RSF · Insider Trading
RiverNorth Capital and Income Fund, Inc.
Every open-market purchase and sale reported by RSF officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2025-08-01 | Patrick W. Galley | Chief Executive Officer | J | +39,813 | +$572.91K |
| 2025-07-16 | RiverNorth Strategic Holdings, LLC | — | J | +2,984 | +$43.81K |
| 2025-07-16 | Patrick W. Galley | Chief Executive Officer | J | +23,633 | +$346.93K |
| 2025-05-29 | RiverNorth Strategic Holdings, LLC | — | Buy | +1,000 | +$15.01K |
| 2024-04-29 | Patrick W. Galley | Chief Executive Officer | A | +68,414 | +$1.03M |
| 2024-03-22 | Patrick W. Galley | Chief Executive Officer | Buy | +100 | +$1.61K |
| 2023-02-08 | Patrick W. Galley | — | Buy | +42,558 | +$674.12K |
| 2023-01-31 | Janae Stanton | — | A | +50 | +$809 |
| 2023-01-31 | Janae Stanton | — | A | +150 | +$2.71K |
| 2022-12-23 | Patrick W. Galley | President | Sell | −7,093 | −$176.11K |
| 2020-03-31 | Patrick W. Galley | President | Buy | +2,068 | +$47.74K |
| 2019-06-19 | Patrick W. Galley | President | Buy | +1,400 | +$27.50K |
| 2008-10-10 | Dana Erikson | Vice President | Buy | +5,700 | +$4.96K |
| 2008-10-10 | John Jay Feeney Jr | President | Buy | +8,000 | +$6.72K |
| 2007-10-24 | James C Kelsoe | — | Buy | +2,000 | +$30.74K |
| 2007-10-24 | James C Kelsoe | — | Buy | +2,000 | +$27.72K |
| 2007-07-19 | Joseph Thompson Weller | Treasurer & Ass't. Secretary | Buy | +1,000 | +$11.54K |
| 2007-07-18 | Charles D Maxwell | Secretary & Asst. Treasurer | Buy | +128 | +$1.50K |
| 2007-06-26 | James C Kelsoe | — | Buy | +2,000 | +$27.72K |
| 2007-06-21 | W Randall Pittman | Director | Buy | +500 | +$7.09K |
| 2007-03-09 | W Randall Pittman | Director | Buy | +500 | +$7.67K |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| Patrick W. Galley | Chief Executive Officer | 459,620 | $6.56M |
| RiverNorth Strategic Holdings, LLC | — | 3,984 | $56.85K |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the RSF quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.