NIO (NIO Inc. American depositary shares, each representing one Class A ordinary share)

Insider Trading Activity

Every open-market purchase and sale reported by NIO officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.

Form 4 Filings
16
most recent
Open-Market Buys
1
code P
Sales
3
code S
Reporting Insiders
3
current holders
NIO — Recent Form 4 Transactions (latest 2026-09-01)
FiledInsiderRole TypeSharesValue
2026-09-01 Lihong Qin President MIXED
2026-09-01 Xin Zhou Executive Vice President M
2026-09-01 Yu Qu Chief Financial Officer MIXED
2026-06-01 Yu Qu Chief Financial Officer MIXED
2026-06-01 Lihong Qin President MIXED
2026-06-01 Xin Zhou Executive Vice President MIXED
2016-02-25 CITIGROUP INC 10%+ Owner Sell
2014-09-11 GIFFORD R ZIMMERMAN Chief Administrative Officer Sell
2013-03-20 GIFFORD R ZIMMERMAN Chief Administrative Officer Buy
2011-03-18 BANK OF AMERICA CORP /DE/ 10%+ Owner MIXED
2011-01-26 Blue Ridge Investments, L.L.C. 10%+ Owner J
2011-01-26 CITIGROUP INC 10%+ Owner J
2011-01-24 BANK OF AMERICA NA 10%+ Owner J
2009-12-04 BANK OF AMERICA CORP /DE/ 10%+ Owner MIXED
2009-10-19 BANK OF AMERICA CORP /DE/ 10%+ Owner MIXED
2007-12-20 TIMOTHY R SCHWERTFEGER Sell
NIO — Current Insider Holders
InsiderRole Shares HeldValue
Executive Vice President 1,516,167
President 619,663
Chief Financial Officer 560,088
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the NIO quote page; the site-wide leaderboard is on the insider transactions hub.