RIVERNORTH CAPITAL MANAGEMENT, LLC
CIK 1447578 · last filed 2024-11-27
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$3.72M
Companies
11
Total Filings
170
Lifetime Open-Market Net
-$10.78M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| RMI | 0 | $15.34 | $0 | $300.6K | 2 | 2024-11-27 | |
| RMMZ | 0 | $14.87 | $0 | $0 | 9 | 2024-11-27 | |
| RFM | 0 | $14.66 | $0 | -$4.24M | 68 | 2024-11-27 | |
| RIVERNORTH OPPORTUNITIES FUND, INC. (RIVrw) Delisted | 0 | — | — | -$9.90M | 42 | 2024-11-27 | |
| RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (OPPrw) Delisted | 0 | — | — | $0 | 3 | 2024-11-27 | |
| RFMZ | 0 | $13.42 | $0 | -$233.9K | 18 | 2024-11-27 | |
| RMM | 0 | $14.60 | $0 | $0 | 1 | 2024-11-27 | |
| RiverNorth Capital & Income Fund, Inc. (RMPLp) Delisted | 0 | $25.29 | $0 | -$2.97M | 1 | 2018-04-17 | |
| RIV | 320,790 | $11.59 | $3.72M | $6.27M | 22 | 2017-09-20 | |
| FTF | 10%+ Owner | 0 | $5.79 | $0 | $0 | 2 | 2017-08-10 |
| PACHOLDER HIGH YIELD FUND INC (PHF) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2016-05-05 |
Recent Filings · Page 7 of 17
170 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2021-10-08 | RFM | Sell (S) | −3,850 | -$89.5K | EDGAR |
| 2021-09-30 | RFM | Sell (S) | −370 | -$8.7K | EDGAR |
| 2021-09-22 | RFM | Sell (S) | −700 | -$16.8K | EDGAR |
| 2021-09-21 | RFM | Sell (S) | −2,200 | -$52.8K | EDGAR |
| 2021-09-20 | RFM | Sell (S) | −4,400 | -$105.8K | EDGAR |
| 2021-09-16 | RFM | Sell (S) | −2,200 | -$52.9K | EDGAR |
| 2021-09-15 | RFM | Sell (S) | −2,200 | -$53.0K | EDGAR |
| 2021-09-14 | RFM | Sell (S) | −2,200 | -$52.9K | EDGAR |
| 2021-09-08 | RFM | Sell (S) | −2,200 | -$52.8K | EDGAR |
| 2021-09-07 | RFM | Sell (S) | −2,200 | -$52.7K | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.