GAIN (Gladstone Investment Corporation)
Insider Trading Activity
Every open-market purchase and sale reported by GAIN officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2012-01-30 | DAVID GLADSTONE | CEO | — | — | — |
| 2011-09-13 | Gerard Mead | Director | Buy | — | — |
| 2011-09-12 | DAVID GLADSTONE | CEO | Buy | — | — |
| 2011-09-07 | David Hibbert Watson | CFO | Buy | — | — |
| 2011-09-07 | TERRY LEE BRUBAKER | COO | Buy | — | — |
| 2011-09-06 | DAVID A R DULLUM | President | Buy | — | — |
| 2011-08-11 | Gerard Mead | Director | Buy | — | — |
| 2011-08-11 | TERRY LEE BRUBAKER | COO | Sell | — | — |
| 2011-08-08 | TERRY LEE BRUBAKER | COO | Buy | — | — |
| 2011-06-07 | David Hibbert Watson | CFO | Buy | — | — |
| 2011-06-02 | DAVID A R DULLUM | President | Buy | — | — |
| 2011-05-27 | David Hibbert Watson | CFO | Buy | — | — |
| 2011-03-04 | Michael LiCalsi | Internal Counse; Asst. Sec. | Buy | — | — |
| 2011-02-24 | PAUL W ADELGREN | Director | Buy | — | — |
| 2011-02-04 | DAVID A R DULLUM | President | Buy | — | — |
| 2011-02-04 | John Reilly | Director | Buy | — | — |
| 2011-02-02 | DAVID GLADSTONE | CEO | — | — | — |
| 2010-11-22 | DAVID A R DULLUM | President | Buy | — | — |
| 2010-10-04 | TERRY LEE BRUBAKER | COO | Buy | — | — |
| 2010-08-12 | Michael LiCalsi | Asst. Secretary | Buy | — | — |
| 2010-08-12 | David Hibbert Watson | CFO | Buy | — | — |
| 2010-08-09 | Michael LiCalsi | Asst. Secretary | Buy | — | — |
| 2010-08-06 | David Hibbert Watson | CFO | Buy | — | — |
| 2010-06-30 | TERRY LEE BRUBAKER | COO; Secretary | — | — | — |
| 2010-03-16 | TERRY LEE BRUBAKER | COO | — | — | — |
| 2010-03-15 | DAVID A R DULLUM | President | Buy | — | — |
| 2009-02-25 | Gerard Mead | Director | Buy | — | — |
| 2009-02-25 | DAVID A R DULLUM | President | Buy | — | — |
| 2009-01-12 | TERRY LEE BRUBAKER | COO | Buy | — | — |
| 2008-12-02 | TERRY LEE BRUBAKER | COO | Buy | — | — |
| 2008-11-19 | Gerard Mead | Director | Buy | — | — |
| 2008-11-17 | DAVID A R DULLUM | President | Buy | — | — |
| 2008-11-14 | Gerard Mead | Director | Buy | — | — |
| 2008-11-13 | GEORGE III STELLJES | CIO | Buy | — | — |
| 2008-11-13 | Mark Perrigo | CFO | Buy | — | — |
| 2008-11-12 | DAVID A R DULLUM | President | Buy | — | — |
| 2008-09-17 | Gerard Mead | Director | Buy | — | — |
| 2008-09-16 | Gerard Mead | Director | Buy | — | — |
| 2008-09-16 | Mark Perrigo | CFO | Buy | — | — |
| 2008-09-15 | Gerard Mead | Director | Buy | — | — |
| 2008-09-03 | DAVID A R DULLUM | President | Buy | — | — |
| 2008-06-30 | Gerard Mead | Director | Buy | — | — |
| 2008-06-30 | GEORGE III STELLJES | CIO | Buy | — | — |
| 2008-06-06 | JOHN H OUTLAND | Director | X | — | — |
| 2008-06-06 | Mark Perrigo | CFO | Buy | — | — |
| 2008-06-05 | Gerard Mead | Director | Buy | — | — |
| 2008-06-03 | Gerard Mead | Director | Buy | — | — |
| 2008-05-14 | Gerard Mead | Director | X | — | — |
| 2008-04-23 | DAVID GLADSTONE | CEO | X | — | — |
| 2008-04-23 | GEORGE III STELLJES | CIO | X | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | CEO | 256,781 | — |
| — | President | 36,065 | — |
| — | COO | 34,272 | — |
| — | CIO | 20,995 | — |
| — | Director | 12,466 | — |
| — | CFO | 6,164 | — |
| — | Director | 5,480 | — |
| — | Internal Counse; Asst. Sec. | 4,020 | — |
| — | Director | 4,000 | — |
| — | Director | 2,619 | — |
| — | Director | 1,581 | — |
| — | Director | 1,333 | — |
| — | — | 1,136 | — |
| — | Treasurer | 578 | — |
| — | CFO | 561 | — |
| — | — | 338 | — |
| — | — | 286 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the GAIN quote page; the site-wide leaderboard is on the insider transactions hub.