TRAN CAPITAL MANAGEMENT, L.P. — 13F Holdings & Portfolio
CIK 1009262 · latest 13F-HR filed 2026-10-19
TRAN CAPITAL MANAGEMENT, L.P. manages $872.9M in 13F-reported U.S. long-equity assets across 67 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are ARM (7.87%), NVDA (7.49%), PANW (5.72%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 6 new positions and exited 5; 16 existing positions rose in reported value and 24 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Loading holdings…
AUM
$872.9M
Long-equity book
Holdings
67
Distinct positions
Period
2026-09-30
Filed 2026-10-19
Q/Q Activity
+6 / −5 / ↑16 / ↓24
vs 2026-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 26ARM7.9% · -2%NVDA7.5% · -2%PANW5.7% · -38%PSX5.5% · -1%MSFT5.4% · -2%AMZN5.0% · -1%TLN4.7% · +47%DHR4.6% · -3%GOOGL4.2% · -1%FERG3.8% · -8%TSM3.5% · -2%META3.4% · -2%GEV3.2% · -2%IFF3.1% · -1%TYL2.8% · -2%TPL2.3% · +329%MLM2.3% · -2%ELE2.2% · -2%CROX2.1% · -2%MU1.9% · +28%ATI1.9% · -2%NFLX1.7% · -3%VEEV1.7% · newPGR1.5% · -1%THC1.5% · -2%WCC1.3% · -30%AER1.3% · +3%WST1.2% · newCF1.0% · -40%LPLA1.0% · -0%NET0.7% · -1%AAPL0.3% · -1%SCHR0.3% · -0%PFF0.3% · -0%SCHP0.3% · -0%RWT0.3% · -0%VMBS0.3% · -0%AMD0.2% · -2%KEYS0.2% · 0%SPY0.2% · +32%EXR0.2% · 0%GGG0.1% · -2%TSLA0.1% · 0%SCHW0.1% · -10%AFL0.1% · 0%EEM0.1% · 0%BRK.B0.1% · +228%IQV0.1% · newFICO0.1% · 0%GOOG0.1% · newALC0.1% · -94%IWM0.1% · 0%APD0.1% · -12%TXN0.1% · 0%RSP0.1% · 0%IEFA0.1% · 0%VRT0.0% · +1%IEF0.0% · 0%AHR0.0% · 0%BN0.0% · new
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q2 26 → Q3 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 54.2%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Feb 23, 2026.
Assets Under Management
$890.3M
Discretionary
$873.8M
Employees
7
Accounts
348
Address
1000 4TH ST
SUITE 800
SAN RAFAEL, CA 94901
SUITE 800
SAN RAFAEL, CA 94901
Phone
(415) 461-3800
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| IM, MICHAEL Control | PARTNER AND DIRECTOR OF RESEARCH since Jun 2020 | Less than 5% | Individual |
| TRAN CAPITAL GENERAL PARTNER, LLC Control | GENERAL PARTNER since May 2017 | Less than 5% | Domestic Entity |
| TRAN CAPITAL MANAGEMENT, LLC Control | LIMITED PARTNER since May 2017 | 50–75% | Domestic Entity |
| TRAN CAPITAL MGL, LLC Control | LIMITED PARTNER since May 2017 | 25–50% | Domestic Entity |
| TRAN, QUOC, KINH Control | CHAIRMAN AND CHIEF INVESTMENT OFFICER, MANAGING PARTNER since Jan 2007 | Less than 5% | Individual |
| WINTERHALTER, ERIC, ARTHUR Control | PRESIDENT AND CHIEF COMPLIANCE OFFICER, MANAGING PARTNER since Dec 2014 | Less than 5% | Individual |
| MCCARTHY GROUP, LLC Control Indirect owner via TRAN CAPITAL MGL, LLC | PARTNER LIMITED LIABILITY since Jan 2007 | 75% or more | Domestic Entity |
| TRAN, QUOC, KINH Control Indirect owner via TRAN CAPITAL MANAGEMENT, LLC | MANAGING PARTNER since Jan 2007 | 50–75% | Individual |
| WINTERHALTER, ERIC, ARTHUR Control Indirect owner via TRAN CAPITAL MANAGEMENT, LLC | MANAGING PARTNER since Dec 2014 | 25–50% | Individual |
Ownership & leadership changes · 11 filings with changes since Mar 23, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Apr 1, 2021 filing
- No longer listedLATEEF GENERAL PARTNER, LLC · GENERAL PARTNER · Less than 5% · control person · listed since May 2017
- No longer listedLATEEF MANAGEMENT, LLC · LIMITED PARTNER · 50–75% · control person · listed since May 2017
- No longer listedLATEEF MGL, LLC · LIMITED PARTNER · 25–50% · control person · listed since May 2017
- No longer listedMCCARTHY GROUP, LLC · PARTNER LIMITED LIABILITY · 75% or more · indirect via LATEEF MGL, LLC · control person · listed since Jan 2007
