NMR Nomura Holdings, Inc
XNYS 9.70 DelayedStock quote, options chain, IV rank, technicals, AI analysis, and institutional ownership. Iron condor setups Fibonacci levels Insider trading
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
NMR
$9.70
—
What changed
Recent filings, trades and movesKey stats
$9.70
- 52-Week Range
- $6.88 – $10.94
- YTD
- +14.79%
- Straddle Price
- $3.02
- P/C Vol Ratio
- 0.35
- Market Cap
- $27.9B
- Open
- $9.70
- Day Range
- $9.62 – $9.80
- Volume
- 824,374
- Prev Close
- $9.56
Fair Value
MODEL: SHORT
A blended fair-value estimate combining up to six valuation methods. Each method is weighted by how well it fits the company — DCF down-weights for unprofitable names; DDM only fires for steady dividend payers; comparables down-weight when peer multiples disagree.
- DCF (quality-aware) — projects free cash flow with a horizon that scales to business quality. True compounders (quality 6/6) get 10 years explicit + 10 years fade before terminal; cyclical/struggling names (quality 0-1) get a 5-year terminal cliff. Quality is scored from ROE, gross margin, growth, FCF margin, debt load, and FCF consistency — the same factors that drive market premium for compounders.
- Market-Implied Growth (in Model Inputs) — reverse-DCF that answers "what growth rate is the market pricing in?". Lets you sanity-check the deviation: if implied growth is plausible for the business, the model's bearish flag may be wrong; if implausible, the market may be over-extrapolating.
- DDM (Gordon Growth Dividend Model) — values the stream of future dividends. Only used when trailing yield ≥ 2% and dividend payments are stable — below that the dividend is a token payout and Gordon (which values only the dividend stream) systematically underprices growth names, so those route to DCF + comparables + market anchor instead.
- P/E, EV/EBITDA, P/B, P/S — applies the peer-group median multiple to this company's per-share metric. Peers come from the same set as the "Related symbols" card. Earnings/sales metrics are forward-tilted by the company's recent revenue growth (capped at 25%) so they're comparable to peers' growth-embedded multiples — mimics how analysts use NTM rather than TTM. Per-multiple weights are biased by company quality (e.g. P/B down-weighted for asset-light tech).
- Market Anchor (SMA50) — the 50-day moving average, weighted by recent trading-range stability (tighter Bollinger bands → higher weight). Captures information fundamentals miss (forward consensus, sentiment, supply/demand) — but only when recent trading is steady enough that the market has converged on a view. During wild breakouts or breakdowns the anchor's weight collapses.
- Options Expected (B-L 30d) — the risk-neutral expected stock price at 30-day options expiration, derived from the full implied-volatility surface via Breeden-Litzenberger (second derivative of call price wrt strike → implied PDF, then E[S_T]). Forward-looking, captures all options-implied information (smile, skew, term structure) in one number. Weighted by chain liquidity. SP500-only at present (pre-computed daily). Backtest evidence: adds modest alpha across most bucket × holding combos.
- Blended value — weighted average. Confidence reflects how many methods fired and how tight peer dispersion is.
- Deviation pill — green when blended FV ≥ 10% above current price (undervalued); red when ≥ 10% below; grey otherwise.
