GAIN · Insider Trading
Gladstone Investment Corporation
Every open-market purchase and sale reported by GAIN officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2012-01-30 | David Gladstone | CEO | — | — | — |
| 2011-09-13 | Gerard Mead | Director | Buy | +100 | +$633 |
| 2011-09-12 | David Gladstone | CEO | Buy | +6,000 | +$37.98K |
| 2011-09-07 | David Hibbert Watson | CFO | Buy | +1,000 | +$6.44K |
| 2011-09-07 | Terry Lee Brubaker | COO | Buy | +10,000 | +$65.80K |
| 2011-09-06 | David A R Dullum | President | Buy | +4,000 | +$25.60K |
| 2011-08-11 | Gerard Mead | Director | Buy | +100 | +$688 |
| 2011-08-11 | Terry Lee Brubaker | COO | Sell | −10,000 | −$68.09K |
| 2011-08-08 | Terry Lee Brubaker | COO | Buy | +10,000 | +$73.00K |
| 2011-06-07 | David Hibbert Watson | CFO | Buy | +500 | +$3.50K |
| 2011-06-02 | David A R Dullum | President | Buy | +3,398 | +$25.04K |
| 2011-05-27 | David Hibbert Watson | CFO | Buy | +1,000 | +$7.22K |
| 2011-03-04 | Michael LiCalsi | Internal Counse; Asst. Sec. | Buy | +1,075 | +$8.39K |
| 2011-02-24 | Paul W Adelgren | Director | Buy | +650 | +$5.04K |
| 2011-02-04 | David A R Dullum | President | Buy | +3,000 | +$23.07K |
| 2011-02-04 | John Reilly | Director | Buy | +4,000 | +$30.43K |
| 2011-02-02 | David Gladstone | CEO | — | — | — |
| 2010-11-22 | David A R Dullum | President | Buy | +1,500 | +$11.55K |
| 2010-10-04 | Terry Lee Brubaker | COO | Buy | +4,300 | +$29.15K |
| 2010-08-12 | Michael LiCalsi | Asst. Secretary | Buy | +1,000 | +$6.30K |
| 2010-08-12 | David Hibbert Watson | CFO | Buy | +2,000 | +$12.66K |
| 2010-08-09 | Michael LiCalsi | Asst. Secretary | Buy | +2,500 | +$16.01K |
| 2010-08-06 | David Hibbert Watson | CFO | Buy | +1,500 | +$9.75K |
| 2010-06-30 | Terry Lee Brubaker | COO; Secretary | — | — | — |
| 2010-03-16 | Terry Lee Brubaker | COO | — | — | — |
| 2010-03-15 | David A R Dullum | President | Buy | +4,000 | +$11.68K |
| 2009-02-25 | Gerard Mead | Director | Buy | +1,000 | +$3.33K |
| 2009-02-25 | David A R Dullum | President | Buy | +4,000 | +$11.68K |
| 2009-01-12 | Terry Lee Brubaker | COO | Buy | +500 | +$2.35K |
| 2008-12-02 | Terry Lee Brubaker | COO | Buy | +500 | +$2.35K |
| 2008-11-19 | Gerard Mead | Director | Buy | +1,000 | +$3.34K |
| 2008-11-17 | David A R Dullum | President | Buy | +2,000 | +$7.62K |
| 2008-11-14 | Gerard Mead | Director | Buy | +1,000 | +$3.67K |
| 2008-11-13 | George Stelljes III | CIO | Buy | +2,000 | +$7.90K |
| 2008-11-13 | Mark Perrigo | CFO | Buy | +250 | +$990 |
| 2008-11-12 | David A R Dullum | President | Buy | +3,000 | +$15.54K |
| 2008-09-17 | Gerard Mead | Director | Buy | +200 | +$1.23K |
| 2008-09-16 | Gerard Mead | Director | Buy | +500 | +$3.22K |
| 2008-09-16 | Mark Perrigo | CFO | Buy | +110 | +$681 |
| 2008-09-15 | Gerard Mead | Director | Buy | +200 | +$1.38K |
| 2008-09-03 | David A R Dullum | President | Buy | +3,000 | +$22.29K |
| 2008-06-30 | Gerard Mead | Director | Buy | +1,000 | +$6.34K |
| 2008-06-30 | George Stelljes III | CIO | Buy | +1,000 | +$6.31K |
| 2008-06-06 | John H Outland | Director | X | +505 | +$3.78K |
| 2008-06-06 | Mark Perrigo | CFO | Buy | +200 | +$1.70K |
| 2008-06-05 | Gerard Mead | Director | Buy | +1,000 | +$8.44K |
| 2008-06-03 | Gerard Mead | Director | Buy | +500 | +$4.33K |
| 2008-05-14 | Gerard Mead | Director | X | +1,784 | +$13.34K |
| 2008-04-23 | David Gladstone | CEO | X | +43,138 | +$322.67K |
| 2008-04-23 | George Stelljes III | CIO | X | +4,285 | +$32.05K |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the GAIN quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.