NIO · Insider Trading

NIO Inc. American depositary shares, each representing one Class A ordinary share

Iron condor setups Expected move IV rank history Fibonacci levels Insider trading

Every open-market purchase and sale reported by NIO officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Form 4 Filings

most recent

Open-Market Buys

code P

Sales

code S

Reporting Insiders

current holders

NIO — Recent Form 4 Transactions (latest 2026-09-14)

Filed	Insider	Role	Type	Shares	Value
2026-09-14	Denny Ting Bun Lee	Director	M	+131,869	—
2026-09-01	Lihong Qin	President	MIXED	+150,000	−$634.50K
2026-09-01	Xin Zhou	Executive Vice President	M	+200,000	—
2026-09-01	Yu Qu	Chief Financial Officer	MIXED	+122,500	−$518.18K
2026-06-01	Yu Qu	Chief Financial Officer	MIXED	+100,000	−$560.00K
2026-06-01	Lihong Qin	President	MIXED	+150,000	−$840.00K
2026-06-01	Xin Zhou	Executive Vice President	MIXED	+100,000	−$560.00K
2016-02-25	CITIGROUP INC	10%+ Owner	Sell	−850	−$85.00M
2014-09-11	Gifford R Zimmerman	Chief Administrative Officer	Sell	−700	−$9.98K
2013-03-20	Gifford R Zimmerman	Chief Administrative Officer	Buy	+700	+$10.36K
2011-03-18	BANK OF AMERICA CORP /DE/	10%+ Owner	MIXED	—	−$111
2011-01-26	Blue Ridge Investments, L.L.C.	10%+ Owner	J	−48,268	—
2011-01-26	CITIGROUP INC	10%+ Owner	J	−1,518	−$37.95M
2011-01-24	BANK OF AMERICA NA	10%+ Owner	J	−5,800	—
2009-12-04	BANK OF AMERICA CORP /DE/	10%+ Owner	MIXED	—	+$3
2009-10-19	BANK OF AMERICA CORP /DE/	10%+ Owner	MIXED	—	+$4
2007-12-20	Timothy R Schwertfeger	—	Sell	−30,000	−$394.50K

NIO — Current Insider Holders

Insider	Role	Shares Held	Value
Xin Zhou	Executive Vice President	1,516,167	$5.01M
Lihong Qin	President	619,663	$2.05M
Yu Qu	Chief Financial Officer	560,088	$1.85M
Denny Ting Bun Lee	Director	492,634	$1.63M

NIO Insider Trading FAQ

Who are the insiders at NIO?

4 officers, directors and 10%+ beneficial owners currently report holdings in NIO via SEC Form 4.

Are NIO insiders buying or selling?

Across the 17 most recent Form 4 filings for NIO, 1 were open-market purchases (code P) and 3 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.

How current is NIO insider data?

Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent NIO filing is dated 2026-09-14.

How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the NIO quote page; the site-wide leaderboard is on the insider transactions hub.