GUT (GABELLI UTILITY TRUST)
Insider Trading Activity
Every open-market purchase and sale reported by GUT officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2024-12-20 | BANK OF AMERICA CORP /DE/ | 10%+ Owner | MIXED | — | — |
| 2024-11-26 | BANK OF AMERICA CORP /DE/ | 10%+ Owner | Sell | — | — |
| 2024-10-29 | MARIO J GABELLI | Director | J | — | — |
| 2024-10-28 | John Chester Ball | President & Treasurer | J | — | — |
| 2024-10-25 | JAMES P CONN | Director | J | — | — |
| 2024-10-25 | SALVATORE J ZIZZA | Director | J | — | — |
| 2024-10-23 | JAMES P CONN | Director | Sell | — | — |
| 2024-07-02 | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | 10%+ Owner | MIXED | — | — |
| 2024-02-22 | John Chester Ball | President & Treasurer | Buy | — | — |
| 2023-10-26 | BANK OF AMERICA NA | — | J | — | — |
| 2022-04-27 | SALVATORE J ZIZZA | Director | J | — | — |
| 2022-04-27 | MARIO J GABELLI | Director | J | — | — |
| 2022-04-26 | JAMES P CONN | Director | J | — | — |
| 2022-04-26 | Kuni Nakamura | Director | J | — | — |
| 2022-04-13 | SALVATORE J ZIZZA | Director | J | — | — |
| 2022-04-05 | SALVATORE J ZIZZA | Director | J | — | — |
| 2022-02-01 | BRUCE N ALPERT | President | J | — | — |
| 2021-05-25 | BRUCE N ALPERT | President | W | — | — |
| 2021-05-24 | BRUCE N ALPERT | President | W | — | — |
| 2021-05-18 | BRUCE N ALPERT | President | W | — | — |
| 2021-04-22 | MARIO J GABELLI | Director | J | — | — |
| 2021-04-21 | SALVATORE J ZIZZA | Director | J | — | — |
| 2021-04-20 | Kuni Nakamura | Director | J | — | — |
| 2021-04-20 | JAMES P CONN | Director | J | — | — |
| 2021-02-22 | MARIO J GABELLI | Director | Sell | — | — |
| 2020-05-04 | MARIO J GABELLI | Director | Sell | — | — |
| 2020-01-22 | MARIO J GABELLI | Director | Sell | — | — |
| 2019-12-23 | MARIO J GABELLI | Director | Sell | — | — |
| 2019-12-20 | MARIO J GABELLI | Director | Sell | — | — |
| 2019-12-18 | MARIO J GABELLI | Director | Sell | — | — |
| 2019-12-05 | MARIO J GABELLI | Director | Sell | — | — |
| 2018-05-25 | MARIO J GABELLI | Director | J | — | — |
| 2018-05-24 | Kuni Nakamura | Director | J | — | — |
| 2018-05-24 | SALVATORE J ZIZZA | Director | J | — | — |
| 2018-05-23 | JAMES P CONN | Director | Sell | — | — |
| 2018-05-16 | MARIO J GABELLI | Director | Sell | — | — |
| 2018-04-26 | BANK OF AMERICA CORP /DE/ | 10%+ Owner | MIXED | — | — |
| 2017-11-29 | MARIO J GABELLI | Director | Sell | — | — |
| 2016-06-01 | BRUCE N ALPERT | President | Buy | — | — |
| 2016-04-06 | BANK OF AMERICA CORP /DE/ | 10%+ Owner | MIXED | — | — |
| 2015-12-18 | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | — | MIXED | — | — |
| 2015-04-29 | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | — | MIXED | — | — |
| 2014-08-06 | JAMES P CONN | Director | Sell | — | — |
| 2013-03-28 | SALVATORE J ZIZZA | Director | Buy | — | — |
| 2013-03-20 | SALVATORE J ZIZZA | Director | Buy | — | — |
| 2013-03-07 | Kuni Nakamura | Director | Buy | — | — |
| 2013-03-06 | SALVATORE J ZIZZA | Director | Buy | — | — |
| 2012-12-28 | MARIO J GABELLI | Director | X | — | — |
| 2012-12-27 | ANTHONY R PUSTORINO | Director | X | — | — |
| 2012-12-26 | JAMES P CONN | Director | X | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | Director | 1,284,889 | — |
| — | Director | 13,090 | — |
| — | Director | 11,634 | — |
| — | Director | 8,267 | — |
| — | Director | 2,621 | — |
| — | Director | 1,507 | — |
| — | President | 700 | — |
| — | President & Treasurer | 86 | — |
| — | 10%+ Owner | 50 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the GUT quote page; the site-wide leaderboard is on the insider transactions hub.