EFSCP · Insider Trading
Enterprise Financial Services Corporation Depositary Shares Each Representing a 1/40th Interest in a Share of 5% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A
Every open-market purchase and sale reported by EFSCP officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-04-29 | Mark G Ponder | SEVP, Chief Admin. Officer | MIXED | −1,450 | −$75.69K |
| 2026-04-16 | Kevin L Handley | Chief Credit Officer | MIXED | +220 | −$9.33K |
| 2026-04-16 | Troy Dumlao | EVP, Chief Accounting Officer | MIXED | +212 | −$9.79K |
| 2026-04-16 | Bridget Huffman | SEVP, Chief Risk Officer | MIXED | +212 | −$9.79K |
| 2026-03-06 | Douglas Bauche | SEVP, Chief Banking Officer | A | — | — |
| 2026-03-06 | Nicole M Iannacone | SEVP, Chief Legal Officer | A | — | — |
| 2026-03-06 | S Turner Keene | SEVP, Chief Financial Officer | A | — | — |
| 2026-03-06 | Mark G Ponder | SEVP, Chief Admin. Officer | A | — | — |
| 2026-03-06 | Bridget Huffman | SEVP, Chief Risk Officer | A | — | — |
| 2026-03-06 | Kevin L Handley | Chief Credit Officer | A | — | — |
| 2026-03-06 | James Brian Lally | CEO | A | — | — |
| 2026-03-06 | Troy Dumlao | EVP, Chief Accounting Officer | A | — | — |
| 2026-02-26 | Nicole M Iannacone | SEVP, Chief Legal Officer | MIXED | +1,860 | −$84.40K |
| 2026-02-26 | Douglas Bauche | SEVP, Chief Banking Officer | MIXED | +1,860 | −$84.40K |
| 2026-02-26 | Mark G Ponder | SEVP, Chief Admin. Officer | MIXED | +1,860 | −$84.40K |
| 2026-02-26 | James Brian Lally | CEO | MIXED | +4,480 | −$201.61K |
| 2026-02-26 | S Turner Keene | SEVP, Chief Financial Officer | MIXED | +2,820 | −$124.87K |
| 2026-02-12 | Nicole M Iannacone | SEVP, Chief Legal Officer | MIXED | +2,156 | −$111.27K |
| 2026-02-12 | S Turner Keene | SEVP, Chief Financial Officer | MIXED | +4,323 | −$204.55K |
| 2026-02-12 | Bridget Huffman | SEVP, Chief Risk Officer | MIXED | +684 | −$39.56K |
| 2026-02-12 | Troy Dumlao | EVP, Chief Accounting Officer | MIXED | +724 | −$41.93K |
| 2026-02-12 | Mark G Ponder | SEVP, Chief Admin. Officer | MIXED | +2,127 | −$110.09K |
| 2026-02-12 | James Brian Lally | CEO | MIXED | +9,881 | −$394.23K |
| 2026-02-12 | Douglas Bauche | SEVP, Chief Banking Officer | MIXED | +2,217 | −$113.35K |
| 2026-02-12 | Kevin L Handley | Chief Credit Officer | MIXED | +718 | −$38.26K |
| 2026-01-09 | Bridget Huffman | SEVP, Chief Risk Officer | J | +123 | +$5.65K |
| 2026-01-09 | Douglas Bauche | SEVP, Chief Credit Officer | J | +19 | +$872 |
| 2025-08-26 | Lyne Andrich | Director | A | +1,032 | — |
| 2025-08-26 | Richard Sanborn | Director | A | +1,032 | — |
| 2025-08-26 | Lina A Young | Director | A | +1,032 | — |
| 2025-08-26 | Michael E Finn | Director | A | +2,148 | — |
| 2025-08-26 | Michael Holmes | Director | A | +2,321 | — |
| 2025-08-26 | Michael A Decola | Director | A | +3,222 | — |
| 2025-08-26 | Marcela Manjarrez | Director | A | +1,032 | — |
| 2025-08-26 | Nevada A Kent | Director | A | +1,032 | — |
| 2025-08-26 | Lars C Anderson | Director | A | +1,790 deriv. | — |
| 2025-08-26 | Sandra Van Trease | Director | A | — | — |
| 2025-08-26 | Stephen P Marsh | Director | A | — | — |
| 2025-08-06 | Michael E Finn | Director | Buy | +1,500 | +$81.17K |
| 2025-07-09 | Douglas Bauche | SEVP, Chief Credit Officer | J | +431 | +$20.19K |
| 2025-07-09 | Mark G Ponder | SEVP, Chief Admin. Officer | J | +450 | +$21.08K |
| 2025-07-09 | Nicole M Iannacone | SEVP, Chief Legal Officer | J | +450 | +$21.08K |
| 2025-07-09 | Troy Dumlao | EVP, Chief Accounting Officer | J | +450 | +$21.08K |
| 2025-07-09 | Bridget Huffman | SEVP, Chief Risk Officer | J | +243 | +$11.38K |
| 2025-07-09 | S Turner Keene | SEVP, Chief Financial Officer | J | +450 | +$21.08K |
| 2025-07-09 | James Brian Lally | CEO | J | +450 | +$21.08K |
| 2025-06-27 | James Brian Lally | CEO | Sell | −1,828 | −$100.83K |
| 2025-06-26 | James Brian Lally | CEO | Sell | −1,655 | −$91.09K |
| 2025-06-09 | Michael E Finn | Director | Buy | +1,500 | +$78.75K |
| 2025-05-16 | James Brian Lally | CEO | Sell | −400 | −$22.00K |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| Scott Richard Goodman | President | 67,821 | $1.07M |
| S Turner Keene | SEVP, Chief Financial Officer | 66,002 | $1.04M |
| Sandra Van Trease | Director | 57,167 | $903.24K |
| Michael A Decola | Director | 51,597 | $815.23K |
| Stephen P Marsh | Director | 47,540 | $751.13K |
| Richard Sanborn | Director | 41,982 | $663.32K |
| Douglas Bauche | SEVP, Chief Banking Officer | 31,703 | $500.91K |
| James Brian Lally | CEO | 23,677 | $374.10K |
| Mark G Ponder | SEVP, Chief Admin. Officer | 23,526 | $371.71K |
| Nicole M Iannacone | SEVP, Chief Legal Officer | 22,855 | $361.11K |
| Michael Holmes | Director | 22,544 | $356.20K |
| James M Havel | Director | 15,447 | $244.06K |
| Nevada A Kent | Director | 14,512 | $229.29K |
| Troy Dumlao | EVP, Chief Accounting Officer | 8,641 | $136.53K |
| Bridget Huffman | SEVP, Chief Risk Officer | 7,061 | $111.56K |
| Kevin L Handley | Chief Credit Officer | 6,560 | $103.65K |
| Lyne Andrich | Director | 6,384 | $100.87K |
| Lina A Young | Director | 4,532 | $71.61K |
| Marcela Manjarrez | Director | 4,472 | $70.66K |
| Michael E Finn | Director | 3,509 | $55.44K |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the EFSCP quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.