PDO · Insider Trading

PIMCO Dynamic Income Opportunities Fund

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Every open-market purchase and sale reported by PDO officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Form 4 Filings

most recent

Open-Market Buys

code P

Sales

code S

Reporting Insiders

current holders

PDO — Recent Form 4 Transactions (latest 2023-11-16)

Filed	Insider	Role	Type	Shares	Value
2023-11-16	Alan Rappaport	Director	Buy	+2,500	+$29.15K
2023-04-14	Emmanuel Roman	—	Buy	+100,000	+$1.28M
2023-01-10	Gregory Weston Hall	—	Buy	+20,000	+$269.75K
2022-12-15	Julie Ann Meggers	—	Buy	+20,000	+$285.72K
2022-09-13	Emmanuel Roman	—	Buy	+70,000	+$1.05M
2022-08-05	Julie Ann Meggers	—	Buy	+6,500	+$100.22K
2022-03-24	Julie Ann Meggers	—	Buy	+13,000	+$217.94K
2022-02-10	Thibault Christian Stracke	—	Buy	+15,000	+$271.48K
2022-01-28	David Nichols Fisher III	Director	Buy	+5,345	+$99.98K
2022-01-19	Alan Rappaport	Director	Buy	+2,500	+$47.99K
2021-12-17	Thibault Christian Stracke	—	Buy	+5,000	+$98.02K
2021-09-28	Thibault Christian Stracke	—	Buy	+2,500	+$51.98K
2021-02-08	Thibault Christian Stracke	—	Buy	+2,500	+$50.98K
2021-01-28	Jamie M. Weinstein	—	Buy	+12,500	+$250.00K
2021-01-28	Joshua M Anderson	—	Buy	+12,500	+$250.00K
2021-01-28	Emmanuel Roman	—	Buy	+100,000	+$2.00M
2021-01-28	Hao Jessica Zhang	Assistant Treasurer	Buy	+250	+$5.00K
2021-01-28	Daniel J Ivascyn	—	Buy	+250,000	+$5.00M
2021-01-28	Thibault Christian Stracke	—	Buy	+25,000	+$500.00K
2021-01-28	Alfred T Murata	—	Buy	+25,000	+$500.00K
2021-01-28	Jerome M Schneider	—	Buy	+15,000	+$300.00K
2021-01-28	Miller Colleen Dean	Deputy Treasurer	Buy	+1,127	+$22.54K
2021-01-28	Eve Anne Celine Tournier	—	Buy	+20,000	+$400.00K
2021-01-28	Gregory Weston Hall	—	Buy	+50,000	+$1.00M
2021-01-28	Jennifer E Durham	—	Buy	+10,000	+$200.00K
2013-10-09	Gary L Ronning	Director	A	+25,000 deriv.	—
2013-10-09	Michael D Herman	Interim President & CEO	A	+50,000 deriv.	—
2013-10-09	Rick D Kasch	Director	A	+25,000 deriv.	—
2013-10-03	John Evavist Turco	Director	Sell	−216,391	−$1.30M
2013-10-02	John H Alexander	President & CEO	Sell	−195,592	−$1.17M
2013-10-02	Michael D Herman	Director	Buy	+439,171	+$2.64M
2012-04-17	John Evavist Turco	Director	Buy	+900	+$3.87K
2012-04-10	Michael D Herman	Director	D	−150,000	−$618.00K
2012-04-04	Michael D Herman	Director	D	−40,000	−$197.09K
2011-06-06	John Evavist Turco	Director	A	+5,000 deriv.	—
2011-06-03	Gary L Ronning	Director	A	+5,000 deriv.	—
2010-09-17	John H Alexander	President & CEO	A	+25,000	—
2010-04-09	John H Alexander	President & CEO	Buy	+3,000	+$16.74K
2008-09-19	Michael D Herman	Director	Sell	−9,800	−$68.11K
2008-09-15	Michael D Herman	Director	Sell	−30,200	−$282.68K
2008-09-05	Michael D Herman	Director	Sell	−150,491	−$1.61M
2008-09-02	Michael D Herman	Director	Sell	−119,000	−$1.43M
2008-08-28	Michael D Herman	Director	Sell	−110,500	−$1.58M
2008-07-31	Michael D Herman	Director	Sell	−57,409	−$644.61K
2008-07-22	Michael D Herman	Director	Sell	−24,991	−$379.39K
2008-07-22	Michael D Herman	Director	Sell	−117,600	−$1.90M
2008-07-11	Michael D Herman	Director	—	—	—
2008-07-11	Michael D Herman	Director	—	—	—
2008-07-11	Michael D Herman	Director	—	—	—
2008-07-11	Michael D Herman	Director	—	—	—

PDO Insider Trading FAQ

Who are the insiders at PDO?

No current Form 4 beneficial owners are on file for PDO.

Are PDO insiders buying or selling?

Across the 50 most recent Form 4 filings for PDO, 28 were open-market purchases (code P) and 10 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.

How current is PDO insider data?

Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent PDO filing is dated 2023-11-16.

How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the PDO quote page; the site-wide leaderboard is on the insider transactions hub.