap Energy MLP Opportunities Fund (JMLP) Delisted | 0 | — | — | -$51.3K | 1 | 2017-05-18 | |
| NMS | 0 | $10.21 | $0 | -$32 | 1 | 2017-05-18 | |
| Nuveen Municipal 2021 Target Term Fund (NHA) Delisted | 0 | — | — | -$100.2K | 1 | 2017-05-18 | |
| NMZ | 0 | $9.04 | $0 | -$90.5K | 1 | 2017-05-18 | |
| Nuveen High Income 2020 Target Term Fund (JHY) Delisted | 0 | — | — | -$102.9K | 1 | 2017-05-18 | |
| Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) Delisted | 0 | $14.10 | $0 | -$16 | 1 | 2017-05-18 | |
| Nuveen High Income November 2021 Target Term Fund (JHB) Delisted | 0 | $9.40 | $0 | -$103.1K | 1 | 2017-05-18 | |
| Nuveen Preferred & Income Term Fund (JPI) Delisted | 0 | $20.68 | $0 | -$131.1K | 1 | 2017-05-15 | |
| Nuveen Intermediate Duration Municipal Term Fund (NID) Delisted | 0 | $13.00 | $0 | -$91.4K | 1 | 2017-05-15 | |
| Nuveen Mortgage Opportunity Term Fund 2 (JMT) Delisted | 0 | — | — | -$100.4K | 1 | 2017-05-15 | |
| Nuveen Enhanced Municipal Value Fund (NEV) Delisted | 0 | $12.51 | $0 | -$99.4K | 1 | 2017-05-15 | |
| Nuveen Short Duration Credit Opportunities Fund (JSD) Delisted | 0 | $11.60 | $0 | -$94.2K | 1 | 2017-05-15 | |
| Nuveen Flexible Investment Income Fund (JPW) Delisted | 0 | — | — | -$91.2K | 1 | 2017-05-15 | |
| JLS | 0 | $16.14 | $0 | -$105.0K | 1 | 2017-05-15 | |
| NBB | 0 | $14.31 | $0 | -$108.8K | 1 | 2017-05-15 | |
| NIQ | 0 | $19.52 | $0 | -$90.0K | 1 | 2017-05-15 | |
| Nuveen Build America Bond Opportunity Fund (NBD) Delisted | 0 | — | — | -$113.4K | 1 | 2017-05-15 | |
| Nuveen New York Municipal Value Fund 2 (NYV) Delisted | 0 | $15.04 | $0 | -$103.2K | 1 | 2017-05-10 | |
| NUW | 0 | $13.59 | $0 | -$119.5K | 1 | 2017-05-10 | |
| Nuveen California Municipal Value Fund 2 (NCB) Delisted | 0 | — | — | -$117.9K | 1 | 2017-05-10 | |
| Nuveen New Jersey Municipal Value Fund (NJV) Delisted | 0 | — | — | -$103.5K | 1 | 2017-05-10 | |
| QQQX | 0 | $30.20 | $0 | -$21 | 1 | 2017-04-18 | |
| JCE | 0 | $17.05 | $0 | -$72.7K | 1 | 2017-04-17 | |
| SPXX | 0 | $18.70 | $0 | -$78.3K | 1 | 2017-04-17 | |
| JGH | 0 | $11.27 | $0 | -$106.8K | 1 | 2017-04-17 | |
| Nuveen Tax-Advantaged Dividend Growth Fund (JTD) Delisted | 0 | $16.72 | $0 | -$78.0K | 1 | 2017-04-17 | |
| Nuveen Floating Rate Income Opportunity Fund (JRO) Delisted | 0 | $7.88 | $0 | -$81.3K | 1 | 2017-04-10 | |
| Nuveen S&P 500 BuyWrite Income Fund (BXMX) Delisted | 0 | $13.26 | $0 | -$138.0K | 1 | 2017-04-10 | |
| JQC | 0 | $4.46 | $0 | -$61.0K | 1 | 2017-04-10 | |
| JPC | 0 | $6.71 | $0 | -$69.0K | 1 | 2017-04-10 | |
| JFR | 0 | $7.20 | $0 | -$79.8K | 1 | 2017-04-10 | |
| Nuveen S&P 500 BuyWrite Income Fund (JPZ) Delisted | 10,369 | — | — | $0 | 1 | 2014-12-23 |
Recent Filings · Page 3 of 5
44 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2017-05-15 | Nuveen Enhanced Municipal Value Fund (NEV) Delisted | Sell (S) | −7,000 | -$99.4K | EDGAR |
| 2017-05-15 | Nuveen Short Duration Credit Opportunities Fund (JSD) Delisted | Sell (S) | −5,250 | -$94.2K | EDGAR |
| 2017-05-15 | Nuveen Flexible Investment Income Fund (JPW) Delisted | Sell (S) | −5,250 | -$91.2K | EDGAR |
| 2017-05-15 | JLS | Sell (S) | −4,200 | -$105.0K | EDGAR |
| 2017-05-15 | NBB | Sell (S) | −5,250 | -$108.8K | EDGAR |
| 2017-05-15 | — | Sell (S) | −5,250 | -$69.5K | |
| 2017-05-15 | NIQ | Sell (S) | −7,000 | -$90.0K | EDGAR |
| 2017-05-15 | Nuveen Build America Bond Opportunity Fund (NBD) Delisted | Sell (S) | −5,250 | -$113.4K | EDGAR |
| 2017-05-10 | — | Sell (S) | −7,000 | -$106.0K | |
| 2017-05-10 | Nuveen New York Municipal Value Fund 2 (NYV) Delisted | Sell (S) | −7,000 | -$103.2K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.