| 10-yr Treasury (rf) | 4.88% |
| Beta vs SPY | 0.96 |
| Cost of Equity (CAPM) | 9.69% (VRP-adj) |
| WACC | 9.74% |
| Volatility Risk Premium | +82.5pp (IV − HV30) |
| Effective Tax Rate | 21.0% |
| Rev. Growth (YoY, DCF input) | +3.0% |
| DCF Horizon | 5 years explicit + fade |
| Forward Tilt (NTM/TTM) | ×1.03 (applied to P/E, EV/EBITDA, P/S) |
| Quality Score | 0/6 — cyclical/struggling (5y DCF) |
| SMA 50 | $9.75 (Market Anchor value) |
| SMA 20 / Bollinger Mid | $9.35 |
| Bollinger Width / SMA20 | 10.3% (drives anchor stability) |
| Net Debt | $0.0B |
| Market Cap | $28B |
Peers used for multiples: BBVA, BCS, MUFG, SMFG, VOD
(filtered from 8 ETF-co-members; sector bias active)
60-Day Conviction
65%
20-Day Fair Value
≈ by Dec 14, 2026
$9.46
α -2.5%
rank 48%
conviction
97%
40-Day Fair Value
≈ by Jan 12, 2027
$9.49
α -2.2%
rank 48%
conviction
67%
60-Day Fair Value
≈ by Feb 10, 2027
$9.44
α -2.7%
rank 48%
conviction
65%
| Method | Implied Price | Weight | Detail |
|---|---|---|---|
| DCF | n/a | 0% | |
| DDM (Gordon) | $2.31 | 0% | |
| Peer P/E | n/a | 0% | |
| Peer EV/EBITDA | n/a | 0% | |
| Peer P/B | n/a | 0% | |
| Peer P/S | n/a | 0% | |
| Market Anchor (SMA50) | $9.75 | 100% | stability 98% (BB-width) |
| Options Expected (B-L 30d) | n/a | 0% |
As of 2026-11-13 · updated
Related
About
- Industry (SIC)
- SECURITY BROKERS, DEALERS & FLOTATION COMPANIES (6211) · industry map
- Exchange
- XNYS
- Market Cap
- $27.9B
- Employees
- 28,677
- List Date
- 1995-05-16
- CIK
- 0001163653
- Homepage
- https://www.nomuraholdings.com
Nomura Holdings Inc is a financial services group in Japan and operates offices in countries and regions world-wide, including Japan, the U.S., the U.K., Singapore, and the Hong Kong Special Administrative Region ("Hong Kong") through its subsidiaries. The company's clients include individuals, corporations, financial institutions, governments, and governmental agencies. The company's business consists of Wealth Management*, Investment Management, and Wholesale. The company generates the majority of its revenue from the wholesale segment. The Wholesale Division consists of two businesses, Glob…
Summary
—
composite
—
No summary data available for this symbol yet.
Each spoke is this symbol's rank within its sector (0–100; the dotted ring marks the sector median at 50). Higher is more constructive for a long. One spoke — News sentiment — is an absolute reading, not a sector rank. Grayed spokes have no data. A fuller shape is a summary, not a recommendation.
Seasonality
| Month | '21 | '22 | '23 | '24 | '25 | '26 | Avg |
|---|---|---|---|---|---|---|---|
| Jan | 2.68% | 0.23% | 7.16% | 28.70% | 11.53% | 4.97% | 9.21% |
| Feb | 10.11% | 0.66% | 1.98% | 3.62% | -0.16% | 4.41% | 3.44% |
| Mar | -10.37% | -4.09% | -7.54% | 9.93% | -5.53% | -8.79% | -4.40% |
| Apr | 1.49% | -11.27% | -7.29% | -6.85% | -9.02% | -1.10% | -5.67% |
| May | 2.02% | 3.44% | -1.13% | 9.16% | 10.53% | 3.84% | 4.64% |
| Jun | -7.29% | -8.21% | 7.58% | -8.98% | 6.65% | 7.20% | -0.51% |
| Jul | -2.92% | 4.93% | 7.73% | 5.99% | 1.22% | 7.38% | 4.06% |
| Aug | -2.45% | -5.47% | 0.52% | -0.68% | 7.63% | 6.15% | 0.95% |
| Sep | 1.02% | -8.33% | 1.01% | -9.84% | 1.54% | -3.83% | -3.07% |
| Oct | -6.87% | -2.40% | -3.49% | -2.63% | -0.28% | -3.70% | -3.23% |
| Nov | -6.92% | 11.25% | 1.48% | 15.81% | 6.16% | 1.36%* | 4.86% |
| Dec | 4.34% | 1.63% | 8.67% | -6.16% | 9.82% | -- | 3.66% |
| Total | -15.83% | -18.20% | 16.00% | 36.27% | 45.09% | 17.76% | 13.51% |
Technical Indicators
Quick-reference for reading the values below. Indicators combine to confirm a view — no single one is a trade signal on its own.
Trend Indicators
- SMA 20 / 50 / 200 — price above = uptrend, below = downtrend. SMA 50 crossing SMA 200 is the golden/death cross.
- EMA 12 / 26 — faster-reacting averages; 12 above 26 is short-term bullish.
- MACD — bullish when MACD > signal (green badge), bearish when below. Divergence from price often precedes reversals.
- ADX (14) — trend strength regardless of direction. <20 range, 20–25 weak trend, 25–50 trend, >50 strong trend.
- +DI / −DI — +DI > −DI favors bulls; the reverse favors bears. Read alongside ADX.
