RMT · Insider Trading
Royce Micro-Cap Trust Inc
Every open-market purchase and sale reported by RMT officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-10-01 | Christopher D Clark | President | Buy | +1,000 | +$13.40K |
| 2026-06-15 | Christopher D Clark | President | Buy | +3,600 | +$50.83K |
| 2026-06-08 | John E Denneen | Secretary | Buy | +4,000 | +$54.80K |
| 2026-06-02 | John E Denneen | Secretary | Buy | +3,249 | +$45.39K |
| 2026-03-27 | Christopher D Clark | President | Buy | +6,500 | +$74.62K |
| 2026-03-25 | Christopher D Clark | President | Buy | +6,500 | +$74.62K |
| 2025-11-06 | Charles M Royce | — | Sell | −200,000 | −$2.05M |
| 2025-08-27 | Christopher D Clark | President | Buy | +2,100 | +$21.34K |
| 2025-05-06 | Charles M Royce | — | Sell | −52,841 | −$438.82K |
| 2025-05-05 | Charles M Royce | — | Sell | −86,459 | −$720.20K |
| 2025-04-17 | Charles M Royce | — | Sell | −85,514 | −$669.94K |
| 2025-02-19 | Charles M Royce | — | Sell | −150,000 | −$1.49M |
| 2025-02-03 | Charles M Royce | — | Sell | −200,000 | −$1.99M |
| 2024-08-19 | Christopher D Clark | President | Buy | +5,400 | +$51.62K |
| 2024-03-22 | Christopher D Clark | President | Buy | +5,000 | +$46.20K |
| 2024-03-22 | Francis D. Gannon | Vice President | Buy | +5,000 | +$46.33K |
| 2022-10-05 | Christopher C. Grisanti | Director | Buy | +2,500 | +$20.82K |
| 2022-05-06 | Byrne Daniel A O | Vice President | Buy | +1,000 | +$9.30K |
| 2021-12-30 | Charles M Royce | — | G | −420,000 | −$4.86M |
| 2021-09-09 | Christopher C. Grisanti | Director | Buy | +2,500 | +$29.98K |
| 2021-07-26 | G Peter Obrien | Director | Buy | +420 | +$4.97K |
| 2021-02-26 | Michael K. Shields | Director | Buy | +1,500 | +$17.85K |
| 2021-01-29 | Christopher D Clark | President | Buy | +8,000 | +$86.24K |
| 2020-12-18 | Cecile Burleigh Harper | Director | Buy | +9,000 | +$91.08K |
| 2020-10-13 | Christopher D Clark | President | Buy | +10,000 | +$84.00K |
| 2020-09-22 | Charles M Royce | — | Sell | −93,000 | −$707.88K |
| 2020-09-21 | Charles M Royce | — | Sell | −50,000 | −$394.00K |
| 2020-09-17 | Charles M Royce | — | Sell | −100,000 | −$785.42K |
| 2020-09-16 | Charles M Royce | — | Sell | −100,000 | −$782.70K |
| 2020-09-15 | Charles M Royce | — | Sell | −35,000 | −$271.95K |
| 2020-01-09 | Christopher D Clark | President | Buy | +5,000 | +$42.82K |
| 2017-01-30 | Christopher D Clark | President | Buy | +2,400 | +$19.99K |
| 2016-12-07 | John E Denneen | Secretary | Buy | +2,000 | +$16.35K |
| 2016-10-27 | Christopher D Clark | President | Buy | +3,200 | +$24.77K |
| 2016-10-07 | Christopher D Clark | President | Buy | +3,200 | +$24.77K |
| 2016-03-22 | Richard M Galkin | Director | — | — | — |
| 2015-12-03 | Arthur S Mehlman | Director | Buy | +1,800 | +$14.76K |
| 2015-05-05 | John D Diederich | Vice President & Treasurer | — | — | — |
| 2014-11-12 | W Whitney George | Vice President | — | — | — |
| 2014-10-15 | Jack E. Fockler Jr. | Vice President | Sell | −6,278 | −$68.10K |
| 2014-10-14 | Jack E. Fockler Jr. | Vice President | Sell | −36,940 | −$405.02K |
| 2014-02-06 | Jack E. Fockler Jr. | Vice President | Buy | +8,600 | +$99.67K |
| 2014-01-27 | Jack E. Fockler Jr. | Vice President | Buy | +16,000 | +$200.65K |
| 2013-10-21 | Stephen L Isaacs | Director | Sell | −1,610 | −$10.59K |
| 2011-12-02 | Stephen L Isaacs | Director | Sell | −117 | −$975 |
| 2010-01-08 | Jack E. Fockler Jr. | Vice President | Sell | — | — |
| 2010-01-08 | Jack E. Fockler Jr. | Vice President | Sell | −4,280 | −$31.89K |
| 2010-01-07 | Jack E. Fockler Jr. | Vice President | Sell | −35,720 | −$267.60K |
| 2009-04-21 | Jack E. Fockler Jr. | Vice President | Buy | +10,000 | +$53.08K |
| 2009-04-08 | Jack E. Fockler Jr. | Vice President | Buy | +10,655 | +$55.44K |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| Charles M Royce | — | 1,053,996 | $13.37M |
| Christopher D Clark | President | 76,624 | $972.19K |
| John E Denneen | Secretary | 12,232 | $155.20K |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the RMT quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.