NCV (Virtus Convertible & Income Fund)
Insider Trading Activity
Every open-market purchase and sale reported by NCV officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-08-20 | CONNIE D MCDANIEL | Director | Buy | — | — |
| 2025-06-18 | CONNIE D MCDANIEL | Director | Buy | — | — |
| 2023-10-06 | David J. Oberto | — | D | — | — |
| 2022-11-08 | UBS Group AG | 10%+ Owner | J | — | — |
| 2022-03-04 | Deborah A DeCotis | Director | Buy | — | — |
| 2022-03-01 | Philip R McLoughlin | Director | Buy | — | — |
| 2021-12-22 | GEORGE R AYLWARD | President and CEO | Buy | — | — |
| 2021-10-05 | JAMES S MACLEOD | Director | Buy | — | — |
| 2021-04-29 | F Ford Drummond | Director | Buy | — | — |
| 2021-04-28 | Alan Rappaport | Director | Buy | — | — |
| 2021-02-12 | UBS Group AG | 10%+ Owner | Buy | — | — |
| 2019-08-23 | Sarah E Cogan | Director | Buy | — | — |
| 2019-06-19 | UBS Group AG | 10%+ Owner | Sell | — | — |
| 2017-12-22 | JAMES S MACLEOD | Director | Buy | — | — |
| 2017-06-30 | JUSTIN KASS | — | Sell | — | — |
| 2015-09-09 | JUSTIN KASS | — | Buy | — | — |
| 2013-10-22 | UBS AG | 10%+ Owner | Buy | — | — |
| 2013-04-17 | UBS AG | 10%+ Owner | J | — | — |
| 2013-01-30 | UBS AG | 10%+ Owner | J | — | — |
| 2012-07-26 | UBS AG | 10%+ Owner | J | — | — |
| 2011-09-09 | JUSTIN KASS | — | Buy | — | — |
| 2011-03-18 | BANK OF AMERICA CORP /DE/ | 10%+ Owner | MIXED | — | — |
| 2011-03-07 | JUSTIN KASS | — | Sell | — | — |
| 2011-02-09 | JUSTIN KASS | — | Sell | — | — |
| 2010-09-21 | Alan Rappaport | Director | Buy | — | — |
| 2010-09-10 | UBS AG | 10%+ Owner | J | — | — |
| 2009-01-29 | LAWRENCE G ALTADONNA | Treasurer | Buy | — | — |
| 2009-01-29 | MICHAEL YEE | — | Sell | — | — |
| 2009-01-29 | DOUGLAS FORSYTH | — | Buy | — | — |
| 2009-01-20 | JUSTIN KASS | — | Buy | — | — |
| 2008-03-18 | Matthew E John | — | Buy | — | — |
| 2008-03-10 | WILLIAM STICKNEY | — | Sell | — | — |
| 2008-02-19 | MICHAEL YEE | — | Buy | — | — |
| 2008-02-14 | JUSTIN KASS | — | Buy | — | — |
| 2008-01-29 | JUSTIN KASS | — | Buy | — | — |
| 2007-08-23 | John McCraw | — | Buy | — | — |
| 2007-08-21 | NICOLE LARRABEE | — | Buy | — | — |
| 2007-08-17 | ELIZABETH LEMESEVSKI | — | Buy | — | — |
| 2007-08-17 | LAWRENCE G ALTADONNA | Treasurer | Buy | — | — |
| 2007-08-17 | MICHAEL YEE | — | Buy | — | — |
| 2007-08-17 | ELIZABETH LEMESEVSKI | — | Buy | — | — |
| 2007-08-17 | MICHAEL YEE | — | Buy | — | — |
| 2007-08-17 | NICOLE LARRABEE | — | Buy | — | — |
| 2007-08-17 | Matthew E John | — | Buy | — | — |
| 2007-08-17 | WILLIAM STICKNEY | — | Buy | — | — |
| 2007-08-17 | DOUGLAS FORSYTH | — | Buy | — | — |
| 2007-05-29 | GLOBAL INVESTORS OF AMERICA L P ALLIANZ | — | Sell | — | — |
| 2007-05-03 | MICHAEL YEE | — | Sell | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | — | 7,376 | — |
| — | — | 3,750 | — |
| — | Director | 3,473 | — |
| — | — | 3,062 | — |
| — | — | 2,673 | — |
| — | — | 2,500 | — |
| — | President and CEO | 2,205 | — |
| — | 10%+ Owner | 2,014 | — |
| — | Director | 723 | — |
| — | Director | 525 | — |
| — | Director | 500 | — |
| — | Director | 450 | — |
| — | Director | 429 | — |
| — | — | 338 | — |
| — | Treasurer | 275 | — |
| — | Director | 247 | — |
| — | — | 200 | — |
| — | — | 175 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the NCV quote page; the site-wide leaderboard is on the insider transactions hub.