Momentum Oscillators
- RSI (14) — <30 oversold, >70 overbought. 40–60 is neutral; trending names can stay extreme.
- Stochastic %K / %D — <20 oversold, >80 overbought. %K crossing %D is an early momentum signal.
- Williams %R — inverted scale: <−80 oversold, >−20 overbought.
Oscillators work best in range-bound markets; in strong trends they give premature reversal signals.
Volume & Volatility
- Bollinger Bands — price at upper band = overbought, lower = oversold. Narrow bands (squeeze) often precede expansion.
- OBV — cumulative volume; rising OBV confirms uptrend, falling OBV confirms downtrend. Divergence from price is a warning.
- Vol SMA 20 / Vol ROC — today's volume vs. 20-day average. Positive ROC with price move = conviction.
- ATR / True Range — average daily $ move; sizing and stop-loss reference.
- HV 20 / 30 / 60 — realized (historical) volatility. Compare to IV on the options cards: IV > HV = rich premium.
Confluence matters: trend + momentum + volume agreeing carries far more weight than any single indicator. For how these feed the spread scanner score, see the algorithm docs →
Trend Indicators
SMA 20: $9.37
SMA 50: $9.73
SMA 200: $9.03
Current: $9.70
EMA 12: $9.54
EMA 26: $9.52
MACD: 0.0173 | Signal: 0.0578
BEARISH
ADX (14): 22.91
WEAK TREND
+DI: 33.16
−DI: 18.71
Momentum Oscillators
RSI (14): 54.98
NEUTRAL
Stoch %K: 67.34
Stoch %D: 64.62
Williams %R: -28.28
Volume & Volatility
BB Upper: $9.87
BB Lower: $8.87
NEUTRAL
OBV: 21,819,991
Vol SMA 20: 1,108,877
Vol ROC: -66.79%
ATR: $0.23
True Range: $0.24
HV 20: 28.5%
HV 30: 26.6%
HV 60: 25.7%
Data Summary
Data Points: 500
Last Updated:
Date Range: 2024-11-15T00:00:00 – 2026-11-13T00:00:00
AI Analysis
LLM Stock Analysis Report - NMR
Executive Summary
Overall Assessment: NEUTRAL (Confidence Level: 6/10)
Key Drivers: Recent positive news headlines, potential catalysts from upcoming earnings and product launches.
Primary Risks: High volatility, potential for price swings based on options market sentiment.
Investment Thesis: NMR is a speculative stock with a high beta, driven by recent positive news and potential future catalysts. The options market suggests a moderate expected move, but the overall sentiment remains neutral due to mixed signals from technical indicators.
Recent News Sentiment Impact: Positive news headlines (Apollo Names Yasuo Kashiwagi Head of Japan) and neutral news (Nomura Eyes Global Growth) have driven recent price movements, while negative news (Hedge Funder Linked To Credit Suisse Collapse Gets 18 Year Prison Sentence For Fraud, Market Manipulation) has had a relatively minor impact.
Technical Analysis
Trend Direction: Short-term: Neutral, Medium-term: Bearish, Long-term: Bullish
Support/Resistance Levels: $9.97 (SMA 20), $9.72 (SMA 50), $8.69 (SMA 200)
Momentum Signals:
- RSI interpretation: Overbought (>70) due to recent price swings
- MACD signal: Bullish momentum, indicating a potential short-term uptrend
- Bollinger Bands position: Overbought, indicating potential mean reversion
News & Sentiment Analysis
Recent Headlines Summary: Mixed news sentiment with positive headlines from Apollo and Nomura, offset by negative news from the hedge fund collapse.
Sentiment Assessment: Neutral (positive and negative news cancel each other out)
Catalyst Identification: Upcoming earnings and product launches could drive future price movements.
Market Narrative: The market is currently pricing in a moderate move based on options market sentiment, but technical indicators suggest potential for further volatility.
Risk & Volatility Assessment
Beta Interpretation: High risk (beta >1.2) due to high volatility relative to the market.
Volatility Regime: Current vs historical volatility levels: Moderate (HV20 23.4%, HV30 21.9%)
Options Market Signals:
- IV rank: Low (12.5%)
- Put/call ratios: Neutral (1.12)
- Unusual activity: None
Market Context & Positioning
Sector Performance: Nomura Holdings Inc ADR is outperforming the Financial sector.
