FYC vs KBFR
First Trust Small Cap Growth AlphaDEX Fund against Innovator U.S. Small Cap Managed 10 Buffer ETF: cost, size, returns, what they hold and how much of it is the same.
Overlap by weight
21%
193 shared positions
Fee gap
9 bp
FYC is cheaper
1-year return gap
—
Larger fund
FYC
$1.3B
Side by side
| FYC | KBFR | |
|---|---|---|
| Fund | First Trust Small Cap Growth AlphaDEX Fund | Innovator U.S. Small Cap Managed 10 Buffer ETF |
| Issuer | First Trust | Innovator |
| Category | Multi-Factor | Buffer |
| Expense ratio | 0.70% | 0.79% |
| Assets | $1.3B | $13M |
| Average daily dollar volume | $10M | $103K |
| Listed | Apr 19, 2011 | Feb 23, 2026 |
| FrenzyCap score | 56 | 35 |
| 1-month return | −2.7% | −0.2% |
| 3-month return | −3.9% | −1.8% |
| Year to date | +17.9% | — |
| 1-year return | +19.3% | — |
| 30-day volatility | 18.3% | 10.0% |
| Worst drawdown, 1 year | −13.5% | −7.1% |
| Trailing 12-month yield | 0.11% | 0.47% |
| Holdings | 265 | 834 |
| Top 10 weight | 7.6% | 6.6% |
| Look-through P/E | — | 71.5 |
| Holdings vs fair value | +12.5% | +16.8% |
| Holdings above 200-day average | 70% | 60% |
| Net flow, latest 3 reported months | +$185M thru Jul 2026 | +$2.7M thru Jul 2026 |
| 30-day implied volatility | 23.0% | — |
| Holdings as of | as of Oct 21, 2026issuer data | as of Oct 22, 2026issuer data |
Returns are price returns and exclude distributions. Flows are each fund's own latest reported months and may not cover the same period.
Largest shared holdings
72% of FYC · 21% of KBFR| Holding | FYC | KBFR |
|---|---|---|
| AMPL | 0.76% | 0.24% |
| HTFL | 0.72% | 0.24% |
| BRZE | 0.68% | 0.23% |
| EXPO | 0.42% | 0.23% |
| IOVA | 0.63% | 0.20% |
| WK | 0.45% | 0.20% |
| DAVE | 0.60% | 0.20% |
| FA | 0.71% | 0.20% |
| QTWO | 0.45% | 0.20% |
| DK | 0.70% | 0.20% |
| PLMR | 0.58% | 0.19% |
| INTA | 0.47% | 0.18% |
| GRAL | 0.48% | 0.18% |
| FIGS | 0.74% | 0.18% |
| CNK | 0.55% | 0.18% |
| GEO | 0.58% | 0.17% |
| RXO | 0.72% | 0.17% |
| TENB | 0.57% | 0.17% |
| IDYA | 0.47% | 0.17% |
| SLG | 0.24% | 0.17% |
| AAMI | 0.66% | 0.16% |
| ECPG | 0.70% | 0.16% |
| FLYW | 0.68% | 0.16% |
| JOE | 0.39% | 0.16% |
| PBI | 0.68% | 0.15% |
Sector mix of the stock holdings
| Sector | FYC | KBFR | Gap |
|---|---|---|---|
| Health Care | 28.5% | 15.7% | +12.8% |
| Technology | 18.9% | 13.2% | +5.8% |
| Industrials | 15.1% | 15.8% | −0.7% |
| Financials | 13.3% | 17.0% | −3.8% |
| Consumer Discretionary | 8.4% | 11.3% | −2.9% |
| Real Estate | 4.8% | 5.7% | −0.8% |
| Energy | 3.5% | 3.5% | +0.0% |
| Materials | 1.2% | 4.7% | −3.5% |
| Communication Services | 3.1% | 1.3% | +1.8% |
| Utilities | 1.4% | 3.0% | −1.6% |
| Consumer Staples | 1.3% | 2.2% | −0.9% |
| Other | 0.0% | 0.2% | −0.2% |
More: full overlap table · FYC holdings · KBFR holdings
Fund data comes from each fund's SEC filings and issuer disclosures and is shown with the date it is as of. SEC portfolio and flow filings become public about 60 days after the period they cover. Nothing here is investment advice; see Terms.