NCV · Insider Trading
Virtus Convertible & Income Fund
Every open-market purchase and sale reported by NCV officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-08-20 | Connie D McDaniel | Director | Buy | +356 | +$5.99K |
| 2025-06-18 | Connie D McDaniel | Director | Buy | +367 | +$4.99K |
| 2023-10-06 | David J. Oberto | — | D | −138 | −$423 |
| 2022-11-08 | UBS Group AG | 10%+ Owner | J | −8,056 | — |
| 2022-03-04 | Deborah A DeCotis | Director | Buy | +989 | +$4.97K |
| 2022-03-01 | Philip R McLoughlin | Director | Buy | +2,100 | +$10.38K |
| 2021-12-22 | George R Aylward | President and CEO | Buy | +8,821 | +$50.00K |
| 2021-10-05 | James S Macleod | Director | Buy | +12,892 | +$76.64K |
| 2021-04-29 | F Ford Drummond | Director | Buy | +1,715 | +$9.96K |
| 2021-04-28 | Alan Rappaport | Director | Buy | +1,000 | +$5.86K |
| 2021-02-12 | UBS Group AG | 10%+ Owner | Buy | +450 | +$2.64K |
| 2019-08-23 | Sarah E Cogan | Director | Buy | +1,800 | +$10.26K |
| 2019-06-19 | UBS Group AG | 10%+ Owner | Sell | −29 | −$731 |
| 2017-12-22 | James S Macleod | Director | Buy | +1,000 | +$7.06K |
| 2017-06-30 | Justin Kass | — | Sell | −12,656 | −$88.35K |
| 2015-09-09 | Justin Kass | — | Buy | +3,000 | +$19.37K |
| 2013-10-22 | UBS AG | 10%+ Owner | Buy | +1 | — |
| 2013-04-17 | UBS AG | 10%+ Owner | J | +1 | — |
| 2013-01-30 | UBS AG | 10%+ Owner | J | +1 | — |
| 2012-07-26 | UBS AG | 10%+ Owner | J | +3 | — |
| 2011-09-09 | Justin Kass | — | Buy | +4,500 | +$39.90K |
| 2011-03-18 | BANK OF AMERICA CORP /DE/ | 10%+ Owner | MIXED | — | −$5 |
| 2011-03-07 | Justin Kass | — | Sell | −18,609 | −$206.01K |
| 2011-02-09 | Justin Kass | — | Sell | −15,000 | −$162.30K |
| 2010-09-21 | Alan Rappaport | Director | Buy | +1,000 | +$9.69K |
| 2010-09-10 | UBS AG | 10%+ Owner | J | +8 | — |
| 2009-01-29 | Lawrence G Altadonna | Treasurer | Buy | +1,100 | +$15.02K |
| 2009-01-29 | Michael Yee | — | Sell | −300 | −$4.82K |
| 2009-01-29 | Douglas Forsyth | — | Buy | +4,300 | +$51.38K |
| 2009-01-20 | Justin Kass | — | Buy | +18,100 | +$236.75K |
| 2008-03-18 | Matthew E John | — | Buy | +500 | +$5.91K |
| 2008-03-10 | William Stickney | — | Sell | −12,691 | −$154.96K |
| 2008-02-19 | Michael Yee | — | Buy | +4,000 | +$48.84K |
| 2008-02-14 | Justin Kass | — | Buy | +19,000 | +$248.51K |
| 2008-01-29 | Justin Kass | — | Buy | +11,000 | +$141.81K |
| 2007-08-23 | John McCraw | — | Buy | +35,000 | +$421.71K |
| 2007-08-21 | Nicole Larrabee | — | Buy | +300 | +$3.99K |
| 2007-08-17 | Elizabeth Lemesevski | — | Buy | +300 | +$3.52K |
| 2007-08-17 | Lawrence G Altadonna | Treasurer | Buy | +1,100 | +$15.02K |
| 2007-08-17 | Michael Yee | — | Buy | +3,000 | +$33.58K |
| 2007-08-17 | Elizabeth Lemesevski | — | Buy | +500 | +$5.42K |
| 2007-08-17 | Michael Yee | — | Buy | +5,000 | +$60.05K |
| 2007-08-17 | Nicole Larrabee | — | Buy | +400 | +$4.81K |
| 2007-08-17 | Matthew E John | — | Buy | +850 | +$9.36K |
| 2007-08-17 | William Stickney | — | Buy | +12,100 | +$146.54K |
| 2007-08-17 | Douglas Forsyth | — | Buy | +15,000 | +$177.35K |
| 2007-05-29 | Global Investors Of America L P Allianz | — | Sell | −62 | −$1.03K |
| 2007-05-03 | Michael Yee | — | Sell | −300 | −$4.82K |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| Connie D McDaniel | Director | 723 | $10.74K |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the NCV quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.