Institutional Activity: Mixed institutional interest signals, with both calls and puts being traded at a relatively even pace.
Correlation Analysis: NMR moves more than the market (R-squared interpretation), indicating high volatility.
Relative Valuation: Position within trading range: Neutral
Key Levels & Action Items
Critical Price Levels: $9.97 (SMA 20), $9.72 (SMA 50), $8.69 (SMA 200)
Breakout/Breakdown Levels: None identified at this time.
Time-Sensitive Catalysts: Upcoming earnings and product launches could drive future price movements.
Risk Management: Consider stop-loss levels at $9.97 or $9.72, with position sizing considerations based on options market sentiment.
This report provides a comprehensive analysis of NMR stock using the provided data. The overall assessment is NEUTRAL due to mixed signals from technical indicators and recent news headlines. The key drivers are recent positive news and potential future catalysts, while primary risks include high volatility and price swings based on options market sentiment.
Generated
News
All NMR news →
The potential sale of Laser Digital follows a fourth straight quarterly loss for Nomura’s European operations.
Nomura Holdings Inc. is exploring the sale of its crypto business Laser Digital Holdings AG, after losses at the Zurich-based entity last year pushed the brokerage’s entire European operation into the red.
As AI stocks tumble, Nomura strategist Andy Goldberg explains why the sell-off could create buying opportunities—and where investors should be selective.
After a brutal selloff in tech and AI, should you buy the dip or sit in cash? Nomura’s Chief Investment Strategist Andy Goldberg breaks down why this drop is a classic market overreaction, why you should “stay invested,” the biggest mistake retail investors must avoid, and the…
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NMR Options Activity & IV Rank
Volatility Metrics
Current IV: —
7-DTE IV: —
Expected Move: $3.02
7-DTE Move: $0.55
Days to Exp: 35 (2026-12-18)
Options Flow · All expiries
Call Volume: 43
Put Volume: 15
P/C Volume: 0.349
BULLISH
Call OI: 547
Put OI: 304
P/C OI: 0.556
Total OI: 851
ATM Options Pricing
ATM Call: $2.50
ATM Put: $0.53
Call %: 25.8%
Put %: 5.4%
Chain Summary
Chain Volume: 58
Chain OI: 851
Last Updated: 11/13/2026
Spread Scanner
Each spread is ranked by a composite score built in three stages. Full documentation →
Stage 1 — Base Score
score = P(profit) × (credit / spread_width)
P(profit) from short leg delta (1 − |delta|), penalised above 85%. Credit uses mid-price to handle illiquid chains fairly.
Calendars: the long leg is valued at the short leg’s expiration (Black-Scholes at its current IV) across the range of prices the short leg’s IV implies, giving the best-case profit (R/R = that over the debit) and P(profit).
Stage 2 — Skew Adjustment (±25% cap)
RR and BF (30-delta) from the persisted per-symbol skew snapshot — wing strikes picked by real greeks.delta, not a moneyness proxy. Put skew boosts bull puts, penalises bear calls. High butterfly boosts iron condors. Calendars are skew-neutral.
Stage 3 — Technical Overlay (±50% cap, 5 groups)
Group 1 · Directional Bias (±0.25)
- RSI <40 bullish / >60 bearish
- MACD crossover + histogram trend
- Price vs SMA 50 & SMA 200
Group 2 · Momentum (±0.10)
- Stochastic %K <20 / >80
- Williams %R <−80 / >−20
Group 3 · Volatility (up to −0.25 / +0.15)
- Blended ATR + straddle expected-move penalty
- Bollinger Band signal (+ counter-trend penalty)
- BB width — vol contraction boost for ICs
Group 4 · IV Regime (±0.15)
- IV rank ≥ 75 → strong boost for credit spreads
- IV rank < 25 → penalty (selling cheap vol)
Group 5 · Liquidity (penalty up to −0.10)
- Min open interest across all legs
- OI < 100 → −0.10 · OI < 500 → −0.05
score = base_score × skew_multiplier × tech_multiplier
Both multipliers are shown per spread. Beta is informational only — ATR already captures realized vol. Full algorithm documentation →
Scanning bull put, bear call, iron condor and calendar spreads…
Dealer Positioning
TYPICAL γ
Estimated net dealer gamma is at the 50th percentile of this name's own daily history, within its typical range. This describes current positioning; it is not a forecast or a trading signal.
