SPXX (NUVEEN S&P 500 DYNAMIC OVERWRITE FUND)
Insider Trading Activity
Every open-market purchase and sale reported by SPXX officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2018-04-30 | Ben F. Johnson III | Director | A | — | — |
| 2018-04-30 | Sarah Beshar | Director | A | — | — |
| 2018-04-30 | Nigel Sheinwald | Director | A | — | — |
| 2018-04-30 | Denis Kessler | Director | A | — | — |
| 2018-04-30 | C ROBERT HENRIKSON | Director | A | — | — |
| 2018-04-30 | ROD CANION | Director | A | — | — |
| 2018-04-30 | PHOEBE A WOOD | Director | A | — | — |
| 2018-04-30 | G RICHARD WAGONER JR | Director | A | — | — |
| 2018-03-22 | Philip Taylor | Senior Managing Director | MIXED | — | — |
| 2018-03-16 | Andrew Schlossberg | Senior Managing Director | F | — | — |
| 2018-03-16 | MARTIN L FLANAGAN | President & CEO | MIXED | — | — |
| 2018-03-13 | Colin Meadows | Senior Managing Director | F | — | — |
| 2018-03-13 | KEVIN M CAROME | SMD and General Counsel | F | — | — |
| 2018-03-12 | Annette Lege | Chief Accounting Officer | Sell | — | — |
| 2018-03-07 | Annette Lege | Chief Accounting Officer | A | — | — |
| 2018-03-02 | Andrew Schlossberg | Senior Managing Director | F | — | — |
| 2018-03-02 | LOREN M STARR | SMD & CFO | MIXED | — | — |
| 2018-03-02 | Annette Lege | Chief Accounting Officer | MIXED | — | — |
| 2018-03-02 | Colin Meadows | Senior Managing Director | MIXED | — | — |
| 2018-03-02 | KEVIN M CAROME | SMD and General Counsel | MIXED | — | — |
| 2018-03-02 | Gregory McGreevey | Senior Managing Director | MIXED | — | — |
| 2018-03-02 | Philip Taylor | Senior Managing Director | MIXED | — | — |
| 2018-03-02 | Andrew Tak Shing Lo | Senior Managing Director | MIXED | — | — |
| 2018-03-02 | MARTIN L FLANAGAN | President & CEO | A | — | — |
| 2018-02-28 | Sarah Beshar | Director | Buy | — | — |
| 2018-02-16 | KEVIN M CAROME | SMD and General Counsel | Sell | — | — |
| 2018-02-05 | Ben F. Johnson III | Director | A | — | — |
| 2018-02-05 | Sarah Beshar | Director | A | — | — |
| 2018-02-05 | Nigel Sheinwald | Director | A | — | — |
| 2018-02-05 | PHOEBE A WOOD | Director | A | — | — |
| 2018-02-05 | Denis Kessler | Director | A | — | — |
| 2018-02-05 | G RICHARD WAGONER JR | Director | A | — | — |
| 2018-02-05 | C ROBERT HENRIKSON | Director | A | — | — |
| 2018-02-05 | ROD CANION | Director | A | — | — |
| 2017-12-19 | Andrew Schlossberg | Senior Managing Director | F | — | — |
| 2017-12-19 | Gregory McGreevey | Senior Managing Director | F | — | — |
| 2017-12-19 | Philip Taylor | Senior Managing Director | MIXED | — | — |
| 2017-11-20 | Ben F. Johnson III | Director | G | — | — |
| 2017-11-02 | Colin Meadows | Senior Managing Director | Sell | — | — |
| 2017-10-30 | Nigel Sheinwald | Director | A | — | — |
| 2017-10-30 | Denis Kessler | Director | A | — | — |
| 2017-10-30 | Ben F. Johnson III | Director | A | — | — |
| 2017-10-30 | C ROBERT HENRIKSON | Director | A | — | — |
| 2017-10-30 | ROD CANION | Director | A | — | — |
| 2017-10-30 | Sarah Beshar | Director | A | — | — |
| 2017-10-30 | PHOEBE A WOOD | Director | A | — | — |
| 2017-10-30 | G RICHARD WAGONER JR | Director | A | — | — |
| 2017-09-01 | MARTIN L FLANAGAN | President & CEO | G | — | — |
| 2017-08-01 | Nigel Sheinwald | Director | A | — | — |
| 2017-07-31 | Denis Kessler | Director | A | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | Senior Managing Director | 718,804 | — |
| — | SMD and General Counsel | 485,272 | — |
| — | SMD & CFO | 481,849 | — |
| — | President & CEO | 399,331 | — |
| — | Senior Managing Director | 394,335 | — |
| — | Senior Managing Director | 343,197 | — |
| — | Senior Managing Director | 210,678 | — |
| — | Senior Managing Director | 194,602 | — |
| — | Senior Managing Director | 163,595 | — |
| — | Chief Accounting Officer | 90,835 | — |
| — | Chief Accounting Officer | 57,833 | — |
| — | Director | 49,565 | — |
| — | Director | 49,418 | — |
| — | Director | 37,920 | — |
| — | Director | 37,320 | — |
| — | Director | 30,015 | — |
| — | Director | 25,299 | — |
| — | Director | 23,950 | — |
| — | Director | 13,048 | — |
| — | Director | 10,084 | — |
| — | — | 5,600 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the SPXX quote page; the site-wide leaderboard is on the insider transactions hub.