PRS · Insider Trading
Prudential Financial, Inc. 5.625% Junior Subordinated Notes due 2058
Every open-market purchase and sale reported by PRS officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2011-12-19 | Thomas K Brown | 10%+ Owner | Buy | +20,000 | +$109.60K |
| 2011-12-14 | SECOND CURVE CAPITAL LLC | 10%+ Owner | Buy | +20,000 | +$109.60K |
| 2011-12-12 | Michael P Esposito Jr | Director | A | +5,769 | +$29.99K |
| 2011-12-09 | James H MacNaughton | Director | MIXED | −14,231 | −$85.21K |
| 2011-12-09 | Frank P Filipps | Director | A | +5,769 | +$29.99K |
| 2011-12-09 | Thomas Hartlage | Director | A | +5,769 | +$29.99K |
| 2011-12-07 | Thomas K Brown | 10%+ Owner | Buy | +50,000 | +$288.60K |
| 2011-12-05 | SECOND CURVE CAPITAL LLC | 10%+ Owner | Buy | +40,000 | +$223.60K |
| 2011-12-02 | Thomas K Brown | 10%+ Owner | Buy | +50,000 | +$286.60K |
| 2011-11-28 | Thomas K Brown | 10%+ Owner | Buy | +40,000 | +$227.00K |
| 2011-11-23 | SECOND CURVE CAPITAL LLC | 10%+ Owner | Buy | +50,000 | +$291.20K |
| 2011-11-18 | Thomas K Brown | 10%+ Owner | MIXED | +50,000 | +$277.42K |
| 2011-11-10 | SECOND CURVE CAPITAL LLC | 10%+ Owner | MIXED | +10,000 | +$49.80K |
| 2011-11-08 | Thomas K Brown | 10%+ Owner | Buy | +60,000 | +$347.10K |
| 2011-11-03 | Thomas K Brown | 10%+ Owner | Buy | +11,036 | +$59.15K |
| 2011-10-06 | SECOND CURVE CAPITAL LLC | 10%+ Owner | MIXED | +14,000 | +$78.82K |
| 2011-10-03 | SECOND CURVE CAPITAL LLC | 10%+ Owner | Buy | +20,000 | +$105.00K |
| 2011-09-27 | SECOND CURVE CAPITAL LLC | 10%+ Owner | Sell | −10,000 | −$50.00K |
| 2011-09-22 | SECOND CURVE CAPITAL LLC | 10%+ Owner | Sell | −1,000,000 | −$5.02M |
| 2011-09-16 | Richard Claiden | Chief Executive Officer | MIXED | — | — |
| 2011-09-13 | Thomas K Brown | 10%+ Owner | Buy | +40,000 | +$215.60K |
| 2011-09-09 | Richard Claiden | Chief Executive Officer | MIXED | — | −$10 |
| 2011-09-07 | SECOND CURVE CAPITAL LLC | 10%+ Owner | Buy | +40,000 | +$216.00K |
| 2011-09-01 | Thomas K Brown | 10%+ Owner | Buy | +50,000 | +$277.50K |
| 2011-08-23 | Thomas K Brown | 10%+ Owner | Buy | +90,000 | +$474.60K |
| 2011-08-19 | Thomas K Brown | 10%+ Owner | Buy | +94,110 | +$481.72K |
| 2011-08-17 | Thomas K Brown | 10%+ Owner | Sell | −2,000,000 | −$9.74M |
| 2011-08-05 | Richard Claiden | Chief Executive Officer | F | −7,979 | −$48.91K |
| 2011-08-05 | Vincent Tritto | General Counsel | F | −7,261 | −$44.51K |
| 2011-07-29 | Thomas K Brown | 10%+ Owner | Buy | +20,000 | +$116.40K |
| 2011-07-22 | Vincent Tritto | General Counsel | F | −9,368 | −$56.21K |
| 2011-07-01 | SECOND CURVE CAPITAL LLC | 10%+ Owner | Buy | +20,000 | +$103.60K |
| 2011-06-24 | SECOND CURVE CAPITAL LLC | 10%+ Owner | Buy | +20,000 | +$100.00K |
| 2011-06-21 | Thomas K Brown | 10%+ Owner | Buy | +10,000 | +$48.50K |
| 2011-06-10 | Thomas K Brown | 10%+ Owner | Buy | +10,000 | +$48.70K |
| 2011-06-03 | Thomas K Brown | 10%+ Owner | Buy | +30,000 | +$143.70K |
| 2011-05-31 | Thomas K Brown | 10%+ Owner | Buy | +10,000 | +$49.20K |
| 2011-05-25 | SECOND CURVE CAPITAL LLC | 10%+ Owner | Buy | +10,000 | +$46.20K |
| 2011-05-19 | Thomas K Brown | 10%+ Owner | Buy | +39,664 | +$187.42K |
| 2011-05-17 | SECOND CURVE CAPITAL LLC | 10%+ Owner | Buy | +6,000 | +$28.32K |
| 2011-05-13 | Thomas K Brown | 10%+ Owner | Buy | +6,000 | +$28.74K |
| 2011-05-11 | SECOND CURVE CAPITAL LLC | 10%+ Owner | Buy | +8,000 | +$39.36K |
| 2011-05-09 | SECOND CURVE CAPITAL LLC | 10%+ Owner | Buy | +90,000 | +$439.80K |
| 2011-04-12 | SECOND CURVE CAPITAL LLC | 10%+ Owner | Buy | +20,000 | +$100.20K |
| 2011-04-01 | Richard Claiden | Chief Executive Officer | Sell | −4,643 | −$23.40K |
| 2011-03-29 | Richard Claiden | Chief Executive Officer | Sell | −2,834 | −$14.31K |
| 2011-03-10 | Richard Claiden | Chief Executive Officer | Sell | −7,998 | −$40.42K |
| 2011-03-03 | Christopher N. Gerosa | Chief Financial Officer | Buy | +1,900 | +$9.42K |
| 2011-03-02 | TRANSAMERICA LIFE INSURANCE CO | 10%+ Owner | A | +3,387 | +$12.50K |
| 2011-03-01 | John A Ward III | Director | A | +11,564 | +$49.99K |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the PRS quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.