SFB · Insider Trading
Stifel Financial Corp.5.20 percent Senior Notes due 2047
Every open-market purchase and sale reported by SFB officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2012-12-21 | Stephen Chad Estep | Senior Vice President | MIXED | +148 | −$2.24K |
| 2012-12-21 | Thomas P Mulroy | Director | MIXED | +3,951 | −$101.68K |
| 2012-12-21 | Allen Brautigam | — | MIXED | +1,429 | −$21.42K |
| 2012-12-21 | Victor Nesi | Director | MIXED | +3,950 | −$105.26K |
| 2012-12-21 | David M Minnick | General Counsel & Senior VP | MIXED | +479 | −$7.17K |
| 2012-12-21 | David D Sliney | Dir Strategic Planning & Tech | MIXED | +1,531 | −$35.23K |
| 2012-12-21 | James M Zemlyak | CHIEF FIN'L & ADMIN OFFCR | MIXED | +32,783 | −$781.59K |
| 2012-12-21 | Ronald J Kruszewski | CHIEF EXECUTIVE OFFICER | MIXED | +49,416 | −$1.18M |
| 2012-12-21 | Frederick O Hanser | Director | MIXED | +12,811 | +$14 |
| 2012-12-19 | Thomas W Weisel | Director | Sell | −39,453 | −$1.26M |
| 2012-12-19 | Robert E Lefton | Director | MIXED | +2,627 | +$23 |
| 2012-12-14 | Ronald J Kruszewski | CHIEF EXECUTIVE OFFICER | MIXED | +23,585 | −$529.60K |
| 2012-11-13 | David D Sliney | Dir Strategic Planning & Tech | MIXED | +10,558 | −$236.49K |
| 2012-09-19 | Charles A Dill | Director | Sell | −24,003 | −$864.65K |
| 2012-06-25 | Richard F Ford | Director | M | +19,055 | — |
| 2012-06-21 | Richard F Ford | Director | MIXED | — | −$242.44K |
| 2012-05-11 | David M Minnick | General Counsel & Senior VP | G | −100 | — |
| 2012-04-09 | David D Sliney | Dir Strategic Planning & Tech | M | +9,202 | — |
| 2012-04-09 | Thomas W Weisel | Director | M | +18,726 | — |
| 2012-03-09 | Victor Nesi | Director | MIXED | +25,279 | −$840.30K |
| 2012-02-29 | Bruce A Beda | Director | Sell | −6,000 | −$229.68K |
| 2012-02-24 | Thomas W Weisel | Director | M | +13,137 | — |
| 2012-02-22 | James M Oates | Director | Sell | −19,434 | −$754.04K |
| 2012-02-21 | Ben A Plotkin | Vice Chairman | Sell | −23,000 | −$905.49K |
| 2012-02-16 | Stephen Chad Estep | Senior Vice President | A | — | — |
| 2012-02-16 | Bernard N Burkemper | Controller | A | — | — |
| 2012-02-16 | Ronald J Kruszewski | CHIEF EXECUTIVE OFFICER | A | — | — |
| 2012-02-16 | Richard J Himelfarb | Director | A | — | — |
| 2012-02-16 | James M Zemlyak | CHIEF FIN'L & ADMIN OFFCR | A | — | — |
| 2012-02-16 | Allen Brautigam | — | A | — | — |
| 2012-02-16 | Victor Nesi | Director | A | — | — |
| 2012-02-16 | Thomas W Weisel | Director | A | — | — |
| 2012-02-16 | Thomas P Mulroy | Director | A | — | — |
| 2012-02-16 | David M Minnick | General Counsel & Senior VP | A | — | — |
| 2012-02-16 | Ben A Plotkin | Vice Chairman | A | — | — |
| 2012-02-16 | David D Sliney | Dir Strategic Planning & Tech | A | — | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the SFB quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.