RMT (Royce Micro-Cap Trust Inc)
Insider Trading Activity
Every open-market purchase and sale reported by RMT officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-06-15 | CHRISTOPHER D CLARK | President | Buy | — | — |
| 2026-06-08 | JOHN E DENNEEN | Secretary | Buy | — | — |
| 2026-06-02 | JOHN E DENNEEN | Secretary | Buy | — | — |
| 2026-03-27 | CHRISTOPHER D CLARK | President | Buy | — | — |
| 2026-03-25 | CHRISTOPHER D CLARK | President | Buy | — | — |
| 2025-11-06 | CHARLES M ROYCE | — | Sell | — | — |
| 2025-08-27 | CHRISTOPHER D CLARK | President | Buy | — | — |
| 2025-05-06 | CHARLES M ROYCE | — | Sell | — | — |
| 2025-05-05 | CHARLES M ROYCE | — | Sell | — | — |
| 2025-04-17 | CHARLES M ROYCE | — | Sell | — | — |
| 2025-02-19 | CHARLES M ROYCE | — | Sell | — | — |
| 2025-02-03 | CHARLES M ROYCE | — | Sell | — | — |
| 2024-08-19 | CHRISTOPHER D CLARK | President | Buy | — | — |
| 2024-03-22 | CHRISTOPHER D CLARK | President | Buy | — | — |
| 2024-03-22 | Francis D. Gannon | Vice President | Buy | — | — |
| 2022-10-05 | Christopher C. Grisanti | Director | Buy | — | — |
| 2022-05-06 | BYRNE DANIEL A O | Vice President | Buy | — | — |
| 2021-12-30 | CHARLES M ROYCE | — | G | — | — |
| 2021-09-09 | Christopher C. Grisanti | Director | Buy | — | — |
| 2021-07-26 | G PETER OBRIEN | Director | Buy | — | — |
| 2021-02-26 | MICHAEL K. SHIELDS | Director | Buy | — | — |
| 2021-01-29 | CHRISTOPHER D CLARK | President | Buy | — | — |
| 2020-12-18 | Cecile Burleigh Harper | Director | Buy | — | — |
| 2020-10-13 | CHRISTOPHER D CLARK | President | Buy | — | — |
| 2020-09-22 | CHARLES M ROYCE | — | Sell | — | — |
| 2020-09-21 | CHARLES M ROYCE | — | Sell | — | — |
| 2020-09-17 | CHARLES M ROYCE | — | Sell | — | — |
| 2020-09-16 | CHARLES M ROYCE | — | Sell | — | — |
| 2020-09-15 | CHARLES M ROYCE | — | Sell | — | — |
| 2020-01-09 | CHRISTOPHER D CLARK | President | Buy | — | — |
| 2017-01-30 | CHRISTOPHER D CLARK | President | Buy | — | — |
| 2016-12-07 | JOHN E DENNEEN | Secretary | Buy | — | — |
| 2016-10-27 | CHRISTOPHER D CLARK | President | Buy | — | — |
| 2016-10-07 | CHRISTOPHER D CLARK | President | Buy | — | — |
| 2016-03-22 | RICHARD M GALKIN | Director | — | — | — |
| 2015-12-03 | ARTHUR S MEHLMAN | Director | Buy | — | — |
| 2015-05-05 | JOHN D DIEDERICH | Vice President & Treasurer | — | — | — |
| 2014-11-12 | W WHITNEY GEORGE | Vice President | — | — | — |
| 2014-10-15 | Jack E. Fockler Jr. | Vice President | Sell | — | — |
| 2014-10-14 | Jack E. Fockler Jr. | Vice President | Sell | — | — |
| 2014-02-06 | Jack E. Fockler Jr. | Vice President | Buy | — | — |
| 2014-01-27 | Jack E. Fockler Jr. | Vice President | Buy | — | — |
| 2013-10-21 | STEPHEN L ISAACS | Director | Sell | — | — |
| 2011-12-02 | STEPHEN L ISAACS | Director | Sell | — | — |
| 2010-01-08 | Jack E. Fockler Jr. | Vice President | Sell | — | — |
| 2010-01-08 | Jack E. Fockler Jr. | Vice President | Sell | — | — |
| 2010-01-07 | Jack E. Fockler Jr. | Vice President | Sell | — | — |
| 2009-04-21 | Jack E. Fockler Jr. | Vice President | Buy | — | — |
| 2009-04-08 | Jack E. Fockler Jr. | Vice President | Buy | — | — |
| 2009-04-02 | Jack E. Fockler Jr. | Vice President | Buy | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | — | 1,053,996 | — |
| — | President | 73,319 | — |
| — | Secretary | 12,232 | — |
| — | Vice President | 11,587 | — |
| — | Director | 9,000 | — |
| — | Vice President | 5,000 | — |
| — | Director | 5,000 | — |
| — | Director | 4,979 | — |
| — | Director | 2,360 | — |
| — | Vice President & Treasurer | 2,345 | — |
| — | Vice President | 2,166 | — |
| — | Director | 1,881 | — |
| — | Director | 1,500 | — |
| — | Director | 474 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the RMT quote page; the site-wide leaderboard is on the insider transactions hub.