PAI · Insider Trading

Western Asset Investment Grade Income Fund Inc.

Every open-market purchase and sale reported by PAI officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Form 4 Filings
16
most recent
Open-Market Buys
13
code P
Sales
2
code S
Reporting Insiders
0
current holders
PAI — Recent Form 4 Transactions (latest 2021-04-09)
FiledInsiderRole TypeSharesValue
2021-04-09 Ronald L Olson Director Sell −1,000 −$15.84K
2019-01-31 S. Kenneth Leech — MIXED −1,131 −$15.87K
2019-01-31 S. Kenneth Leech — Buy +10,000 +$151.70K
2014-02-11 Kenneth Fuller President and CEO Buy +1,000 +$13.12K
2013-07-29 Anita L Defrantz Director Buy +35 +$453
2013-07-23 James W Hirschmann III — Buy +5,000 +$64.56K
2013-07-22 James W Hirschmann III — Buy +5,000 +$64.56K
2012-12-18 William E B Siart Director Sell −4,000 −$59.44K
2012-02-10 Anita L Defrantz Director Buy +30 +$409
2010-05-03 Anita L Defrantz Director Buy +70 +$884
2008-02-29 Anita L Defrantz Director Buy +80 +$1.14K
2008-02-28 Anita L Defrantz Director Buy +80 +$1.14K
2007-12-26 Anita L Defrantz Director Buy −100 −$1.36K
2007-09-20 R Jay Gerken President Buy +2,000 +$56.53K
2007-03-14 Anita L Defrantz Director Buy +50 +$750
2007-02-28 Anita L Defrantz Director Buy +50 +$775
PAI Insider Trading FAQ
Who are the insiders at PAI?
No current Form 4 beneficial owners are on file for PAI.
Are PAI insiders buying or selling?
Across the 16 most recent Form 4 filings for PAI, 13 were open-market purchases (code P) and 2 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.
How current is PAI insider data?
Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent PAI filing is dated 2021-04-09.
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the PAI quote page; the site-wide leaderboard is on the insider transactions hub.

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.