LPLA (LPL Financial Holdings Inc.)
Insider Trading Activity
Every open-market purchase and sale reported by LPLA officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-09-14 | Katharine Reeping | Principal Accounting Officer | Sell | — | — |
| 2026-09-08 | Emily Field | Group Managing Director | F | — | — |
| 2026-09-01 | James S Putnam | Director | A | — | — |
| 2026-09-01 | EDWARD C BERNARD | Director | A | — | — |
| 2026-09-01 | Corey E. Thomas | Director | A | — | — |
| 2026-09-01 | RICHARD P SCHIFTER | Director | A | — | — |
| 2026-09-01 | PAULETT EBERHART | Director | A | — | — |
| 2026-09-01 | William Francis Glavin Jr | Director | A | — | — |
| 2026-09-01 | Allison Mnookin | Director | A | — | — |
| 2026-08-31 | Aneri Jambusaria | Group Managing Director | Sell | — | — |
| 2026-08-21 | Greg Gates | Group Managing Director | MIXED | — | — |
| 2026-08-04 | James S Putnam | Director | G | — | — |
| 2026-08-04 | Matthew Enyedi | Group Managing Director | Sell | — | — |
| 2026-06-22 | Aneri Jambusaria | Group Managing Director | Sell | — | — |
| 2026-06-15 | Marc Eliot Cohen | Group Managing Director | F | — | — |
| 2026-06-15 | Greg Gates | Group Managing Director | F | — | — |
| 2026-06-08 | EDWARD C BERNARD | Director | A | — | — |
| 2026-06-08 | Corey E. Thomas | Director | A | — | — |
| 2026-06-08 | RICHARD P SCHIFTER | Director | A | — | — |
| 2026-06-08 | James S Putnam | Director | A | — | — |
| 2026-06-08 | PAULETT EBERHART | Director | A | — | — |
| 2026-06-08 | William Francis Glavin Jr | Director | A | — | — |
| 2026-06-08 | Allison Mnookin | Director | A | — | — |
| 2026-05-19 | EDWARD C BERNARD | Director | A | — | — |
| 2026-05-19 | PAULETT EBERHART | Director | A | — | — |
| 2026-05-19 | William Francis Glavin Jr | Director | A | — | — |
| 2026-05-19 | Somesh Khanna | Director | A | — | — |
| 2026-05-19 | Albert J Ko | Director | A | — | — |
| 2026-05-19 | Allison Mnookin | Director | A | — | — |
| 2026-05-19 | ANNE M MULCAHY | Director | A | — | — |
| 2026-05-19 | James S Putnam | Director | A | — | — |
| 2026-05-19 | RICHARD P SCHIFTER | Director | A | — | — |
| 2026-05-19 | Corey E. Thomas | Director | A | — | — |
| 2026-05-08 | James S Putnam | Director | G | — | — |
| 2026-04-16 | Matthew J Audette | President and CFO | Sell | — | — |
| 2026-03-26 | EDWARD C BERNARD | Director | A | — | — |
| 2026-03-26 | PAULETT EBERHART | Director | A | — | — |
| 2026-03-26 | William Francis Glavin Jr | Director | A | — | — |
| 2026-03-26 | Allison Mnookin | Director | A | — | — |
| 2026-03-26 | James S Putnam | Director | A | — | — |
| 2026-03-26 | RICHARD P SCHIFTER | Director | A | — | — |
| 2026-03-26 | Corey E. Thomas | Director | A | — | — |
| 2026-03-11 | Marc Eliot Cohen | Group Managing Director | MIXED | — | — |
| 2026-03-04 | Aneri Jambusaria | Group Managing Director | Sell | — | — |
| 2026-02-27 | Matthew J Audette | President and CFO | MIXED | — | — |
| 2026-02-27 | Marc Eliot Cohen | Group Managing Director | MIXED | — | — |
| 2026-02-27 | Matthew Enyedi | Group Managing Director | MIXED | — | — |
| 2026-02-27 | Emily Field | Group Managing Director | A | — | — |
| 2026-02-27 | Greg Gates | Group Managing Director | MIXED | — | — |
| 2026-02-27 | Aneri Jambusaria | Group Managing Director | MIXED | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | 10%+ Owner | 16,936,895 | — |
| — | 10%+ Owner | 8,794,282 | — |
| — | MD & General Counsel | 545,787 | — |
| — | Director | 497,557 | — |
| — | Director | 433,003 | — |
| — | Chairman & Chief Exec. Officer | 200,043 | — |
| — | President & CEO | 142,607 | — |
| — | Director | 135,297 | — |
| — | Director | 131,185 | — |
| — | Director | 59,989 | — |
| — | President | 56,668 | — |
| — | Managing Director | 49,578 | — |
| — | Director | 45,883 | — |
| — | Managing Director | 43,382 | — |
| — | Director | 39,631 | — |
| — | Director | 37,083 | — |
| — | Managing Director | 32,231 | — |
| — | Chief Executive Officer | 28,393 | — |
| — | Managing Director | 27,523 | — |
| — | Director | 26,849 | — |
| — | Managing Director | 25,253 | — |
| — | Managing Director | 25,196 | — |
| — | Managing Director | 24,179 | — |
| — | Group Managing Director | 23,602 | — |
| — | Managing Director | 23,279 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the LPLA quote page; the site-wide leaderboard is on the insider transactions hub.