PFL · Insider Trading
PIMCO Income Strategy Fund
Every open-market purchase and sale reported by PFL officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2024-04-18 | UBS Group AG | 10%+ Owner | J | −355 | — |
| 2023-12-13 | Grace Vandecruze | Director | Buy | +12,345 | +$100.27K |
| 2023-09-20 | BANK OF AMERICA CORP /DE/ | — | J | −2,806 | −$66.12M |
| 2015-01-28 | Bradford K Gallagher | Director | Buy | +4,300 | +$51.30K |
| 2014-11-12 | Brigade Leveraged Capital Structures Fund Ltd. | 10%+ Owner | Sell | −1,037 | — |
| 2014-07-09 | Lynch International Merrill | 10%+ Owner | MIXED | −12,000 | −$161.43K |
| 2013-07-26 | William H Gross | — | Sell | −10,171 | −$119.02K |
| 2013-07-08 | William H Gross | — | Sell | −15,500 | −$172.91K |
| 2013-06-20 | William H Gross | — | Sell | −59,500 | −$730.12K |
| 2011-05-03 | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | 10%+ Owner | MIXED | — | −$68 |
| 2011-05-03 | BANK OF AMERICA CORP /DE/ | 10%+ Owner | MIXED | — | +$396 |
| 2011-03-21 | BANK OF AMERICA CORP /DE/ | 10%+ Owner | MIXED | — | +$1.31K |
| 2011-03-10 | Brigade Leveraged Capital Structures Fund Ltd. | 10%+ Owner | Buy | +608 | — |
| 2011-01-28 | Brigade Leveraged Capital Structures Fund Ltd. | 10%+ Owner | Buy | +608 | +$53.50K |
| 2010-12-15 | William H Gross | — | Buy | +50,000 | +$554.48K |
| 2010-12-14 | William H Gross | — | Buy | +114,465 | +$1.24M |
| 2010-11-19 | William H Gross | — | G | +165,000 | — |
| 2010-09-21 | Alan Rappaport | Director | Buy | +1,500 | +$17.37K |
| 2010-05-26 | William H Gross | — | Buy | +5,460 | +$55.96K |
| 2010-05-21 | William H Gross | — | Buy | +100,000 | +$1.02M |
| 2010-05-12 | William H Gross | — | J | +120,167 | +$1.15M |
| 2010-05-07 | William H Gross | — | Buy | +200,000 | +$2.11M |
| 2010-05-06 | William H Gross | — | X | +931 | +$8.93K |
| 2010-05-06 | William H Gross | — | MIXED | +146,150 | +$1.40M |
| 2010-04-08 | William H Gross | — | MIXED | +1,025,116 | — |
| 2010-04-01 | William H Gross | — | X | +931 | — |
| 2008-12-31 | William H Gross | — | Buy | +8,477 | +$130.96K |
| 2007-12-17 | William H Gross | — | Buy | +40,350 | +$630.73K |
| 2007-10-26 | William H Gross | — | Buy | +2,795 | +$48.74K |
| 2007-05-29 | Global Investors Of America L P Allianz | — | Sell | −6,535 | −$138.95K |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the PFL quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.