EFR · Insider Trading
Eaton Vance Senior Floating-Rate Fund
Every open-market purchase and sale reported by EFR officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-06-02 | BANK OF AMERICA CORP /DE/ | 10%+ Owner | J | −1,228 | — |
| 2026-05-29 | UBS Group AG | 10%+ Owner | J | −1,973 | −$48.34M |
| 2025-02-03 | Andrew Sveen | — | — | — | — |
| 2024-12-20 | BANK OF AMERICA NA | 10%+ Owner | MIXED | — | −$589 |
| 2024-08-07 | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | 10%+ Owner | MIXED | — | −$173 |
| 2022-12-01 | Keith Quinton | — | Buy | +6,900 | +$80.45K |
| 2022-07-01 | Craig P Russ | — | — | — | — |
| 2020-11-02 | Payson F Swaffield | — | — | — | — |
| 2020-03-26 | UBS Group AG | 10%+ Owner | Sell | −501 | −$4.47K |
| 2020-03-25 | UBS Group AG | 10%+ Owner | Sell | −206,119 | −$1.73M |
| 2020-03-24 | UBS Group AG | 10%+ Owner | Sell | −304,485 | −$2.43M |
| 2020-03-23 | UBS Group AG | 10%+ Owner | Sell | −506,812 | −$4.34M |
| 2020-03-20 | UBS Group AG | 10%+ Owner | Sell | −92,009 | −$748.24K |
| 2020-03-19 | UBS Group AG | 10%+ Owner | Sell | −304,633 | −$2.51M |
| 2020-03-03 | Craig P Russ | — | Buy | +7,500 | +$97.69K |
| 2020-01-10 | Keith Quinton | — | Buy | +3,600 | +$49.01K |
| 2020-01-07 | UBS Group AG | 10%+ Owner | Buy | +347,267 | +$4.71M |
| 2020-01-07 | UBS Group AG | 10%+ Owner | Buy | +347,473 | +$4.71M |
| 2020-01-03 | UBS Group AG | 10%+ Owner | Buy | +351,906 | +$4.77M |
| 2019-12-31 | UBS Group AG | 10%+ Owner | Buy | +26,065 | +$354.53K |
| 2019-11-08 | Scott H Page | Vice President | — | — | — |
| 2019-06-26 | Craig P Russ | — | Buy | +8,000 | +$104.76K |
| 2019-02-14 | Craig P Russ | — | J | −100 | — |
| 2019-01-09 | UBS Group AG | 10%+ Owner | Buy | +2,518 | +$32.82K |
| 2019-01-08 | UBS Group AG | 10%+ Owner | Buy | +111,000 | +$1.43M |
| 2019-01-07 | UBS Group AG | 10%+ Owner | Buy | +113,549 | +$1.44M |
| 2019-01-04 | UBS Group AG | 10%+ Owner | Buy | +114,781 | +$1.46M |
| 2018-10-31 | Craig P Russ | — | Buy | +7,500 | +$100.93K |
| 2018-06-11 | Craig P Russ | — | Buy | +3,420 | +$50.00K |
| 2018-02-23 | Craig P Russ | — | Buy | +6,940 | +$100.25K |
| 2018-02-05 | Peter Campo | — | — | — | — |
| 2017-11-17 | Craig P Russ | — | Buy | +4,000 | +$56.92K |
| 2016-09-30 | UBS Group AG | 10%+ Owner | J | −860 | — |
| 2013-11-13 | UBS AG | 10%+ Owner | Buy | +1 | — |
| 2011-12-02 | BANK OF AMERICA CORP /DE/ | 10%+ Owner | MIXED | — | +$982 |
| 2011-08-24 | BANK OF AMERICA CORP /DE/ | 10%+ Owner | MIXED | — | −$226 |
| 2011-05-13 | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | 10%+ Owner | MIXED | — | +$1.69K |
| 2011-05-03 | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | 10%+ Owner | MIXED | — | +$12 |
| 2011-03-17 | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | 10%+ Owner | MIXED | — | +$10 |
| 2007-11-06 | James B Hawkes | Vice President | — | — | — |
| 2007-11-05 | Alan R Dynner | Secretary | — | — | — |
| 2007-11-01 | Payson F Swaffield | Vice President | Buy | +6,180 | +$100.12K |
| 2007-08-17 | Scott H Page | Vice President | Buy | +5,000 | +$76.45K |
| 2007-08-14 | James B Hawkes | Vice President | Buy | +4,000 | +$69.56K |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| Andrew Sveen | — | 13,400 | $134.40K |
| BANK OF AMERICA CORP /DE/ | 10%+ Owner | 513 | $5.15K |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the EFR quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.