LGI (Lazard Global Total Return & Income Fund)
Insider Trading Activity
Every open-market purchase and sale reported by LGI officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2021-03-04 | GANESH RAMACHANDRAN | — | J | — | — |
| 2021-03-04 | JAMES MAITLAND DONALD | — | J | — | — |
| 2020-05-14 | ANDREW LACEY | — | A | — | — |
| 2020-05-14 | ANDREW LACEY | — | Sell | — | — |
| 2019-12-05 | Cesar Trelles | Assistant Treasurer | J | — | — |
| 2019-12-05 | Christopher Snively | CFO and Treasurer | J | — | — |
| 2019-07-12 | Ronald Temple | — | MIXED | — | — |
| 2016-05-12 | Christopher Snively | Chief Financial Officer | Buy | — | — |
| 2013-06-24 | ANDREW LACEY | — | Buy | — | — |
| 2013-06-24 | ANDREW LACEY | — | Buy | — | — |
| 2009-03-20 | ASHISH BHUTANI | — | Buy | — | — |
| 2009-02-02 | BRIAN D SIMON | Chief Compliance Officer | Buy | — | — |
| 2008-11-28 | ANDREW LACEY | — | Buy | — | — |
| 2008-10-10 | JAMES MAITLAND DONALD | — | Buy | — | — |
| 2008-09-19 | GANESH RAMACHANDRAN | — | Buy | — | — |
| 2008-07-16 | JAMES MAITLAND DONALD | — | Buy | — | — |
| 2008-03-12 | JAMES MAITLAND DONALD | — | Buy | — | — |
| 2007-06-28 | NATHAN A PAUL | Secretary | Sell | — | — |
| 2007-06-04 | ASHISH BHUTANI | — | Sell | — | — |
| 2007-05-21 | ROBERT DECONCINI | — | Sell | — | — |
| 2007-05-17 | DAVID KURZWEIL | Assistant Secretary | Sell | — | — |
| 2007-05-16 | MICHAEL CHARLTON | — | Sell | — | — |
| 2007-04-17 | DAVID KURZWEIL | Assistant Secretary | Buy | — | — |
| 2007-04-17 | ASHISH BHUTANI | — | Buy | — | — |
| 2007-04-17 | ASHISH BHUTANI | — | Buy | — | — |
| 2007-01-17 | NATHAN A PAUL | Secretary | Buy | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | — | 20,000 | — |
| — | — | 14,791 | — |
| — | — | 11,947 | — |
| — | — | 3,007 | — |
| — | CFO and Treasurer | 1,122 | — |
| — | — | 1,000 | — |
| — | Assistant Treasurer | 105 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the LGI quote page; the site-wide leaderboard is on the insider transactions hub.