EFR (Eaton Vance Senior Floating-Rate Fund)
Insider Trading Activity
Every open-market purchase and sale reported by EFR officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-06-02 | BANK OF AMERICA CORP /DE/ | 10%+ Owner | J | — | — |
| 2026-05-29 | UBS Group AG | 10%+ Owner | J | — | — |
| 2025-02-03 | Andrew Sveen | — | — | — | — |
| 2024-12-20 | BANK OF AMERICA NA | 10%+ Owner | MIXED | — | — |
| 2024-08-07 | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | 10%+ Owner | MIXED | — | — |
| 2022-12-01 | KEITH QUINTON | — | Buy | — | — |
| 2022-07-01 | CRAIG P RUSS | — | — | — | — |
| 2020-11-02 | PAYSON F SWAFFIELD | — | — | — | — |
| 2020-03-26 | UBS Group AG | 10%+ Owner | Sell | — | — |
| 2020-03-25 | UBS Group AG | 10%+ Owner | Sell | — | — |
| 2020-03-24 | UBS Group AG | 10%+ Owner | Sell | — | — |
| 2020-03-23 | UBS Group AG | 10%+ Owner | Sell | — | — |
| 2020-03-20 | UBS Group AG | 10%+ Owner | Sell | — | — |
| 2020-03-19 | UBS Group AG | 10%+ Owner | Sell | — | — |
| 2020-03-03 | CRAIG P RUSS | — | Buy | — | — |
| 2020-01-10 | KEITH QUINTON | — | Buy | — | — |
| 2020-01-07 | UBS Group AG | 10%+ Owner | Buy | — | — |
| 2020-01-07 | UBS Group AG | 10%+ Owner | Buy | — | — |
| 2020-01-03 | UBS Group AG | 10%+ Owner | Buy | — | — |
| 2019-12-31 | UBS Group AG | 10%+ Owner | Buy | — | — |
| 2019-11-08 | SCOTT H PAGE | Vice President | — | — | — |
| 2019-06-26 | CRAIG P RUSS | — | Buy | — | — |
| 2019-02-14 | CRAIG P RUSS | — | J | — | — |
| 2019-01-09 | UBS Group AG | 10%+ Owner | Buy | — | — |
| 2019-01-08 | UBS Group AG | 10%+ Owner | Buy | — | — |
| 2019-01-07 | UBS Group AG | 10%+ Owner | Buy | — | — |
| 2019-01-04 | UBS Group AG | 10%+ Owner | Buy | — | — |
| 2018-10-31 | CRAIG P RUSS | — | Buy | — | — |
| 2018-06-11 | CRAIG P RUSS | — | Buy | — | — |
| 2018-02-23 | CRAIG P RUSS | — | Buy | — | — |
| 2018-02-05 | Peter Campo | — | — | — | — |
| 2017-11-17 | CRAIG P RUSS | — | Buy | — | — |
| 2016-09-30 | UBS Group AG | 10%+ Owner | J | — | — |
| 2013-11-13 | UBS AG | 10%+ Owner | Buy | — | — |
| 2011-12-02 | BANK OF AMERICA CORP /DE/ | 10%+ Owner | MIXED | — | — |
| 2011-08-24 | BANK OF AMERICA CORP /DE/ | 10%+ Owner | MIXED | — | — |
| 2011-05-13 | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | 10%+ Owner | MIXED | — | — |
| 2011-05-03 | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | 10%+ Owner | MIXED | — | — |
| 2011-03-17 | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | 10%+ Owner | MIXED | — | — |
| 2007-11-06 | JAMES B HAWKES | Vice President | — | — | — |
| 2007-11-05 | ALAN R DYNNER | Secretary | — | — | — |
| 2007-11-01 | PAYSON F SWAFFIELD | Vice President | Buy | — | — |
| 2007-08-17 | SCOTT H PAGE | Vice President | Buy | — | — |
| 2007-08-14 | JAMES B HAWKES | Vice President | Buy | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | — | 41,110 | — |
| — | — | 13,400 | — |
| — | — | 10,500 | — |
| — | Vice President | 10,000 | — |
| — | Vice President | 9,060 | — |
| — | Secretary | 4,760 | — |
| — | Vice President | 4,500 | — |
| — | 10%+ Owner | 2,831 | — |
| — | 10%+ Owner | 513 | — |
| — | — | 500 | — |
| — | 10%+ Owner | 96 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the EFR quote page; the site-wide leaderboard is on the insider transactions hub.