ARDC · Insider Trading
ARES DYNAMIC CREDIT ALLOCATION FUND, INC.
Every open-market purchase and sale reported by ARDC officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-09-16 | Financial For Lutherans Thrivent | 10%+ Owner | MIXED | −120,000 | −$3.00M |
| 2026-07-16 | Financial For Lutherans Thrivent | 10%+ Owner | Buy | +160,000 | +$4.00M |
| 2024-05-28 | John Joseph Shaw | Director | Sell | −20,000 | −$282.20K |
| 2023-08-18 | John Joseph Shaw | Director | Sell | −30,001 | −$384.51K |
| 2022-03-18 | Bruce H Spector | Director | Buy | +10,000 | +$141.80K |
| 2022-01-27 | John Joseph Shaw | Director | Buy | +30,000 | +$462.71K |
| 2021-09-17 | SUN LIFE FINANCIAL INC | 10%+ Owner | Buy | +1,280,000 | +$32.00M |
| 2020-05-27 | Seth J Brufsky | President and CEO / Portfolio | Buy | +20,000 | +$226.28K |
| 2020-01-21 | John Joseph Shaw | Director | Sell | −5,150 | −$81.27K |
| 2019-10-17 | ARES MANAGEMENT LLC | — | Sell | −41,105 | −$607.57K |
| 2018-12-28 | Bruce H Spector | Director | Buy | +10,000 | +$132.99K |
| 2018-12-27 | Seth J Brufsky | President and CEO | Buy | +10,000 | +$133.89K |
| 2018-12-11 | James Kelso Hunt | Director | Buy | +2,000 | +$29.54K |
| 2018-09-28 | John Joseph Shaw | Director | Buy | +20,000 | +$311.13K |
| 2018-09-28 | Bruce H Spector | Director | Buy | +3,720 | +$58.14K |
| 2018-07-10 | Daniel J Hall | GC, CLO and Secretary | Buy | +2,500 | +$40.00K |
| 2016-12-22 | James Kelso Hunt | Director | Buy | +5,000 | +$74.84K |
| 2016-12-19 | John Joseph Shaw | Director | Buy | +10,000 | +$149.79K |
| 2016-04-20 | M. Freddie Reiss | Director | Buy | +2,500 | +$33.49K |
| 2016-03-03 | David A Sachs | Director | Buy | +7,500 | +$101.40K |
| 2015-12-09 | David A Sachs | Director | Buy | +7,500 | +$101.40K |
| 2015-09-02 | Seth J Brufsky | President and CEO | J | +17,276 | — |
| 2015-09-02 | Gregory A Margolies | — | J | +6,067 | — |
| 2015-09-02 | John Eanes | Vice President | J | +606 | — |
| 2015-09-02 | David A Sachs | Director | J | +29,244 | — |
| 2015-09-02 | Keith Ashton | Vice President | J | +848 | — |
| 2015-09-02 | Bruce H Spector | Director | J | +7,280 | — |
| 2015-09-02 | Antony P Ressler | — | J | +168,934 | — |
| 2015-08-18 | Keith Ashton | Vice President | Buy | +892 | +$13.36K |
| 2015-07-22 | Seth J Brufsky | President and CEO | Buy | +2,500 | +$38.42K |
| 2014-10-20 | Gregory A Margolies | — | Buy | +10,000 | +$167.00K |
| 2014-03-26 | Bruce H Spector | Director | Buy | +4,000 | +$73.40K |
| 2013-12-24 | Darryl Schall | Vice President | J | +65 | — |
| 2013-12-24 | Keith Ashton | Vice President | J | +26 | — |
| 2013-12-24 | Gregory A Margolies | — | J | +5,341 | — |
| 2013-12-24 | David A Sachs | Director | J | +5,098 | — |
| 2013-12-24 | Seth J Brufsky | President and CEO | J | +5,858 | — |
| 2013-12-24 | Americo Cascella | Vice President | J | +299 | — |
| 2013-12-24 | Michael D Weiner | VP and Assistant Secretary | J | +480 | — |
| 2013-12-24 | Daniel F Nguyen | Chief Financial Officer | J | +259 | — |
| 2013-12-24 | Jeff M Moore | Vice President | J | +498 | — |
| 2013-12-24 | ARES CAPITAL MANAGEMENT II LLC | — | J | −566,884 | — |
| 2013-12-24 | Antony P Ressler | — | J | +49,732 | — |
| 2013-11-19 | Keith Ashton | Vice President | Buy | +250 | +$4.46K |
| 2013-10-31 | ARES CAPITAL MANAGEMENT II LLC | — | Buy | +28,000 | +$506.77K |
| 2013-10-28 | ARES INVESTMENTS LLC | — | Buy | +84,672 | +$1.53M |
| 2013-10-23 | ARES PARTNERS MANAGEMENT CO LLC | — | Buy | +82,400 | +$1.49M |
| 2013-10-18 | ARES INVESTMENTS LLC | — | Buy | +90,000 | +$1.63M |
| 2013-10-15 | ARES PARTNERS MANAGEMENT CO LLC | — | Buy | +111,600 | +$2.01M |
| 2013-10-09 | ARES CAPITAL MANAGEMENT II LLC | — | Buy | +38,800 | +$698.81K |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| Financial For Lutherans Thrivent | 10%+ Owner | 240,000 | $2.67M |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the ARDC quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.