ARDC (ARES DYNAMIC CREDIT ALLOCATION FUND, INC.)
Insider Trading Activity
Every open-market purchase and sale reported by ARDC officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-07-16 | FINANCIAL FOR LUTHERANS THRIVENT | 10%+ Owner | Buy | — | — |
| 2024-05-28 | John Joseph Shaw | Director | Sell | — | — |
| 2023-08-18 | John Joseph Shaw | Director | Sell | — | — |
| 2022-03-18 | BRUCE H SPECTOR | Director | Buy | — | — |
| 2022-01-27 | John Joseph Shaw | Director | Buy | — | — |
| 2021-09-17 | SUN LIFE FINANCIAL INC | 10%+ Owner | Buy | — | — |
| 2020-05-27 | Seth J Brufsky | President and CEO / Portfolio | Buy | — | — |
| 2020-01-21 | John Joseph Shaw | Director | Sell | — | — |
| 2019-10-17 | ARES MANAGEMENT LLC | — | Sell | — | — |
| 2018-12-28 | BRUCE H SPECTOR | Director | Buy | — | — |
| 2018-12-27 | Seth J Brufsky | President and CEO | Buy | — | — |
| 2018-12-11 | JAMES KELSO HUNT | Director | Buy | — | — |
| 2018-09-28 | John Joseph Shaw | Director | Buy | — | — |
| 2018-09-28 | BRUCE H SPECTOR | Director | Buy | — | — |
| 2018-07-10 | Daniel J Hall | GC, CLO and Secretary | Buy | — | — |
| 2016-12-22 | JAMES KELSO HUNT | Director | Buy | — | — |
| 2016-12-19 | John Joseph Shaw | Director | Buy | — | — |
| 2016-04-20 | M. Freddie Reiss | Director | Buy | — | — |
| 2016-03-03 | DAVID A SACHS | Director | Buy | — | — |
| 2015-12-09 | DAVID A SACHS | Director | Buy | — | — |
| 2015-09-02 | Seth J Brufsky | President and CEO | J | — | — |
| 2015-09-02 | Gregory A Margolies | — | J | — | — |
| 2015-09-02 | John Eanes | Vice President | J | — | — |
| 2015-09-02 | DAVID A SACHS | Director | J | — | — |
| 2015-09-02 | Keith Ashton | Vice President | J | — | — |
| 2015-09-02 | BRUCE H SPECTOR | Director | J | — | — |
| 2015-09-02 | ANTONY P RESSLER | — | J | — | — |
| 2015-08-18 | Keith Ashton | Vice President | Buy | — | — |
| 2015-07-22 | Seth J Brufsky | President and CEO | Buy | — | — |
| 2014-10-20 | Gregory A Margolies | — | Buy | — | — |
| 2014-03-26 | BRUCE H SPECTOR | Director | Buy | — | — |
| 2013-12-24 | Darryl Schall | Vice President | J | — | — |
| 2013-12-24 | Keith Ashton | Vice President | J | — | — |
| 2013-12-24 | Gregory A Margolies | — | J | — | — |
| 2013-12-24 | DAVID A SACHS | Director | J | — | — |
| 2013-12-24 | Seth J Brufsky | President and CEO | J | — | — |
| 2013-12-24 | Americo Cascella | Vice President | J | — | — |
| 2013-12-24 | MICHAEL D WEINER | VP and Assistant Secretary | J | — | — |
| 2013-12-24 | Daniel F Nguyen | Chief Financial Officer | J | — | — |
| 2013-12-24 | Jeff M Moore | Vice President | J | — | — |
| 2013-12-24 | ARES CAPITAL MANAGEMENT II LLC | — | J | — | — |
| 2013-12-24 | ANTONY P RESSLER | — | J | — | — |
| 2013-11-19 | Keith Ashton | Vice President | Buy | — | — |
| 2013-10-31 | ARES CAPITAL MANAGEMENT II LLC | — | Buy | — | — |
| 2013-10-28 | ARES INVESTMENTS LLC | — | Buy | — | — |
| 2013-10-23 | ARES PARTNERS MANAGEMENT CO LLC | — | Buy | — | — |
| 2013-10-18 | ARES INVESTMENTS LLC | — | Buy | — | — |
| 2013-10-15 | ARES PARTNERS MANAGEMENT CO LLC | — | Buy | — | — |
| 2013-10-09 | ARES CAPITAL MANAGEMENT II LLC | — | Buy | — | — |
| 2013-10-08 | DAVID A SACHS | Director | Buy | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | 10%+ Owner | 1,120,000 | — |
| — | — | 323,025 | — |
| — | 10%+ Owner | 160,000 | — |
| — | — | 126,853 | — |
| — | — | 113,185 | — |
| — | President and CEO / Portfolio | 85,862 | — |
| — | Director | 85,639 | — |
| — | Director | 35,000 | — |
| — | — | 27,235 | — |
| — | Director | 22,025 | — |
| — | — | 21,408 | — |
| — | Director | 7,000 | — |
| — | GC, CLO and Secretary | 2,500 | — |
| — | Director | 2,500 | — |
| — | Director | 2,500 | — |
| — | Vice President | 2,306 | — |
| — | CCO, Anti-Money Laundering Off | 1,400 | — |
| — | Vice President | 606 | — |
| — | Vice President | 498 | — |
| — | VP and Assistant Secretary | 480 | — |
| — | Vice President | 299 | — |
| — | Chief Financial Officer | 259 | — |
| — | Vice President | 65 | — |
| — | — | 59 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the ARDC quote page; the site-wide leaderboard is on the insider transactions hub.