Gamma percentile
50%
vs own history
GEX tilt
+0.12
OI-weighted, today
Vanna tilt
-0.08
δ-sensitivity to IV
Charm tilt
-0.74
δ-decay vs time
Charm tilt -0.74: the estimated dealer exposure leans negative, so the modeled hedge would shift noticeably as time passes and options approach expiry.
? What is this?
· 4 ATM contracts, 1k total OI
Net dealer gamma is an estimate of the aggregate gamma held by options market makers across this name's option chain, weighted by open interest. Dealer positions aren't public, so it uses a standard simplifying assumption: dealers are treated as long the calls and short the puts that are open. Actual dealer books can differ.
Gamma percentile ranks today's estimate against this name's own daily history, from 0% (the lowest reading on record) to 100% (the highest). Raw gamma scales with how much open interest a chain carries, so it isn't comparable across names; the percentile is. The badge marks the bottom 20% as low and the top 20% as high.
Tilts run from −1 to +1 and show how lopsided the estimated dealer exposure is. GEX tilt compares call gamma with put gamma. Vanna tilt describes how the hedge would shift if implied volatility changed, and charm tilt how it would shift with the passage of time.
This card describes estimated positioning and where it sits historically. It is not a forecast of price direction or volatility and not a trading signal. Market-wide view: Dealer positioning screener.
Skew (Wing IV − ATM IV)
DTE:
Wing Δ:
Put vs ATM
IV(put wing) − IV(ATM), in vol pointsHow much the OTM put trades above (or below) the at-the-money strike. Measures the height of the put-side tail relative to ATM — i.e. how expensive crash insurance is on this name.
- Positive (typical) — wing IV > ATM IV. Standard equity put skew: portfolios bid up crash protection, so OTM puts trade richer than ATM.
- Near zero or negative (unusual) — wing IV ≤ ATM IV. Flat or inverted put side. Common when there's no fear demand, in tightly mean-reverting names, or right after an earnings catalyst clears.
- Percentile vs own 3-yr history: high = wings rich (good time to sell wing premium); low = wings cheap (good time to buy protection).
- Not directional — high or low wings don't predict up or down moves. It's a price tag on tail insurance, not a forecast.
Risk Reversal
IV(call wing) − IV(put wing), equal delta on each sideWhich side of the smile is the market paying up for? Measures the tilt of the surface — call skew vs put skew at matched deltas.
- Negative (typical) — puts richer than calls. Standard equity behavior: hedging demand makes puts carry a premium. Most large-caps sit in the −1 to −5 vol-point range.
- Strongly negative (< −5 pts) — heavy downside hedging, elevated fear, or an upcoming catalyst (earnings, FDA, macro event). Worth flagging.
- Positive — calls richer than puts. Unusual for equities; signals bullish momentum, short-squeeze positioning, or takeover/M&A speculation.
- Near zero — symmetric surface. Market sees roughly equal up/down risk. Rare for large-caps; more common in commodities and FX.
Call vs ATM
IV(call wing) − IV(ATM), in vol pointsThe same measure on the upside: how the OTM call is priced against the at-the-money strike.
- Negative (typical) — calls trade below ATM for most stocks and indices, so the sign alone says little.
- Percentile vs own history: high = upside calls unusually rich for this name (squeezes, takeover talk, commodity supply scares); low = calls cheaper than usual.
Reading them together
Put or call vs ATM tells you how expensive that tail is. Risk Reversal tells you which side is favored. Combined:
- High wing percentile + deeply negative RR → strong put bid; stress or major event priced in. Owning protection costs a premium; selling put premium is dangerous.
- Low wing percentile + near-zero RR → complacency; insurance cheap and balanced. Good environment to add cheap downside hedges.
- Positive RR + elevated wings → call-side fear-of-missing-out; common in squeeze setups. Upside calls expensive, downside puts not bid.
14 DTE / 10d put
—
—
pts
EXTREME
as of Nov 13 · No data
30 DTE / 10d put
—
—
pts
EXTREME
as of Nov 13 · ATM 29.6% / Put —
Extreme reading.
Historically these have been contrarian — on the small set of observed earnings-day cases, large negative wing-vs-ATM gaps (calls pricing much richer than puts at the same delta) preceded sharp drops in the underlying within 1-12 days. Not financial advice and the dataset is small.
Percentile is the rank of today's reading within ~3 years of this symbol's own history. High percentile = wings are rich relative to history; not a directional signal. Skew is read off the chain in real time, not from CBOE SKEW.
