SFB (Stifel Financial Corp.5.20 percent Senior Notes due 2047)
Insider Trading Activity
Every open-market purchase and sale reported by SFB officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2012-12-21 | Stephen Chad Estep | Senior Vice President | MIXED | — | — |
| 2012-12-21 | THOMAS P MULROY | Director | MIXED | — | — |
| 2012-12-21 | Allen Brautigam | — | MIXED | — | — |
| 2012-12-21 | Victor Nesi | Director | MIXED | — | — |
| 2012-12-21 | David M Minnick | General Counsel & Senior VP | MIXED | — | — |
| 2012-12-21 | DAVID D SLINEY | Dir Strategic Planning & Tech | MIXED | — | — |
| 2012-12-21 | JAMES M ZEMLYAK | CHIEF FIN'L & ADMIN OFFCR | MIXED | — | — |
| 2012-12-21 | RONALD J KRUSZEWSKI | CHIEF EXECUTIVE OFFICER | MIXED | — | — |
| 2012-12-21 | FREDERICK O HANSER | Director | MIXED | — | — |
| 2012-12-19 | THOMAS W WEISEL | Director | Sell | — | — |
| 2012-12-19 | ROBERT E LEFTON | Director | MIXED | — | — |
| 2012-12-14 | RONALD J KRUSZEWSKI | CHIEF EXECUTIVE OFFICER | MIXED | — | — |
| 2012-11-13 | DAVID D SLINEY | Dir Strategic Planning & Tech | MIXED | — | — |
| 2012-09-19 | CHARLES A DILL | Director | Sell | — | — |
| 2012-06-25 | RICHARD F FORD | Director | M | — | — |
| 2012-06-21 | RICHARD F FORD | Director | MIXED | — | — |
| 2012-05-11 | David M Minnick | General Counsel & Senior VP | G | — | — |
| 2012-04-09 | DAVID D SLINEY | Dir Strategic Planning & Tech | M | — | — |
| 2012-04-09 | THOMAS W WEISEL | Director | M | — | — |
| 2012-03-09 | Victor Nesi | Director | MIXED | — | — |
| 2012-02-29 | BRUCE A BEDA | Director | Sell | — | — |
| 2012-02-24 | THOMAS W WEISEL | Director | M | — | — |
| 2012-02-22 | JAMES M OATES | Director | Sell | — | — |
| 2012-02-21 | Ben A Plotkin | Vice Chairman | Sell | — | — |
| 2012-02-16 | Stephen Chad Estep | Senior Vice President | A | — | — |
| 2012-02-16 | BERNARD N BURKEMPER | Controller | A | — | — |
| 2012-02-16 | RONALD J KRUSZEWSKI | CHIEF EXECUTIVE OFFICER | A | — | — |
| 2012-02-16 | RICHARD J HIMELFARB | Director | A | — | — |
| 2012-02-16 | JAMES M ZEMLYAK | CHIEF FIN'L & ADMIN OFFCR | A | — | — |
| 2012-02-16 | Allen Brautigam | — | A | — | — |
| 2012-02-16 | Victor Nesi | Director | A | — | — |
| 2012-02-16 | THOMAS W WEISEL | Director | A | — | — |
| 2012-02-16 | THOMAS P MULROY | Director | A | — | — |
| 2012-02-16 | David M Minnick | General Counsel & Senior VP | A | — | — |
| 2012-02-16 | Ben A Plotkin | Vice Chairman | A | — | — |
| 2012-02-16 | DAVID D SLINEY | Dir Strategic Planning & Tech | A | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | CHIEF EXECUTIVE OFFICER | 971,739 | — |
| — | CHIEF FIN'L & ADMIN OFFCR | 699,017 | — |
| — | Director | 370,300 | — |
| — | Director | 308,144 | — |
| — | Director | 259,308 | — |
| — | Vice Chairman | 168,951 | — |
| — | Director | 123,916 | — |
| — | Dir Strategic Planning & Tech | 83,725 | — |
| — | Director | 79,021 | — |
| — | Director | 50,573 | — |
| — | Director | 47,235 | — |
| — | Director | 44,184 | — |
| — | Director | 42,721 | — |
| — | Controller | 37,956 | — |
| — | Director | 30,256 | — |
| — | — | 21,535 | — |
| — | General Counsel & Senior VP | 13,311 | — |
| — | Senior Vice President | 2,366 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the SFB quote page; the site-wide leaderboard is on the insider transactions hub.