RSF (RiverNorth Capital and Income Fund, Inc.)
Insider Trading Activity
Every open-market purchase and sale reported by RSF officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2025-08-01 | Patrick W. Galley | Chief Executive Officer | J | — | — |
| 2025-07-16 | RiverNorth Strategic Holdings, LLC | — | J | — | — |
| 2025-07-16 | Patrick W. Galley | Chief Executive Officer | J | — | — |
| 2025-05-29 | RiverNorth Strategic Holdings, LLC | — | Buy | — | — |
| 2024-04-29 | Patrick W. Galley | Chief Executive Officer | A | — | — |
| 2024-03-22 | Patrick W. Galley | Chief Executive Officer | Buy | — | — |
| 2023-02-08 | Patrick W. Galley | — | Buy | — | — |
| 2023-01-31 | Janae Stanton | — | A | — | — |
| 2023-01-31 | Janae Stanton | — | A | — | — |
| 2022-12-23 | Patrick W. Galley | President | Sell | — | — |
| 2020-03-31 | Patrick W. Galley | President | Buy | — | — |
| 2019-06-19 | Patrick W. Galley | President | Buy | — | — |
| 2008-10-10 | Dana Erikson | Vice President | Buy | — | — |
| 2008-10-10 | JOHN JAY JR FEENEY | President | Buy | — | — |
| 2007-10-24 | JAMES C KELSOE | — | Buy | — | — |
| 2007-10-24 | JAMES C KELSOE | — | Buy | — | — |
| 2007-07-19 | JOSEPH THOMPSON WELLER | Treasurer & Ass't. Secretary | Buy | — | — |
| 2007-07-18 | CHARLES D MAXWELL | Secretary & Asst. Treasurer | Buy | — | — |
| 2007-06-26 | JAMES C KELSOE | — | Buy | — | — |
| 2007-06-21 | W RANDALL PITTMAN | Director | Buy | — | — |
| 2007-03-09 | W RANDALL PITTMAN | Director | Buy | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | Chief Executive Officer | 459,620 | — |
| — | — | 3,984 | — |
| — | — | 150 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the RSF quote page; the site-wide leaderboard is on the insider transactions hub.