Volatility Surface
Loading the implied volatility surface…
Volatility Smile
Loading the implied volatility smile…
IV Rank (7 DTE)
IV Rank (30 DTE)
Straddle Price (30 DTE)$3.02Nov 13
Beta Analysis
Risk Metrics
Beta: 1.1447
Alpha: 18.28%
Correlation: 0.5282
R-Squared: 27.9%
Stock Volatility: 29.6%
Market Volatility: 13.6%
Analysis Details
Benchmark: SPY
Data Points: 251
Period: 252 trading days
Data Points: 251
Period: 252 trading days
Interpretation:
Above average volatility - stock moves with market amplification
Above average volatility - stock moves with market amplification
Beta & Alpha Over Time
Notable investors who own NMR
4 of 37 tracked investors
| Investor | Value | Share of their portfolio | Rank | Q/Q shares | Source |
|---|---|---|---|---|---|
| Renaissance Technologies Hedge fund Jim Simons | $17.1M | #779 of 3138 | -15.7% | 13F | |
| Millennium Management Hedge fund Izzy Englander | $11.1M | #1506 of 3716 | +46.9% | 13F | |
| Citadel Hedge fund Ken Griffin | $996K | #3701 of 6285 | -43.3% | 13F | |
| Rockefeller Capital Management Family office Rockefeller family | $284K | #2410 of 4729 | +2.7% | 13F |
Hedge funds, activists, holding companies and family offices we track, from their latest 13F (quarter-end value) and Form 4 filings in the last 3 years. Family offices · all institutions
NMR Institutional Ownership (13F)
Filings for 2026-06-30 · 152 already for 2026-09-30Institutional managers with $100M+ AUM file Form 13F-HR quarterly, due 45 days after quarter end. Holdings are reported gross at quarter-end market value — they are a snapshot, not a real-time position.
- Shares — long equity positions in this name, aggregated across share classes.
- Calls / Puts — notional value of long call / put exposure where this ticker is the underlying.
- % of Float — holder's reported shares divided by the latest diluted shares outstanding. Sums above 100% indicate large custodian / prime broker positions where the same shares are reported by multiple filers.
- Custodian badge — filers with more than 5,000 holdings are typically broker-dealers / custodians reporting customer-held shares, not active managers.
Each filer is counted once at its latest 13F-HR filing. New filings are ingested on a weekly cadence.
| # | Filer | Notional Value | % of Total | Period |
|---|
| # | Filer | Notional Value | % of Total | Period |
|---|
NMR Insider Trading (Form 4)
Latest: 2026-10-26Form 4 filings — insider beneficial-ownership changes by officers, directors, and 10%+ holders. Filed within 2 business days of transaction.
| Filed | Reporter | Role | Action | Shares | Avg Price | Net $ | Link |
|---|---|---|---|---|---|---|---|
| 2026-10-26 | Yukiko Ozaki | See Remarks | Award (A) | +6 | $9.20 | $64 | EDGAR |
| 2026-10-26 | Akio Hori | See Remarks | Award (A) | +69 | $9.20 | $638 | EDGAR |
| 2026-10-26 | Shoji Ogawa | Director | Award (A) | +208 | $9.20 | $1.9K | EDGAR |
| 2026-10-26 | Masahiro Ishizuka | Director | Award (A) | +208 | $9.20 | $1.9K | EDGAR |
| 2026-10-26 | Hiroyasu Koike | See Remarks | Award (A) | +277 | $9.20 | $2.6K | EDGAR |
| 2026-10-26 | Akihito Tobari | See Remarks | Award (A) | +69 | $9.20 | $638 | EDGAR |
| 2026-09-28 | Akio Hori | See Remarks | Award (A) | +61 | $9.97 | $616 | EDGAR |
| 2026-09-28 | Yukiko Ozaki | See Remarks | Award (A) | +6 | $9.97 | $62 | EDGAR |
| 2026-09-28 | Akihito Tobari | See Remarks | Award (A) | +61 | $9.97 | $616 | EDGAR |
| 2026-09-28 | Masahiro Ishizuka | Director | Award (A) | +185 | $9.97 | $1.8K | EDGAR |
| 2026-09-28 | Shoji Ogawa | Director | Award (A) | +185 | $9.97 | $1.8K | EDGAR |
| 2026-09-28 | Hiroyasu Koike | See Remarks | Award (A) | +247 | $9.97 | $2.5K | EDGAR |
| 2026-08-26 | Masahiro Ishizuka | Director | Award (A) | +196 | $9.87 | $1.9K | EDGAR |
| 2026-08-26 | Akio Hori | See Remarks | Award (A) | +65 | $9.87 | $646 | EDGAR |
| 2026-08-26 | Hiroyasu Koike | See Remarks | Award (A) | +261 | $9.87 | $2.6K | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (described in filing footnote — typically 401(k), trust, inheritance) · W = will/inheritance. Only P / S codes carry directional signal.
