GUT · Insider Trading
GABELLI UTILITY TRUST
Every open-market purchase and sale reported by GUT officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2024-12-20 | BANK OF AMERICA CORP /DE/ | 10%+ Owner | MIXED | — | −$4 |
| 2024-11-26 | BANK OF AMERICA CORP /DE/ | 10%+ Owner | Sell | −60,747,192 | −$6.07B |
| 2024-10-29 | Mario J Gabelli | Director | J | +105,170 | +$525.85K |
| 2024-10-28 | John Chester Ball | President & Treasurer | J | +40 | +$200 |
| 2024-10-25 | James P Conn | Director | J | +200 | +$1.00K |
| 2024-10-25 | Salvatore J Zizza | Director | J | +2,182 | +$10.91K |
| 2024-10-23 | James P Conn | Director | Sell | −310 deriv. | — |
| 2024-07-02 | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | 10%+ Owner | MIXED | — | −$16 |
| 2024-02-22 | John Chester Ball | President & Treasurer | Buy | +46 | +$256 |
| 2023-10-26 | BANK OF AMERICA NA | — | J | −1,776 | −$40.50M |
| 2022-04-27 | Salvatore J Zizza | Director | J | +2,636 | +$14.50K |
| 2022-04-27 | Mario J Gabelli | Director | J | +150,443 | +$827.44K |
| 2022-04-26 | James P Conn | Director | J | +164 | +$902 |
| 2022-04-26 | Kuni Nakamura | Director | J | +1,438 | +$7.91K |
| 2022-04-13 | Salvatore J Zizza | Director | J | +2,000 | +$11.00K |
| 2022-04-05 | Salvatore J Zizza | Director | J | −3,843 | −$96.08K |
| 2022-02-01 | Bruce N Alpert | President | J | −208 | −$5.20K |
| 2021-05-25 | Bruce N Alpert | President | W | +208 | +$5.58K |
| 2021-05-24 | Bruce N Alpert | President | W | +52 | +$1.36K |
| 2021-05-18 | Bruce N Alpert | President | W | +33 | +$856 |
| 2021-04-22 | Mario J Gabelli | Director | J | +131,635 | +$723.99K |
| 2021-04-21 | Salvatore J Zizza | Director | J | +2,000 | +$11.00K |
| 2021-04-20 | Kuni Nakamura | Director | J | +1,167 | +$6.42K |
| 2021-04-20 | James P Conn | Director | J | +143 | +$786 |
| 2021-02-22 | Mario J Gabelli | Director | Sell | −24,800 | −$198.75K |
| 2020-05-04 | Mario J Gabelli | Director | Sell | −4,000 | −$27.44K |
| 2020-01-22 | Mario J Gabelli | Director | Sell | −12,000 | −$93.43K |
| 2019-12-23 | Mario J Gabelli | Director | Sell | −4,000 | −$30.64K |
| 2019-12-20 | Mario J Gabelli | Director | Sell | −4,000 | −$29.22K |
| 2019-12-18 | Mario J Gabelli | Director | Sell | −4,000 | −$29.32K |
| 2019-12-05 | Mario J Gabelli | Director | Sell | −8,000 | −$61.57K |
| 2018-05-25 | Mario J Gabelli | Director | J | +274,073 | +$1.51M |
| 2018-05-24 | Kuni Nakamura | Director | J | +1,057 | +$5.81K |
| 2018-05-24 | Salvatore J Zizza | Director | J | +1,046 | +$5.75K |
| 2018-05-23 | James P Conn | Director | Sell | −1,000 | −$40 |
| 2018-05-16 | Mario J Gabelli | Director | Sell | −272,000 | −$14.31K |
| 2018-04-26 | BANK OF AMERICA CORP /DE/ | 10%+ Owner | MIXED | — | −$0 |
| 2017-11-29 | Mario J Gabelli | Director | Sell | −1,149 | −$8.09K |
| 2016-06-01 | Bruce N Alpert | President | Buy | +2,700 | +$67.50K |
| 2016-04-06 | BANK OF AMERICA CORP /DE/ | 10%+ Owner | MIXED | — | +$12 |
| 2015-12-18 | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | — | MIXED | +800 | +$20.49K |
| 2015-04-29 | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | — | MIXED | — | −$31 |
| 2014-08-06 | James P Conn | Director | Sell | −5,652 | −$40.19K |
| 2013-03-28 | Salvatore J Zizza | Director | Buy | +1,588 | +$41.43K |
| 2013-03-20 | Salvatore J Zizza | Director | Buy | +497 | +$12.79K |
| 2013-03-07 | Kuni Nakamura | Director | Buy | +2,200 | +$14.92K |
| 2013-03-06 | Salvatore J Zizza | Director | Buy | +1,758 | +$45.51K |
| 2012-12-28 | Mario J Gabelli | Director | X | +118,223 | +$709.34K |
| 2012-12-27 | Anthony R Pustorino | Director | X | +438 | +$2.63K |
| 2012-12-26 | James P Conn | Director | X | +1,109 | +$6.65K |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| Mario J Gabelli | Director | 1,284,889 | $6.69M |
| Salvatore J Zizza | Director | 13,090 | $68.20K |
| James P Conn | Director | 1,507 | $7.85K |
| John Chester Ball | President & Treasurer | 86 | $448 |
| BANK OF AMERICA CORP /DE/ | 10%+ Owner | 50 | $260 |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the GUT quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.