- No longer listedTRAN, QUOC, KINH · MANAGING PARTNER · 50–75% · indirect via LATEEF MANAGEMENT, LLC · control person · listed since May 2017
- No longer listedWINTERHALTER, ERIC, ARTHUR · MANAGING PARTNER · 25–50% · indirect via LATEEF MANAGEMENT, LLC · control person · listed since May 2017
- AddedMCCARTHY GROUP, LLC · PARTNER LIMITED LIABILITY · 75% or more · indirect via TRAN CAPITAL MGL, LLC · control person
- AddedTRAN CAPITAL GENERAL PARTNER, LLC · GENERAL PARTNER · Less than 5% · control person
- AddedTRAN CAPITAL MANAGEMENT, LLC · LIMITED PARTNER · 50–75% · control person
- AddedTRAN CAPITAL MGL, LLC · LIMITED PARTNER · 25–50% · control person
- AddedTRAN, QUOC, KINH · MANAGING PARTNER · 50–75% · indirect via TRAN CAPITAL MANAGEMENT, LLC · control person
- AddedWINTERHALTER, ERIC, ARTHUR · MANAGING PARTNER · 25–50% · indirect via TRAN CAPITAL MANAGEMENT, LLC · control person
- ChangedIM, MICHAEL · title DIRECTOR OF RESEARCH/ASSOCIATE PORTFOLIO MANAGER AND PARTNER → PARTNER AND DIRECTOR OF RESEARCH
- ChangedTRAN, QUOC, KINH · title CHIEF INVESTMENT OFFICER AND MANAGING PARTNER → CHAIRMAN AND CHIEF INVESTMENT OFFICER, MANAGING PARTNER
- ChangedWINTERHALTER, ERIC, ARTHUR · title CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, AND MANAGING PARTNER → PRESIDENT AND CHIEF COMPLIANCE OFFICER, MANAGING PARTNER
Feb 18, 2021 filing
- No longer listedMCCARTHY GROUP, LLC · PARTNER LIMITED LIABILITY · 75% or more · indirect via MG FINANCIAL, LLC · control person · listed since Jan 2007
- No longer listedMG FINANCIAL, LLC · PARTNER LIMITED LIABILITY · 75% or more · indirect via LATEEF MGL, LLC · control person · listed since May 2017
- AddedMCCARTHY GROUP, LLC · PARTNER LIMITED LIABILITY · 75% or more · indirect via LATEEF MGL, LLC · control person
- ChangedIM, MICHAEL · title DIRECTOR OF RESEARCH/ASSOCIATE PORTFOLIO MANAGER AND MANAGING PARTNER → DIRECTOR OF RESEARCH/ASSOCIATE PORTFOLIO MANAGER AND PARTNER; ownership 5–10% → Less than 5%
- ChangedWINTERHALTER, ERIC, ARTHUR · title COO/CFO/CCO AND MANAGING PARTNER → CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, AND MANAGING PARTNER
Jun 25, 2020 filing
- No longer listedYAMADA, KOUJI · CHIEF INVESTMENT OFFICER OF GLOBAL EQUITY · Less than 5% · control person · listed since Mar 2018
- No longer listedYAMADA, KOUJI · PARTNER · 25–50% · indirect via LATEEF MANAGEMENT, LLC · control person · listed since Mar 2018
- AddedIM, MICHAEL · DIRECTOR OF RESEARCH/ASSOCIATE PORTFOLIO MANAGER AND MANAGING PARTNER · 5–10% · control person
Mar 30, 2018 filing
- No longer listedVAN DER WAL, KATHLEEN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jan 2017
- AddedYAMADA, KOUJI · CHIEF INVESTMENT OFFICER OF GLOBAL EQUITY · Less than 5% · control person
- AddedYAMADA, KOUJI · PARTNER · 25–50% · indirect via LATEEF MANAGEMENT, LLC · control person
- ChangedTRAN, QUOC, KINH · title MANAGING PARTNER AND CHIEF INVESTMENT OFFICER → CHIEF INVESTMENT OFFICER AND MANAGING PARTNER
- ChangedWINTERHALTER, ERIC, ARTHUR · title MANAGING PARTNER AND CHIEF OPERATING OFFICER → COO/CFO/CCO AND MANAGING PARTNER
Jun 12, 2017 filing
- AddedMG FINANCIAL, LLC · PARTNER LIMITED LIABILITY · 75% or more · indirect via LATEEF MGL, LLC · control person
Jun 5, 2017 filing
- No longer listedLATEEF CAPITAL PARTNERS, LLC. · GENERAL PARTNER · Less than 5% · control person · listed since Jul 2006
- No longer listedLAVIN, JENNIFER, LEIGH · ASSIGNEE, ECONOMIC INTEREST · 5–10% · listed since Dec 2016
- No longer listedRYAN F. WILLSON · LIMITED PARTNER · General partner, trustee or manager · indirect via SOLE TRUSTEE OF RYAN F. WILLSON AND CYNTHIA R. WILLSON LIVING TRUST · control person · listed since Jul 2006
