PDO (PIMCO Dynamic Income Opportunities Fund)

Insider Trading Activity

Every open-market purchase and sale reported by PDO officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.

Form 4 Filings
50
most recent
Open-Market Buys
28
code P
Sales
10
code S
Reporting Insiders
18
current holders
PDO — Recent Form 4 Transactions (latest 2023-11-16)
FiledInsiderRole TypeSharesValue
2023-11-16 Alan Rappaport Director Buy
2023-04-14 Emmanuel Roman Buy
2023-01-10 Gregory Weston Hall Buy
2022-12-15 Julie Ann Meggers Buy
2022-09-13 Emmanuel Roman Buy
2022-08-05 Julie Ann Meggers Buy
2022-03-24 Julie Ann Meggers Buy
2022-02-10 THIBAULT CHRISTIAN STRACKE Buy
2022-01-28 DAVID NICHOLS FISHER III Director Buy
2022-01-19 Alan Rappaport Director Buy
2021-12-17 THIBAULT CHRISTIAN STRACKE Buy
2021-09-28 THIBAULT CHRISTIAN STRACKE Buy
2021-02-08 THIBAULT CHRISTIAN STRACKE Buy
2021-01-28 Jamie M. Weinstein Buy
2021-01-28 JOSHUA M ANDERSON Buy
2021-01-28 Emmanuel Roman Buy
2021-01-28 Hao Jessica Zhang Assistant Treasurer Buy
2021-01-28 DANIEL J IVASCYN Buy
2021-01-28 THIBAULT CHRISTIAN STRACKE Buy
2021-01-28 ALFRED T MURATA Buy
2021-01-28 Jerome M Schneider Buy
2021-01-28 MILLER COLLEEN DEAN Deputy Treasurer Buy
2021-01-28 EVE ANNE CELINE TOURNIER Buy
2021-01-28 Gregory Weston Hall Buy
2021-01-28 Jennifer E Durham Buy
2013-10-09 Gary L Ronning Director A
2013-10-09 MICHAEL D HERMAN Interim President & CEO A
2013-10-09 Rick D Kasch Director A
2013-10-03 JOHN EVAVIST TURCO Director Sell
2013-10-02 John H Alexander President & CEO Sell
2013-10-02 MICHAEL D HERMAN Director Buy
2012-04-17 JOHN EVAVIST TURCO Director Buy
2012-04-10 MICHAEL D HERMAN Director D
2012-04-04 MICHAEL D HERMAN Director D
2011-06-06 JOHN EVAVIST TURCO Director A
2011-06-03 Gary L Ronning Director A
2010-09-17 John H Alexander President & CEO A
2010-04-09 John H Alexander President & CEO Buy
2008-09-19 MICHAEL D HERMAN Director Sell
2008-09-15 MICHAEL D HERMAN Director Sell
2008-09-05 MICHAEL D HERMAN Director Sell
2008-09-02 MICHAEL D HERMAN Director Sell
2008-08-28 MICHAEL D HERMAN Director Sell
2008-07-31 MICHAEL D HERMAN Director Sell
2008-07-22 MICHAEL D HERMAN Director Sell
2008-07-22 MICHAEL D HERMAN Director Sell
2008-07-11 MICHAEL D HERMAN Director
2008-07-11 MICHAEL D HERMAN Director
2008-07-11 MICHAEL D HERMAN Director
2008-07-11 MICHAEL D HERMAN Director
PDO — Current Insider Holders
InsiderRole Shares HeldValue
Interim President & CEO 1,723,992
251,226
250,000
70,000
50,000
39,500
25,000
20,000
Director 16,007
15,000
12,500
12,500
10,000
Director 5,000
Deputy Treasurer 1,127
Assistant Treasurer 250
Director 100
Director 25
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the PDO quote page; the site-wide leaderboard is on the insider transactions hub.