CAPR · Insider Trading

Capricor Therapeutics Inc

Every open-market purchase and sale reported by CAPR officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Form 4 Filings
50
most recent
Open-Market Buys
1
code P
Sales
0
code S
Reporting Insiders
8
current holders
CAPR — Recent Form 4 Transactions (latest 2026-06-29)
FiledInsiderRole TypeSharesValue
2026-06-29 Karen Krasney EVP, GENERAL COUNSEL MIXED — −$655.52K
2026-06-29 Anthony Bergmann CHIEF FINANCIAL OFFICER MIXED — −$655.52K
2026-06-24 Anthony Bergmann CHIEF FINANCIAL OFFICER MIXED — −$24.14K
2026-06-24 Karen Krasney EVP, GENERAL COUNSEL MIXED — −$24.14K
2026-05-28 Michael T Maurer CHIEF COMMERCIAL OFFICER A +80,000 deriv. —
2026-05-19 Anthony Bergmann CHIEF FINANCIAL OFFICER M +3,000 +$4.17K
2026-05-14 Frank Litvack Director M +3,937 +$5.47K
2026-05-04 Anthony Bergmann CHIEF FINANCIAL OFFICER MIXED — −$713.04K
2026-05-04 Karen Krasney EVP, GENERAL COUNSEL MIXED — −$713.05K
2026-04-03 Karimah Es Sabar Director MIXED — −$216.99K
2026-04-01 Karen Krasney EVP, GENERAL COUNSEL MIXED — −$662.64K
2026-04-01 Anthony Bergmann CHIEF FINANCIAL OFFICER MIXED — −$673.65K
2026-04-01 Karimah Es Sabar Director MIXED — −$2.96M
2026-03-27 Karen Krasney EVP, GENERAL COUNSEL M +2,500 +$3.47K
2026-01-07 Linda Marban CHIEF EXECUTIVE OFFICER A +157,500 deriv. —
2026-01-07 David B Musket Director A +15,500 deriv. —
2026-01-07 Philip J Gotwals Director A +15,500 deriv. —
2026-01-07 George W Dunbar Jr Director A +15,500 deriv. —
2026-01-07 Anthony Bergmann CHIEF FINANCIAL OFFICER A +52,500 deriv. —
2026-01-07 Paul Gisbert Auwaerter Director A +22,280 deriv. —
2026-01-07 Karen Krasney EVP, GENERAL COUNSEL A +45,000 deriv. —
2026-01-07 Frank Litvack Director A +50,000 deriv. —
2026-01-07 Mike Kelliher Director A +15,500 deriv. —
2026-01-07 Karimah Es Sabar Director A +15,500 deriv. —
2025-12-23 George W Dunbar Jr Director M +3,000 +$4.17K
2025-03-05 Linda Marban CHIEF EXECUTIVE OFFICER MIXED +12,500 +$34.75K
2025-03-04 Anthony Bergmann CHIEF FINANCIAL OFFICER M +2,500 +$3.47K
2025-03-04 Frank Litvack Director MIXED +22,457 −$13
2025-03-04 George W Dunbar Jr Director M +750 +$1.04K
2025-02-28 Earl M Collier Jr Director M +750 +$1.04K
2025-01-06 Mike Kelliher Director A +19,130 deriv. —
2025-01-06 Karimah Es Sabar Director A +20,210 deriv. —
2025-01-06 Frank Litvack Director A — —
2025-01-06 Paul Gisbert Auwaerter Director A +19,130 deriv. —
2025-01-06 Earl M Collier Jr Director A +20,930 deriv. —
2025-01-06 David B Musket Director A +24,170 deriv. —
2025-01-06 Anthony Bergmann CHIEF FINANCIAL OFFICER A +3,342 —
2025-01-06 Philip J Gotwals Director A +19,850 deriv. —
2025-01-06 George W Dunbar Jr Director A +21,290 deriv. —
2025-01-06 Karen Krasney EVP, GENERAL COUNSEL A +60,000 deriv. —
2025-01-06 Linda Marban CHIEF EXECUTIVE OFFICER A +244,962 deriv. —
2024-12-16 Karen Krasney EVP, GENERAL COUNSEL M +8,000 +$11.12K
2024-12-04 Frank Litvack Director M +20,391 +$22.43K
2024-09-24 Nippon Shinyaku Co Ltd 10%+ Owner Buy +2,798,507 +$15.00M
2024-08-09 David B Musket Director M +34,000 +$47.26K
2024-04-25 Earl M Collier Jr Director M +30,000 +$41.70K
2024-04-24 David B Musket Director M +16,156 +$22.46K
2024-01-04 Frank Litvack Director A +200,000 deriv. —
2024-01-04 Earl M Collier Jr Director A +51,560 deriv. —
2024-01-04 Philip J Gotwals Director A +36,950 deriv. —
CAPR — Current Insider Holders
InsiderRole Shares HeldValue
Linda Marban CHIEF EXECUTIVE OFFICER 533,519 $4.76M
Frank Litvack Director 180,054 $1.61M
David B Musket Director 88,788 $791.99K
Earl M Collier Jr Director 57,606 $513.85K
Karen Krasney EVP, GENERAL COUNSEL 54,647 $487.45K
George W Dunbar Jr Director 14,306 $127.61K
Anthony Bergmann CHIEF FINANCIAL OFFICER 11,223 $100.11K
Paul Gisbert Auwaerter Director 5,000 $44.60K
CAPR Insider Trading FAQ
Who are the insiders at CAPR?
8 officers, directors and 10%+ beneficial owners currently report holdings in CAPR via SEC Form 4.
Are CAPR insiders buying or selling?
Across the 50 most recent Form 4 filings for CAPR, 1 were open-market purchases (code P) and 0 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.
How current is CAPR insider data?
Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent CAPR filing is dated 2026-06-29.
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the CAPR quote page; the site-wide leaderboard is on the insider transactions hub.

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.