UMBF · Insider Trading
UMB Financial Corp
Every open-market purchase and sale reported by UMBF officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-09-03 | Greg M Graves | Director | Buy | +573 | +$80.01K |
| 2026-09-03 | Tamara Peterman | Director | Buy | +394 | +$55.01K |
| 2026-08-18 | Thomas S Terry | Chief Credit Officer | Sell | −5,713 | −$867.06K |
| 2026-08-18 | Ram Shankar | Chief Financial Officer | Sell | −2,000 | −$303.22K |
| 2026-08-07 | Susan G Murphy | Director | Sell | −1,377 | −$200.43K |
| 2026-08-07 | Susan G Murphy | Director | Sell | −1,377 | −$200.43K |
| 2026-08-06 | David Carl Odgers | Chief Accounting Officer | Sell | −145 | −$21.36K |
| 2026-08-06 | J Mariner Kemper | Chairman and CEO | Sell | −15,062 | −$2.24M |
| 2026-08-06 | J Mariner Kemper | Chairman and CEO | Sell | −15,062 | −$2.24M |
| 2026-08-06 | David Carl Odgers | Chief Accounting Officer | Sell | −145 | −$21.36K |
| 2026-08-04 | Phillip James Mason | President, Inst. Banking | Sell | −800 | −$117.60K |
| 2026-08-04 | Uma Wilson | Executive Vice President | Sell | −4,145 | −$613.46K |
| 2026-08-04 | J Mariner Kemper | Chairman and CEO | MIXED | +5,561 | −$618.53K |
| 2026-08-04 | Nikki Farentino Newton | President, Private Wealth Mgmt | Sell | −2,000 | −$297.20K |
| 2026-07-31 | Kevin Charles Gallagher | Director | Sell | −360 | −$52.25K |
| 2026-07-31 | Robert Brian Beaird | Chief Human Resource Officer | Sell | −1,600 | −$231.04K |
| 2025-01-29 | Uma Wilson | Executive Vice President | MIXED | +1,128 | −$68.43K |
| 2025-01-29 | Thomas S Terry | Chief Credit Officer | MIXED | +1,245 | −$74.72K |
| 2025-01-29 | Ram Shankar | Chief Financial Officer | MIXED | +1,800 | −$102.58K |
| 2025-01-29 | James D Rine | President | MIXED | +4,667 | −$249.73K |
| 2025-01-29 | David Carl Odgers | Chief Accounting Officer | MIXED | +369 | −$24.22K |
| 2025-01-29 | Nikki Farentino Newton | President, Private Wealth Mgmt | MIXED | +1,244 | −$74.48K |
| 2025-01-29 | Phillip James Mason | President, Inst. Banking | MIXED | +542 | −$35.36K |
| 2025-01-29 | Stacy H King | Chief Risk Officer | MIXED | +898 | −$58.01K |
| 2025-01-29 | J Mariner Kemper | Chairman and CEO | MIXED | +14,761 | −$1.14M |
| 2025-01-29 | Shannon Andresen Johnson | Chief Administrative Officer | MIXED | +1,722 | −$98.95K |
| 2025-01-29 | Amy Harris | EVP and Chief Legal Officer | MIXED | +780 | −$51.84K |
| 2025-01-29 | Robert Brian Beaird | Chief Human Resource Officer | MIXED | +932 | −$59.71K |
| 2024-12-13 | Thomas S Terry | Chief Credit Officer | G | −930 | — |
| 2024-12-11 | John Pauls | EVP & General Counsel | G | −300 | — |
| 2024-12-04 | J Mariner Kemper | Chairman and CEO | Sell | −24,300 | −$3.04M |
| 2024-11-21 | Robert Brian Beaird | Chief Human Resource Officer | Sell | −854 | −$105.36K |
| 2024-11-12 | Thomas S Terry | Chief Credit Officer | Sell | −3,959 | −$491.70K |
| 2024-11-12 | Nikki Farentino Newton | President, Private Wealth Mgmt | Sell | −1,200 | −$149.47K |
| 2024-11-06 | James D Rine | President | Sell | −6,255 | −$764.98K |
| 2024-11-06 | David Carl Odgers | Chief Accounting Officer | Sell | −100 | −$12.29K |
| 2024-11-05 | Tamara Peterman | Director | Buy | +180 | +$19.73K |
| 2024-11-05 | Greg M Graves | Director | Buy | +257 | +$28.16K |
| 2024-11-04 | J Mariner Kemper | Chairman and CEO | Sell | −24,300 | −$2.64M |
| 2024-11-04 | John Pauls | EVP & General Counsel | Sell | −849 | −$93.74K |
| 2024-10-02 | J Mariner Kemper | Chairman and CEO | Sell | −24,300 | −$2.47M |
| 2024-09-06 | Kris A Robbins | Director | Sell | −5,000 | −$512.50K |
| 2024-09-04 | J Mariner Kemper | Chairman and CEO | Sell | −24,300 | −$2.50M |
| 2024-08-27 | Ram Shankar | Chief Financial Officer | Sell | −2,000 | −$207.54K |
| 2024-08-27 | James D Rine | President | Sell | −7,315 | −$735.16K |
| 2024-08-27 | Thomas S Terry | Chief Credit Officer | Sell | −6,133 | −$635.81K |
| 2024-08-26 | J Mariner Kemper | Chairman and CEO | Sell | −1,000 | −$97.85K |
| 2024-08-26 | Phillip James Mason | President, Inst. Banking | Sell | −574 | −$59.19K |
| 2024-08-26 | Uma Wilson | Executive Vice President | MIXED | — | −$36.03K |
| 2024-08-20 | Nikki Farentino Newton | President, Private Wealth Mgmt | Sell | −1,200 | −$117.92K |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| J Mariner Kemper | Chairman and CEO | 720,739 | $94.49M |
| James D Rine | President | 44,750 | $5.87M |
| Greg M Graves | Director | 40,463 | $5.30M |
| Thomas S Terry | Chief Credit Officer | 35,777 | $4.69M |
| Ram Shankar | Chief Financial Officer | 31,994 | $4.19M |
| Shannon Andresen Johnson | Chief Administrative Officer | 23,323 | $3.06M |
| Uma Wilson | Executive Vice President | 20,564 | $2.70M |
| Kevin Charles Gallagher | Director | 19,992 | $2.62M |
| Nikki Farentino Newton | President, Private Wealth Mgmt | 12,056 | $1.58M |
| Tamara Peterman | Director | 10,680 | $1.40M |
| Susan G Murphy | Director | 10,635 | $1.39M |
| Robert Brian Beaird | Chief Human Resource Officer | 9,171 | $1.20M |
| Phillip James Mason | President, Inst. Banking | 9,135 | $1.20M |
| John Pauls | EVP & General Counsel | 7,107 | $931.84K |
| David Carl Odgers | Chief Accounting Officer | 6,845 | $897.42K |
| Stacy H King | Chief Risk Officer | 6,204 | $813.44K |
| Amy Harris | EVP and Chief Legal Officer | 3,757 | $492.66K |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the UMBF quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.