FNY vs MMSC
First Trust Mid Cap Growth AlphaDEX Fund against First Trust Multi-Manager Small Cap Opportunities ETF: cost, size, returns, what they hold and how much of it is the same.
Overlap by weight
25%
62 shared positions
Fee gap
22 bp
FNY is cheaper
1-year return gap
4.6 pts
MMSC is ahead
Larger fund
FNY
$570M
Side by side
| FNY | MMSC | |
|---|---|---|
| Fund | First Trust Mid Cap Growth AlphaDEX Fund | First Trust Multi-Manager Small Cap Opportunities ETF |
| Issuer | First Trust | First Trust |
| Category | Multi-Factor | Small Cap Blend |
| Expense ratio | 0.73% | 0.95% |
| Assets | $570M | $52M |
| Average daily dollar volume | $1.3M | $113K |
| Listed | Apr 19, 2011 | Oct 13, 2021 |
| FrenzyCap score | 45 | 27 |
| 1-month return | +0.1% | −0.1% |
| 3-month return | −3.4% | −4.8% |
| Year to date | +9.7% | +12.2% |
| 1-year return | +7.1% | +11.7% |
| 30-day volatility | 15.7% | 15.5% |
| Worst drawdown, 1 year | −12.0% | −14.1% |
| Trailing 12-month yield | — | — |
| Holdings | 227 | 202 |
| Top 10 weight | 9.9% | 15.1% |
| Look-through P/E | 56.6 | 334.9 |
| Holdings vs fair value | +10.7% | +3.9% |
| Holdings above 200-day average | 35% | 45% |
| Net flow, latest 3 reported months | +$53M thru Jul 2026 | +$1.4M thru May 2026 |
| 30-day implied volatility | 22.7% | — |
| Holdings as of | as of Apr 30, 2026SEC filing | as of May 31, 2026SEC filing |
Returns are price returns and exclude distributions. Flows are each fund's own latest reported months and may not cover the same period.
Largest shared holdings
34% of FNY · 33% of MMSC| Holding | FNY | MMSC |
|---|---|---|
| POWL | 1.02% | 0.89% |
| PL | 0.88% | 1.67% |
| SITM | 0.86% | 1.00% |
| STRL | 0.84% | 0.85% |
| FCFS | 0.77% | 1.27% |
| MOD | 0.78% | 0.75% |
| VICR | 1.11% | 0.71% |
| FIVE | 0.68% | 0.71% |
| DY | 0.81% | 0.66% |
| WULF | 1.00% | 0.61% |
| RMBS | 0.53% | 1.11% |
| AXSM | 0.65% | 0.51% |
| GH | 0.50% | 0.97% |
| PTCT | 0.51% | 0.49% |
| ARWR | 0.78% | 0.49% |
| BOOT | 0.47% | 0.52% |
| SMTC | 0.54% | 0.46% |
| KRMN | 0.45% | 0.71% |
| AAON | 0.45% | 0.62% |
| AEIS | 0.79% | 0.44% |
| MDGL | 0.52% | 0.42% |
| DOCN | 0.74% | 0.42% |
| ULS | 0.56% | 0.41% |
| EXEL | 0.41% | 0.69% |
| CIFR | 0.55% | 0.41% |
Sector mix of the stock holdings
| Sector | FNY | MMSC | Gap |
|---|---|---|---|
| Industrials | 22.5% | 25.2% | −2.7% |
| Technology | 17.5% | 21.7% | −4.2% |
| Health Care | 18.5% | 19.7% | −1.2% |
| Consumer Discretionary | 13.2% | 8.8% | +4.3% |
| Financials | 8.9% | 6.1% | +2.9% |
| Materials | 4.2% | 3.9% | +0.2% |
| Real Estate | 6.1% | 0.0% | +6.1% |
| Communication Services | 3.4% | 0.0% | +3.4% |
| Energy | 0.7% | 2.2% | −1.6% |
| Utilities | 2.2% | 0.6% | +1.7% |
| Consumer Staples | 1.3% | 0.6% | +0.8% |
| Other | 0.1% | 0.2% | −0.1% |
More: full overlap table · FNY holdings · MMSC holdings
Fund data comes from each fund's SEC filings and issuer disclosures and is shown with the date it is as of. SEC portfolio and flow filings become public about 60 days after the period they cover. Nothing here is investment advice; see Terms.