SPXX · Insider Trading
NUVEEN S&P 500 DYNAMIC OVERWRITE FUND
Every open-market purchase and sale reported by SPXX officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2018-04-30 | Ben F. Johnson III | Director | A | +1,225 | — |
| 2018-04-30 | Sarah Beshar | Director | A | +1,225 | — |
| 2018-04-30 | Nigel Sheinwald | Director | A | +1,225 | — |
| 2018-04-30 | Denis Kessler | Director | A | +1,225 | — |
| 2018-04-30 | C Robert Henrikson | Director | A | +1,225 | — |
| 2018-04-30 | Rod Canion | Director | A | +1,225 | — |
| 2018-04-30 | Phoebe A Wood | Director | A | +1,225 | — |
| 2018-04-30 | G Richard Wagoner Jr | Director | A | +1,225 | — |
| 2018-03-22 | Philip Taylor | Senior Managing Director | MIXED | +443 | −$16.49K |
| 2018-03-16 | Andrew Schlossberg | Senior Managing Director | F | −545 | −$17.94K |
| 2018-03-16 | Martin L Flanagan | President & CEO | MIXED | −422,860 | −$14.01M |
| 2018-03-13 | Colin Meadows | Senior Managing Director | F | −34,526 | −$1.12M |
| 2018-03-13 | Kevin M Carome | SMD and General Counsel | F | −24,431 | −$794.98K |
| 2018-03-12 | Annette Lege | Chief Accounting Officer | Sell | −5,000 | −$171.55K |
| 2018-03-07 | Annette Lege | Chief Accounting Officer | A | +11,812 | — |
| 2018-03-02 | Andrew Schlossberg | Senior Managing Director | F | −11,702 | −$380.78K |
| 2018-03-02 | Loren M Starr | SMD & CFO | MIXED | +26,626 | −$1.04M |
| 2018-03-02 | Annette Lege | Chief Accounting Officer | MIXED | +6,530 | −$87.50K |
| 2018-03-02 | Colin Meadows | Senior Managing Director | MIXED | +38,550 | −$851.18K |
| 2018-03-02 | Kevin M Carome | SMD and General Counsel | MIXED | +24,977 | −$613.93K |
| 2018-03-02 | Gregory McGreevey | Senior Managing Director | MIXED | +12,287 | −$916.65K |
| 2018-03-02 | Philip Taylor | Senior Managing Director | MIXED | +50,427 | −$1.89M |
| 2018-03-02 | Andrew Tak Shing Lo | Senior Managing Director | MIXED | +84,165 | — |
| 2018-03-02 | Martin L Flanagan | President & CEO | A | +248,002 | — |
| 2018-02-28 | Sarah Beshar | Director | Buy | +2,970 | +$98.96K |
| 2018-02-16 | Kevin M Carome | SMD and General Counsel | Sell | −25,000 | −$834.50K |
| 2018-02-05 | Ben F. Johnson III | Director | A | +1,006 | — |
| 2018-02-05 | Sarah Beshar | Director | A | +1,006 | — |
| 2018-02-05 | Nigel Sheinwald | Director | A | +1,006 | — |
| 2018-02-05 | Phoebe A Wood | Director | A | +1,006 | — |
| 2018-02-05 | Denis Kessler | Director | A | +1,006 | — |
| 2018-02-05 | G Richard Wagoner Jr | Director | A | +1,006 | — |
| 2018-02-05 | C Robert Henrikson | Director | A | +1,006 | — |
| 2018-02-05 | Rod Canion | Director | A | +1,006 | — |
| 2017-12-19 | Andrew Schlossberg | Senior Managing Director | F | −3,347 | −$122.37K |
| 2017-12-19 | Gregory McGreevey | Senior Managing Director | F | −3,825 | −$139.84K |
| 2017-12-19 | Philip Taylor | Senior Managing Director | MIXED | +13,586 | +$496.70K |
| 2017-11-20 | Ben F. Johnson III | Director | G | −291 | — |
| 2017-11-02 | Colin Meadows | Senior Managing Director | Sell | −54,215 | −$1.95M |
| 2017-10-30 | Nigel Sheinwald | Director | A | +982 | — |
| 2017-10-30 | Denis Kessler | Director | A | +982 | — |
| 2017-10-30 | Ben F. Johnson III | Director | A | +982 | — |
| 2017-10-30 | C Robert Henrikson | Director | A | +982 | — |
| 2017-10-30 | Rod Canion | Director | A | +982 | — |
| 2017-10-30 | Sarah Beshar | Director | A | +982 | — |
| 2017-10-30 | Phoebe A Wood | Director | A | +982 | — |
| 2017-10-30 | G Richard Wagoner Jr | Director | A | +982 | — |
| 2017-09-01 | Martin L Flanagan | President & CEO | G | — | — |
| 2017-08-01 | Nigel Sheinwald | Director | A | +1,055 | — |
| 2017-07-31 | Denis Kessler | Director | A | +1,055 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the SPXX quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.