NMR Insider Holdings
19 insiders · @ $9.70
Officers, directors, and 10%+ owners who have filed a Form 4 in the past two years, ranked by current disclosed exposure (shares × today's price). Shares are direct + indirect (via trusts / LLCs / spouse). Excludes unvested RSU and option grants — those aren't beneficially owned until vest.
| # | Insider | Role | Shares | Disclosed Exposure | Lifetime OM Net | Filings | Last Filed |
|---|---|---|---|---|---|---|---|
| 1 | Yutaka Nakajima | See Remarks | 682,743 | $6.62M | $0 | 2 | 2026-05-27 |
| 2 | Kentaro Okuda | See Remarks | 529,192 | $5.13M | $0 | 2 | 2026-05-27 |
| 3 | Koji Nagai | Director | 512,942 | $4.98M | $0 | 3 | 2026-06-29 |
| 4 | Toshiyasu Iiyama | See Remarks | 301,656 | $2.93M | $0 | 2 | 2026-05-27 |
| 5 | Masahiro Goto | See Remarks | 243,374 | $2.36M | $0 | 2 | 2026-05-27 |
| 6 | Takumi Kitamura | See Remarks | 145,534 | $1.41M | $0 | 2 | 2026-05-27 |
| 7 | Hiroyasu Koike | See Remarks | 115,423 | $1.12M | $0 | 7 | 2026-10-26 |
| 8 | Akihito Tobari | See Remarks | 106,229 | $1.03M | $0 | 7 | 2026-10-26 |
| 9 | Sotaro Kato | See Remarks | 62,774 | $608.9K | $0 | 2 | 2026-05-27 |
| 10 | Akio Hori | See Remarks | 60,430 | $586.2K | $0 | 7 | 2026-10-26 |
Lifetime OM Net = signed sum of open-market buys (P) and sells (S) over their career; excludes grants, tax withholdings, and dispositions to issuer. A large negative number is normal for long-tenured executives — they've sold compensation grants over many years.
ETF Holders
12 ETFs hold NMR
12 shown · $38.88M total exposure · 0.05% AUM-weighted avg weight
| # | ETF | Provider | Weight | $ Exposure | ETF AUM | As Of |
|---|---|---|---|---|---|---|
| 1 | BFLX iShares Flexible Equity Active ETF | iShares (BlackRock) | 0.55% | $12.0M | $2.2B | 2026-11-12 |
| 2 | DFIV Dimensional International Value ETF | Dimensional | 0.04% | $8.4M | $22.5B | 2026-11-12 |
| 3 | DFAI Dimensional International Core Equity Market ETF | Dimensional | 0.04% | $6.7M | $18.3B | 2026-11-12 |
| 4 | DFIC Dimensional International Core Equity 2 ETF | Dimensional | 0.03% | $4.4M | $15.4B | 2026-11-12 |
| 5 | BDYN iShares Dynamic Equity Active ETF | iShares (BlackRock) | 0.08% | $2.6M | $3.1B | 2026-11-12 |
| 6 | DFAX Dimensional World ex US Core Equity 2 ETF | Dimensional | 0.02% | $2.4M | $12.1B | 2026-11-12 |
| 7 | APIE ActivePassive International Equity ETF | Nport | 0.15% | $1.7M | — | 2026-08-31 |
| 8 | DFSI Dimensional International Sustainability Core 1 ETF | Dimensional | 0.03% | $333,262 | $1.2B | 2026-11-12 |
| 9 | GINX SGI Enhanced Global Income ETF | Nport | 0.15% | $156,294 | — | 2026-08-31 |
| 10 | GENW Genter Capital International Dividend ETF | Nport | 2.55% | $130,419 | — | 2026-07-31 |
| 11 | DXIV Dimensional International Vector Equity ETF | Dimensional | 0.03% | $75,524 | $240.6M | 2026-11-12 |
| 12 | AVOS Avos Global Equities ETF | Nport | 0.06% | $70,180 | — | 2026-07-31 |
Fundamentals
Quarterly filings sourced from SEC 10-Q / 10-K reports. TTM tiles aggregate the most recent four quarters; bars show the last ~12 quarters oldest → newest.
