GAB · Insider Trading
The Gabelli Equity Trust Inc.
Every open-market purchase and sale reported by GAB officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-06-03 | Anthonie C Vanekris | Director | J | +900 | +$4.95K |
| 2026-04-29 | John Chester Ball | President & Treasurer | J | +17 | +$85 |
| 2026-04-29 | Agnes Mullady | Director | J | +15 | +$75 |
| 2026-04-29 | William F Heitmann | Director | J | +17,948 | +$89.74K |
| 2026-04-29 | Mario J Gabelli | Director | J | +240,365 | +$1.20M |
| 2026-04-20 | Eileen Cheigh Nakamura | Director | Sell | −9,640 | −$742 |
| 2025-12-30 | Mario J Gabelli | Director | J | −66,750 | −$6.67M |
| 2025-12-30 | Mario J Gabelli | Director | Buy | +667,500 | +$6.67M |
| 2025-06-27 | Mario J Gabelli | Director | J | −5,000 | −$500.00K |
| 2024-11-26 | Mario J Gabelli | Director | Sell | −5,000 | −$28.66K |
| 2024-06-28 | UBS Group AG | 10%+ Owner | J | −18 | −$450.00K |
| 2024-06-28 | Mario J Gabelli | Director | Buy | +11,750 | +$1.18M |
| 2024-06-26 | UBS Group AG | 10%+ Owner | J | −17 | −$425.00K |
| 2024-03-01 | Mario J Gabelli | Director | Buy | +60,000 | +$6.00M |
| 2024-02-22 | John Chester Ball | President & Treasurer | Buy | +47 | +$251 |
| 2022-02-18 | Agnes Mullady | Director | Buy | +150 | +$1.04K |
| 2022-02-02 | Bruce N Alpert | President | J | −8,312 | −$207.80K |
| 2021-12-21 | Kuni Nakamura | Director | Buy | +3,000 | +$300.00K |
| 2021-12-21 | Mario J Gabelli | Director | Buy | +60,000 | +$6.00M |
| 2021-08-10 | William F Heitmann | Director | J | +17,694 | +$97.32K |
| 2021-07-23 | Salvatore J Zizza | Director | J | +3,546 | +$19.50K |
| 2021-07-23 | Bruce N Alpert | President | J | +522 | +$2.87K |
| 2021-07-22 | Mario J Gabelli | Director | J | +225,935 | +$1.24M |
| 2021-07-21 | Kuni Nakamura | Director | J | +542 | +$2.98K |
| 2021-07-21 | James P Conn | Director | J | +100 | +$550 |
| 2021-05-24 | Bruce N Alpert | President | W | +312 | +$8.27K |
| 2021-05-24 | Bruce N Alpert | President | W | +104 | +$2.67K |
| 2021-05-24 | Bruce N Alpert | President | W | +390 | +$10.26K |
| 2019-12-30 | Bruce N Alpert | President | J | −2,610 | −$65.25K |
| 2019-12-20 | Bruce N Alpert | President | Buy | +4,400 | +$110.00K |
| 2019-09-05 | Bruce N Alpert | President | Sell | −900 | −$22.79K |
| 2019-08-29 | James P Conn | Director | Sell | −53,679 | −$320.84K |
| 2019-08-27 | James P Conn | Director | Sell | −29,000 | −$173.36K |
| 2019-08-19 | Bruce N Alpert | President | Sell | −2,389 | −$60.08K |
| 2019-08-19 | Bruce N Alpert | President | Sell | −100 | −$2.52K |
| 2019-07-12 | Bruce N Alpert | President | Sell | −391 | −$9.79K |
| 2019-05-08 | Bruce N Alpert | President | Sell | −573 | −$14.15K |
| 2018-12-31 | Salvatore J Zizza | Director | Sell | −3,836 | −$87.20K |
| 2018-12-31 | Salvatore J Zizza | Director | Sell | −4,083 | −$20.95K |
| 2018-05-30 | Kuni Nakamura | Director | Buy | +3,960 | +$24.98K |
| 2017-12-21 | Arthur V Ferrara | Director | J | +768 | +$4.22K |
| 2017-12-21 | Bruce N Alpert | President | J | +687 | +$3.78K |
| 2017-12-21 | Salvatore J Zizza | Director | J | +3,001 | +$16.51K |
| 2017-12-21 | William F Heitmann | Director | J | +7,588 | +$41.73K |
| 2017-12-21 | James P Conn | Director | J | +16,656 | +$91.61K |
| 2017-12-21 | Anthony J Colavita | Director | J | +463 | +$2.55K |
| 2017-12-21 | Mario J Gabelli | Director | J | +463,207 | +$2.55M |
| 2017-11-08 | Bruce N Alpert | President | Sell | −200 | −$5.04K |
| 2017-07-21 | Bruce N Alpert | President | Sell | −4,613 | −$115.26K |
| 2017-07-20 | Bruce N Alpert | President | Sell | −354 | −$8.83K |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| Mario J Gabelli | Director | 2,644,013 | $13.54M |
| William F Heitmann | Director | 197,422 | $1.01M |
| Anthonie C Vanekris | Director | 7,700 | $39.42K |
| Agnes Mullady | Director | 165 | $845 |
| John Chester Ball | President & Treasurer | 64 | $328 |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the GAB quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.