SNEX · Insider Trading

StoneX Group Inc. Common Stock

Every open-market purchase and sale reported by SNEX officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Form 4 Filings
50
most recent
Open-Market Buys
1
code P
Sales
12
code S
Reporting Insiders
18
current holders
SNEX — Recent Form 4 Transactions (latest 2026-11-02)
FiledInsiderRole TypeSharesValue
2026-11-02 Anthony J DiCiollo Head of Institutional Segment A +6,604 —
2026-11-02 Diane L. Cooper Director A +164 —
2026-11-02 Steven A Kass Director A +246 —
2026-11-02 John Moore Fowler Director MIXED +138 −$5.71K
2026-11-02 Dhamu R. Thamodaran Director A +201 —
2026-11-02 John Radziwill Chairman of the Board A +310 —
2026-10-15 Philip Andrew Smith Chief Executive Officer MIXED — −$2.28M
2026-10-14 Mark Lowry Maurer — MIXED +16,419 −$2.58M
2026-10-13 Sean Michael Oconnor Executive Vice-Chairman-Board MIXED +81,352 −$3.19M
2026-09-29 Philip Andrew Smith Chief Executive Officer MIXED — −$3.19M
2026-09-16 Abigail H Perkins Chief Information Officer Sell −8,924 −$614.22K
2026-09-16 Diego Rotsztain Chief Governance/Legal Officer MIXED — −$2.83M
2026-09-15 Mark Lowry Maurer — MIXED −33,720 −$6.39M
2026-09-11 Charles M Lyon President G −500 —
2026-08-17 William J Dunaway Chief Financial Officer MIXED +30,072 −$5.28M
2026-08-11 Abigail H Perkins Chief Information Officer MIXED — −$236.49K
2026-08-11 Dhamu R. Thamodaran Director Buy +2,500 +$161.21K
2026-08-11 Mark Lowry Maurer — MIXED +16,724 −$2.87M
2026-08-06 John Moore Fowler Director Sell −1,575 −$118.77K
2026-08-05 Diane L. Cooper Director A +116 —
2026-08-05 John Radziwill Chairman of the Board A +219 —
2026-08-05 John Moore Fowler Director MIXED −23 −$15.29K
2026-08-03 Dhamu R. Thamodaran Director A +142 —
2026-08-03 John Moore Fowler Director MIXED −56 −$17.85K
2026-08-03 Steven A Kass Director A +174 —
2026-07-27 Diego Rotsztain Chief Governance/Legal Officer Sell −20,630 −$1.53M
2026-07-23 Philip Andrew Smith Chief Executive Officer MIXED — −$2.94M
2026-07-23 Mark Lowry Maurer — MIXED +16,996 −$3.28M
2026-07-23 William J Dunaway Chief Financial Officer MIXED +30,593 −$6.01M
2026-07-23 Sean Michael Oconnor Executive Vice-Chairman-Board MIXED +120,066 −$5.80M
2026-07-23 Diego Rotsztain Chief Governance/Legal Officer MIXED +20,630 −$1.61M
2026-07-21 Abigail H Perkins Chief Information Officer Sell −8,919 −$628.15K
2026-07-16 Annabelle G Bexiga Director Sell −1,500 −$170.88K
2026-07-01 Philip Andrew Smith Chief Executive Officer MIXED −14,040 −$5.62M
2026-06-17 Mark Lowry Maurer — MIXED — −$5.62M
2026-06-16 Annabelle G Bexiga Director Sell −1,500 −$200.04K
2026-06-16 Charles M Lyon President Sell −9,000 −$1.19M
2026-06-16 Sean Michael Oconnor Executive Vice-Chairman-Board Sell −150,000 −$19.99M
2026-06-15 Abigail H Perkins Chief Information Officer G −2,000 —
2026-06-15 William J Dunaway Chief Financial Officer MIXED +20,773 −$7.22M
2026-06-09 Abigail H Perkins Chief Information Officer MIXED — −$431.73K
2026-05-26 Philip Andrew Smith Chief Executive Officer Sell −8,535 −$962.09K
2026-05-26 Mark Lowry Maurer — Sell −11,398 −$1.28M
2026-05-20 Diego Rotsztain Chief Governance/Legal Officer MIXED — −$3.16M
2026-05-20 Diego Rotsztain Chief Governance/Legal Officer MIXED — −$3.16M
2026-05-19 Sean Michael Oconnor Executive Vice-Chairman-Board MIXED — −$29.16M
2026-05-18 Annabelle G Bexiga Director Sell −1,500 −$169.23K
2026-05-18 William J Dunaway Chief Financial Officer MIXED +20,358 −$5.95M
2026-05-15 Mark Lowry Maurer — MIXED +11,398 −$3.44M
2026-05-13 Aaron Schroeder Chief Accounting Officer Sell −3,500 −$429.27K
SNEX — Current Insider Holders
InsiderRole Shares HeldValue
Sean Michael Oconnor Executive Vice-Chairman-Board 2,468,328 $140.28M
John Radziwill Chairman of the Board 2,381,265 $135.33M
Philip Andrew Smith Chief Executive Officer 783,216 $44.51M
William J Dunaway Chief Financial Officer 598,693 $34.02M
Charles M Lyon President 324,242 $18.43M
Mark Lowry Maurer — 272,616 $15.49M
Glenn Henry Stevens — 263,128 $14.95M
John Moore Fowler Director 262,159 $14.90M
Anthony J DiCiollo Head of Institutional Segment 169,390 $9.63M
Abigail H Perkins Chief Information Officer 88,496 $5.03M
Dhamu R. Thamodaran Director 81,609 $4.64M
Steven A Kass Director 80,319 $4.56M
Aaron Schroeder Chief Accounting Officer 77,222 $4.39M
Eric Parthemore Director 65,811 $3.74M
Diane L. Cooper Director 56,266 $3.20M
Diego Rotsztain Chief Governance/Legal Officer 55,168 $3.14M
Annabelle G Bexiga Director 28,032 $1.59M
Stuart Davison Chief Operating Officer 26,188 $1.49M
SNEX Insider Trading FAQ
Who are the insiders at SNEX?
18 officers, directors and 10%+ beneficial owners currently report holdings in SNEX via SEC Form 4.
Are SNEX insiders buying or selling?
Across the 50 most recent Form 4 filings for SNEX, 1 were open-market purchases (code P) and 12 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.
How current is SNEX insider data?
Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent SNEX filing is dated 2026-11-02.
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the SNEX quote page; the site-wide leaderboard is on the insider transactions hub.

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.