NCZ (Virtus Convertible & Income Fund II)

Insider Trading Activity

Every open-market purchase and sale reported by NCZ officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.

Form 4 Filings
20
most recent
Open-Market Buys
14
code P
Sales
2
code S
Reporting Insiders
13
current holders
NCZ — Recent Form 4 Transactions (latest 2026-08-20)
FiledInsiderRole TypeSharesValue
2026-08-20 CONNIE D MCDANIEL Director Buy
2025-06-18 CONNIE D MCDANIEL Director Buy
2022-11-08 UBS Group AG 10%+ Owner J
2022-03-29 BRIAN T ZINO Director Buy
2022-03-04 Deborah A DeCotis Director Buy
2021-12-22 GEORGE R AYLWARD President and CEO Buy
2021-10-05 JAMES S MACLEOD Director Buy
2021-04-29 F Ford Drummond Director Buy
2021-04-28 Alan Rappaport Director Buy
2019-08-23 Sarah E Cogan Director Buy
2019-06-19 UBS Group AG 10%+ Owner Sell
2017-12-22 JAMES S MACLEOD Director Buy
2017-07-10 Alan Rappaport Director Buy
2014-10-27 UBS AG 10%+ Owner J
2011-03-18 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10%+ Owner MIXED
2010-09-10 UBS AG 10%+ Owner J
2008-03-20 WILLIAM STICKNEY Buy
2008-03-18 Matthew E John Buy
2007-11-16 BRENT R HARRIS Buy
2007-05-29 GLOBAL INVESTORS OF AMERICA L P ALLIANZ Sell
NCZ — Current Insider Holders
InsiderRole Shares HeldValue
Director 5,200
President and CEO 2,512
2,100
10%+ Owner 1,409
10%+ Owner 1,175
Director 804
Director 750
750
Director 500
Director 500
Director 484
Director 284
125
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the NCZ quote page; the site-wide leaderboard is on the insider transactions hub.