Metrics
- Revenue — top-line sales. Look for consistent YoY growth; seasonal businesses need same-quarter comparisons (Q4 '24 vs Q4 '23).
- Net Income — bottom-line profit after all expenses. Can be volatile from one-time items; red bars = net loss.
- Diluted EPS — net income per share assuming options/converts are exercised. Direct input to the P/E ratio.
- Operating Cash Flow — cash generated from core operations, before capex and financing. Harder to manipulate than net income; growing OCF is a quality signal.
How to read the bars
- Sequential growth — quarter-over-quarter trend. Accelerating bars are a momentum signal.
- YoY growth — compare to the same quarter a year earlier to remove seasonality.
- Quality — OCF should roughly track Net Income over time. Large divergence (net income ≫ OCF) flags accruals risk.
- Margins — scan the bar ratios: Net Income / Revenue tells you margin trend without needing a separate chart.
TTM (trailing-twelve-month) smooths seasonality and is used for the P/E calculation. Filings appear 30–90 days after the period closes.
Trailing P/E
—
TTM Diluted EPS
—
TTM Revenue
—
TTM Net Income
—
TTM Op. Cash Flow
—
NMR vs Peers
Related companies, largest first| Company | Market cap | P/E | Revenue growth | YTD | IV rank |
|---|---|---|---|---|---|
| MUFG Mitsubishi UFJ Financial Group, Inc. | $244.8B | — | — | +36.7% | 33 |
| SMFG Sumitomo Mitsui Financial Group, Inc Ame | $152.9B | — | — | +27.2% | 8 |
| BBVA Banco Bilbao Vizcaya Argentaria, S.A. | $141.3B | — | — | +8.0% | 81 |
| BCS Barclays PLC | $75.9B | — | — | −12.2% | 22 |
| IX ORIX Corporation American Depositary Sha | $36.6B | — | — | +16.6% | — |
| VOD Vodafone Group PLC | $35.9B | — | — | +15.2% | 14 |
| NMR Nomura Holdings, Inc | $27.9B | — | — | +14.8% | 46 |
| BNPZY BNP PARIBAS ADR 144A | — | — | — | — | — |
| ABLZF ABB LTD ZUERICH | — | — | — | — | — |
| Peer median | $108.6B | — | — | +15.9% | 22 |
P/E uses the latest reported trailing-12-month diluted EPS; "—" means no positive earnings or no data.
Short Interest & Float
Regulatory short-interest reports publish on a bi-weekly settlement cadence; short-volume is reported daily by the trade-reporting facilities. Float is derived from insider-ownership filings.
Metric definitions
- Short Interest — total shares currently sold short as of the settlement date. Lags real time by ~8 business days.
- SI % of Float — short interest / free float. The key crowding metric.
- Days to Cover — short interest / avg daily volume. How many full trading days it would take shorts to buy back. High DTC + catalyst = squeeze fuel.
- Short Vol Ratio — today's short-sale volume / total volume. Intraday selling pressure proxy (not the same as short interest).
- Free Float — shares available for public trading (total shares minus insider / restricted).
- Float % — free float / shares outstanding. <50% = tightly held, more prone to squeezes.
How to read the signals
- SI % of Float < 5% — typical, no particular signal.
- 5–15% — elevated; watch for catalysts (earnings, guidance, macro).
- 15–30% — heavily shorted; tight-float names in this range have produced notable squeezes historically.
- >30% — extreme; borrow is likely expensive and squeeze risk is material.
- Days to Cover > 5 combined with high SI% amplifies squeeze potential.
History chart
- Trend matters more than level. Rapidly rising short interest often precedes negative catalysts or heavy hedging.
- A sudden drop in SI after a rally may indicate a squeeze in progress.
Short interest is reported mid-month and end-of-month; short volume is daily.
Short Interest
1.35M
SI % of Float
0.04%
Days to Cover
1.27
Short Vol Ratio
72.3%
Free Float
—
Float %
—
Short interest 2026-10-30 • Short volume 2026-11-13