GUT · Insider Trading

GABELLI UTILITY TRUST

Every open-market purchase and sale reported by GUT officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Form 4 Filings
50
most recent
Open-Market Buys
6
code P
Sales
13
code S
Reporting Insiders
5
current holders
GUT — Recent Form 4 Transactions (latest 2024-12-20)
FiledInsiderRole TypeSharesValue
2024-12-20 BANK OF AMERICA CORP /DE/ 10%+ Owner MIXED — −$4
2024-11-26 BANK OF AMERICA CORP /DE/ 10%+ Owner Sell −60,747,192 −$6.07B
2024-10-29 Mario J Gabelli Director J +105,170 +$525.85K
2024-10-28 John Chester Ball President & Treasurer J +40 +$200
2024-10-25 James P Conn Director J +200 +$1.00K
2024-10-25 Salvatore J Zizza Director J +2,182 +$10.91K
2024-10-23 James P Conn Director Sell −310 deriv. —
2024-07-02 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10%+ Owner MIXED — −$16
2024-02-22 John Chester Ball President & Treasurer Buy +46 +$256
2023-10-26 BANK OF AMERICA NA — J −1,776 −$40.50M
2022-04-27 Salvatore J Zizza Director J +2,636 +$14.50K
2022-04-27 Mario J Gabelli Director J +150,443 +$827.44K
2022-04-26 James P Conn Director J +164 +$902
2022-04-26 Kuni Nakamura Director J +1,438 +$7.91K
2022-04-13 Salvatore J Zizza Director J +2,000 +$11.00K
2022-04-05 Salvatore J Zizza Director J −3,843 −$96.08K
2022-02-01 Bruce N Alpert President J −208 −$5.20K
2021-05-25 Bruce N Alpert President W +208 +$5.58K
2021-05-24 Bruce N Alpert President W +52 +$1.36K
2021-05-18 Bruce N Alpert President W +33 +$856
2021-04-22 Mario J Gabelli Director J +131,635 +$723.99K
2021-04-21 Salvatore J Zizza Director J +2,000 +$11.00K
2021-04-20 Kuni Nakamura Director J +1,167 +$6.42K
2021-04-20 James P Conn Director J +143 +$786
2021-02-22 Mario J Gabelli Director Sell −24,800 −$198.75K
2020-05-04 Mario J Gabelli Director Sell −4,000 −$27.44K
2020-01-22 Mario J Gabelli Director Sell −12,000 −$93.43K
2019-12-23 Mario J Gabelli Director Sell −4,000 −$30.64K
2019-12-20 Mario J Gabelli Director Sell −4,000 −$29.22K
2019-12-18 Mario J Gabelli Director Sell −4,000 −$29.32K
2019-12-05 Mario J Gabelli Director Sell −8,000 −$61.57K
2018-05-25 Mario J Gabelli Director J +274,073 +$1.51M
2018-05-24 Kuni Nakamura Director J +1,057 +$5.81K
2018-05-24 Salvatore J Zizza Director J +1,046 +$5.75K
2018-05-23 James P Conn Director Sell −1,000 −$40
2018-05-16 Mario J Gabelli Director Sell −272,000 −$14.31K
2018-04-26 BANK OF AMERICA CORP /DE/ 10%+ Owner MIXED — −$0
2017-11-29 Mario J Gabelli Director Sell −1,149 −$8.09K
2016-06-01 Bruce N Alpert President Buy +2,700 +$67.50K
2016-04-06 BANK OF AMERICA CORP /DE/ 10%+ Owner MIXED — +$12
2015-12-18 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. — MIXED +800 +$20.49K
2015-04-29 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. — MIXED — −$31
2014-08-06 James P Conn Director Sell −5,652 −$40.19K
2013-03-28 Salvatore J Zizza Director Buy +1,588 +$41.43K
2013-03-20 Salvatore J Zizza Director Buy +497 +$12.79K
2013-03-07 Kuni Nakamura Director Buy +2,200 +$14.92K
2013-03-06 Salvatore J Zizza Director Buy +1,758 +$45.51K
2012-12-28 Mario J Gabelli Director X +118,223 +$709.34K
2012-12-27 Anthony R Pustorino Director X +438 +$2.63K
2012-12-26 James P Conn Director X +1,109 +$6.65K
GUT — Current Insider Holders
InsiderRole Shares HeldValue
Mario J Gabelli Director 1,284,889 $6.69M
Salvatore J Zizza Director 13,090 $68.20K
James P Conn Director 1,507 $7.85K
John Chester Ball President & Treasurer 86 $448
BANK OF AMERICA CORP /DE/ 10%+ Owner 50 $260
GUT Insider Trading FAQ
Who are the insiders at GUT?
5 officers, directors and 10%+ beneficial owners currently report holdings in GUT via SEC Form 4.
Are GUT insiders buying or selling?
Across the 50 most recent Form 4 filings for GUT, 6 were open-market purchases (code P) and 13 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.
How current is GUT insider data?
Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent GUT filing is dated 2024-12-20.
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the GUT quote page; the site-wide leaderboard is on the insider transactions hub.

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.