Nuveen Fund Advisors, LLC
CIK 1311016 · last filed 2021-11-08
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$13
Companies
38
Total Filings
44
Lifetime Open-Market Net
-$3.22M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| Nuveen Emerging Markets Debt 2022 Target Term Fund (JEMD) Delisted | 0 | $6.63 | $0 | -$78.3K | 1 | 2021-01-13 | |
| Nuveen Preferred & Income 2022 Term Fund (JPT) Delisted | 0 | $15.87 | $0 | -$99.1K | 1 | 2021-01-13 | |
| Nuveen High Income 2023 Target Term Fund (JHAA) Delisted | 0 | $9.70 | $0 | -$99.2K | 1 | 2021-01-13 | |
| Nuveen Credit Opportunities 2022 Target Term Fund (JCO) Delisted | 0 | $7.95 | $0 | -$82.9K | 1 | 2021-01-13 | |
| NMCO | 0 | $10.47 | $0 | -$89.4K | 1 | 2021-01-13 | |
| JRI | 1 | $12.90 | $13 | -$90.8K | 2 | 2017-09-11 | |
| Nuveen All Cap Energy MLP Opportunities Fund (JMLP) Delisted | 0 | — | — | -$51.3K | 1 | 2017-05-18 | |
| NMS | 0 | $12.20 | $0 | -$32 | 1 | 2017-05-18 | |
| Nuveen Municipal 2021 Target Term Fund (NHA) Delisted | 0 | — | — | -$100.2K | 1 | 2017-05-18 | |
| NMZ | 0 | $10.28 | $0 | -$90.5K | 1 | 2017-05-18 | |
| Nuveen High Income 2020 Target Term Fund (JHY) Delisted | 0 | — | — | -$102.9K | 1 | 2017-05-18 | |
| Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) Delisted | 0 | $14.10 | $0 | -$16 | 1 | 2017-05-18 | |
| Nuveen High Income November 2021 Target Term Fund (JHB) Delisted | 0 | $9.40 | $0 | -$103.1K | 1 | 2017-05-18 | |
| Nuveen Preferred & Income Term Fund (JPI) Delisted | 0 | $20.68 | $0 | -$131.1K | 1 | 2017-05-15 | |
| Nuveen Intermediate Duration Municipal Term Fund (NID) Delisted | 0 | $13.00 | $0 | -$91.4K | 1 | 2017-05-15 | |
| Nuveen Mortgage Opportunity Term Fund 2 (JMT) Delisted | 0 | — | — | -$100.4K | 1 | 2017-05-15 | |
| Nuveen Enhanced Municipal Value Fund (NEV) Delisted | 0 | $12.51 | $0 | -$99.4K | 1 | 2017-05-15 | |
| Nuveen Short Duration Credit Opportunities Fund (JSD) Delisted | 0 | $11.60 | $0 | -$94.2K | 1 | 2017-05-15 | |
| Nuveen Flexible Investment Income Fund (JPW) Delisted | 0 | — | — | -$91.2K | 1 | 2017-05-15 | |
| JLS | 0 | $17.34 | $0 | -$105.0K | 1 | 2017-05-15 | |
| NBB | 0 | $15.17 | $0 | -$108.8K | 1 | 2017-05-15 | |
| NIQ | 0 | $10.43 | $0 | -$90.0K | 1 | 2017-05-15 | |
| Nuveen Build America Bond Opportunity Fund (NBD) Delisted | 0 | — | — | -$113.4K | 1 | 2017-05-15 | |
| Nuveen New York Municipal Value Fund 2 (NYV) Delisted | 0 | $15.04 | $0 | -$103.2K | 1 | 2017-05-10 | |
| NUW | 0 | $13.99 | $0 | -$119.5K | 1 | 2017-05-10 | |
| Nuveen California Municipal Value Fund 2 (NCB) Delisted | 0 | — | — | -$117.9K | 1 | 2017-05-10 | |
| Nuveen New Jersey Municipal Value Fund (NJV) Delisted | 0 | — | — | -$103.5K | 1 | 2017-05-10 | |
| QQQX | 0 | $29.62 | $0 | -$21 | 1 | 2017-04-18 | |
| JCE | 0 | $16.37 | $0 | -$72.7K | 1 | 2017-04-17 | |
| SPXX | 0 | $18.36 | $0 | -$78.3K | 1 | 2017-04-17 | |
| JGH | 0 | $12.42 | $0 | -$106.8K | 1 | 2017-04-17 | |
| Nuveen Tax-Advantaged Dividend Growth Fund (JTD) Delisted | 0 | $16.72 | $0 | -$78.0K | 1 | 2017-04-17 | |
| Nuveen Floating Rate Income Opportunity Fund (JRO) Delisted | 0 | $7.88 | $0 | -$81.3K | 1 | 2017-04-10 | |
| Nuveen S&P 500 BuyWrite Income Fund (BXMX) Delisted | 0 | $13.26 | $0 | -$138.0K | 1 | 2017-04-10 | |
| JQC | 0 | $4.75 | $0 | -$61.0K | 1 | 2017-04-10 | |
| JPC | 0 | $7.70 | $0 | -$69.0K | 1 | 2017-04-10 | |
| JFR | 0 | $7.65 | $0 | -$79.8K | 1 | 2017-04-10 | |
| Nuveen S&P 500 BuyWrite Income Fund (JPZ) Delisted | 10,369 | — | — | $0 | 1 | 2014-12-23 |
Recent Filings · Page 4 of 5
44 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2017-05-10 | NUW | Sell (S) | −7,000 | -$119.5K | EDGAR |
| 2017-05-10 | Nuveen California Municipal Value Fund 2 (NCB) Delisted | Sell (S) | −7,000 | -$117.9K | EDGAR |
| 2017-05-10 | Nuveen New Jersey Municipal Value Fund (NJV) Delisted | Sell (S) | −7,000 | -$103.5K | EDGAR |
| 2017-04-18 | QQQX | Sell (S) | −1 | -$21 | EDGAR |
| 2017-04-17 | JCE | Sell (S) | −5,240 | -$72.7K | EDGAR |
| 2017-04-17 | SPXX | Sell (S) | −5,240 | -$78.3K | EDGAR |
| 2017-04-17 | JGH | Sell (S) | −6,471 | -$106.8K | EDGAR |
| 2017-04-17 | Nuveen Tax-Advantaged Dividend Growth Fund (JTD) Delisted | Sell (S) | −5,240 | -$78.0K | EDGAR |
| 2017-04-10 | Nuveen Floating Rate Income Opportunity Fund (JRO) Delisted | Sell (S) | −7,000 | -$81.3K | EDGAR |
| 2017-04-10 | Nuveen S&P 500 BuyWrite Income Fund (BXMX) Delisted | Sell (S) | −10,369 | -$138.0K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.