PRS (Prudential Financial, Inc. 5.625% Junior Subordinated Notes due 2058)
Insider Trading Activity
Every open-market purchase and sale reported by PRS officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2011-12-19 | THOMAS K BROWN | 10%+ Owner | Buy | — | — |
| 2011-12-14 | SECOND CURVE CAPITAL LLC | 10%+ Owner | Buy | — | — |
| 2011-12-12 | MICHAEL P JR ESPOSITO | Director | A | — | — |
| 2011-12-09 | James H MacNaughton | Director | MIXED | — | — |
| 2011-12-09 | FRANK P FILIPPS | Director | A | — | — |
| 2011-12-09 | Thomas Hartlage | Director | A | — | — |
| 2011-12-07 | THOMAS K BROWN | 10%+ Owner | Buy | — | — |
| 2011-12-05 | SECOND CURVE CAPITAL LLC | 10%+ Owner | Buy | — | — |
| 2011-12-02 | THOMAS K BROWN | 10%+ Owner | Buy | — | — |
| 2011-11-28 | THOMAS K BROWN | 10%+ Owner | Buy | — | — |
| 2011-11-23 | SECOND CURVE CAPITAL LLC | 10%+ Owner | Buy | — | — |
| 2011-11-18 | THOMAS K BROWN | 10%+ Owner | MIXED | — | — |
| 2011-11-10 | SECOND CURVE CAPITAL LLC | 10%+ Owner | MIXED | — | — |
| 2011-11-08 | THOMAS K BROWN | 10%+ Owner | Buy | — | — |
| 2011-11-03 | THOMAS K BROWN | 10%+ Owner | Buy | — | — |
| 2011-10-06 | SECOND CURVE CAPITAL LLC | 10%+ Owner | MIXED | — | — |
| 2011-10-03 | SECOND CURVE CAPITAL LLC | 10%+ Owner | Buy | — | — |
| 2011-09-27 | SECOND CURVE CAPITAL LLC | 10%+ Owner | Sell | — | — |
| 2011-09-22 | SECOND CURVE CAPITAL LLC | 10%+ Owner | Sell | — | — |
| 2011-09-16 | Richard Claiden | Chief Executive Officer | MIXED | — | — |
| 2011-09-13 | THOMAS K BROWN | 10%+ Owner | Buy | — | — |
| 2011-09-09 | Richard Claiden | Chief Executive Officer | MIXED | — | — |
| 2011-09-07 | SECOND CURVE CAPITAL LLC | 10%+ Owner | Buy | — | — |
| 2011-09-01 | THOMAS K BROWN | 10%+ Owner | Buy | — | — |
| 2011-08-23 | THOMAS K BROWN | 10%+ Owner | Buy | — | — |
| 2011-08-19 | THOMAS K BROWN | 10%+ Owner | Buy | — | — |
| 2011-08-17 | THOMAS K BROWN | 10%+ Owner | Sell | — | — |
| 2011-08-05 | Richard Claiden | Chief Executive Officer | F | — | — |
| 2011-08-05 | VINCENT TRITTO | General Counsel | F | — | — |
| 2011-07-29 | THOMAS K BROWN | 10%+ Owner | Buy | — | — |
| 2011-07-22 | VINCENT TRITTO | General Counsel | F | — | — |
| 2011-07-01 | SECOND CURVE CAPITAL LLC | 10%+ Owner | Buy | — | — |
| 2011-06-24 | SECOND CURVE CAPITAL LLC | 10%+ Owner | Buy | — | — |
| 2011-06-21 | THOMAS K BROWN | 10%+ Owner | Buy | — | — |
| 2011-06-10 | THOMAS K BROWN | 10%+ Owner | Buy | — | — |
| 2011-06-03 | THOMAS K BROWN | 10%+ Owner | Buy | — | — |
| 2011-05-31 | THOMAS K BROWN | 10%+ Owner | Buy | — | — |
| 2011-05-25 | SECOND CURVE CAPITAL LLC | 10%+ Owner | Buy | — | — |
| 2011-05-19 | THOMAS K BROWN | 10%+ Owner | Buy | — | — |
| 2011-05-17 | SECOND CURVE CAPITAL LLC | 10%+ Owner | Buy | — | — |
| 2011-05-13 | THOMAS K BROWN | 10%+ Owner | Buy | — | — |
| 2011-05-11 | SECOND CURVE CAPITAL LLC | 10%+ Owner | Buy | — | — |
| 2011-05-09 | SECOND CURVE CAPITAL LLC | 10%+ Owner | Buy | — | — |
| 2011-04-12 | SECOND CURVE CAPITAL LLC | 10%+ Owner | Buy | — | — |
| 2011-04-01 | Richard Claiden | Chief Executive Officer | Sell | — | — |
| 2011-03-29 | Richard Claiden | Chief Executive Officer | Sell | — | — |
| 2011-03-10 | Richard Claiden | Chief Executive Officer | Sell | — | — |
| 2011-03-03 | Christopher N. Gerosa | Chief Financial Officer | Buy | — | — |
| 2011-03-02 | LIFE INSURANCE CO TRANSAMERICA | 10%+ Owner | A | — | — |
| 2011-03-01 | JOHN A III WARD | Director | A | — | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the PRS quote page; the site-wide leaderboard is on the insider transactions hub.