- No longer listedRYAN F. WILLSON, SOLE TRUSTEE OF RYAN F. WILLSON AND CYNTHIA R. WILLSON LIVING TRUST · LIMITED PARTNER/CHIEF EXECUTIVE OFFICER · 25–50% · control person · listed since Jan 2001
- No longer listedTARKENTON, JAMES, MICHAEL · LIMITED PARTNER · 25–50% · control person · listed since Feb 2009
- AddedLATEEF GENERAL PARTNER, LLC · GENERAL PARTNER · Less than 5% · control person
- AddedLATEEF MANAGEMENT, LLC · LIMITED PARTNER · 50–75% · control person
- AddedLATEEF MGL, LLC · LIMITED PARTNER · 25–50% · control person
- AddedMCCARTHY GROUP, LLC · PARTNER LIMITED LIABILITY · 75% or more · indirect via MG FINANCIAL, LLC · control person
- AddedTRAN, QUOC, KINH · MANAGING PARTNER · 50–75% · indirect via LATEEF MANAGEMENT, LLC · control person
- AddedWINTERHALTER, ERIC, ARTHUR · MANAGING PARTNER · 25–50% · indirect via LATEEF MANAGEMENT, LLC · control person
- ChangedTRAN, QUOC, KINH · title LIMITED PARTNER → MANAGING PARTNER AND CHIEF INVESTMENT OFFICER; ownership 10–25% → Less than 5%
- ChangedWINTERHALTER, ERIC, ARTHUR · title CHIEF OPERATING OFFICER / LIMITED PARTNER → MANAGING PARTNER AND CHIEF OPERATING OFFICER
Jan 30, 2017 filing
- No longer listedEISENBARTH, EMILY, MARCH · CHIEF COMPLIANCE OFFICER / LIMITED PARTNER/CHIEF OPERATING OFFICER · Less than 5% · control person · listed since Dec 2013
- No longer listedSAUER, MATTHEW, FRANCIS · LIMITED PARTNER · 5–10% · control person · listed since Dec 2012
- AddedVAN DER WAL, KATHLEEN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ChangedLAVIN, JENNIFER, LEIGH · title LIMITED PARTNER → ASSIGNEE, ECONOMIC INTEREST; no longer a control person
- ChangedTARKENTON, JAMES, MICHAEL · ownership 10–25% → 25–50%
- ChangedWINTERHALTER, ERIC, ARTHUR · title LIMITED PARTNER → CHIEF OPERATING OFFICER / LIMITED PARTNER
Sep 2, 2015 filing
- No longer listedSLATE, HEATHER, NICOLE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Dec 2012
- ChangedEISENBARTH, EMILY, MARCH · title LIMITED PARTNER/CHIEF OPERATING OFFICER → CHIEF COMPLIANCE OFFICER / LIMITED PARTNER/CHIEF OPERATING OFFICER
Mar 18, 2015 filing
- No longer listedKHATEEB AFSAR LATEEF · LIMITED PARTNER · General partner, trustee or manager · indirect via SOLE TRUSTEE OF REVOCABLE TRUST AGREEMENT OF KHATEEB AFSAR LATEEF AND PATRICIA ANN LATEEF · control person · listed since Jul 2006
- No longer listedKHATEEB AFSAR LATEEF, SOLE TRUSTEE OF REVOCABLE TRUST AGREEMENT OF KHATEEB AFSAR LATEEF AND PATRICIA ANN LATEEF · LIMITED PARTNER · Less than 5% · control person · listed since Jan 1974
- AddedWINTERHALTER, ERIC, ARTHUR · LIMITED PARTNER · Less than 5% · control person
- ChangedEISENBARTH, EMILY, MARCH · title CHIEF OPERATING OFFICER → LIMITED PARTNER/CHIEF OPERATING OFFICER
- ChangedRYAN F. WILLSON, SOLE TRUSTEE OF RYAN F. WILLSON AND CYNTHIA R. WILLSON LIVING TRUST · title CHIEF EXECUTIVE OFFICER → LIMITED PARTNER/CHIEF EXECUTIVE OFFICER
Mar 12, 2014 filing
- No longer listedBECKHAM, RICHARD, DANIEL · CHIEF OPERATING OFFICER · 5–10% · control person · listed since Dec 2012
- No longer listedSHEPHERD, JOHN, RICHARD · LIMITED PARTNER · Less than 5% · control person · listed since Apr 2008
- AddedEISENBARTH, EMILY, MARCH · CHIEF OPERATING OFFICER · Less than 5% · control person
Older changes (2 more filings)
Mar 26, 2013 filing
- No longer listedBURKHART, CHARLES, B. · MANAGER · General partner, trustee or manager · indirect via ROSEMONT INVESTMENT PARTNERS, LLC · control person · listed since May 2000
- No longer listedCHAPMAN, SCOTT, ANDREW · LIMITED PARTNER · 10–25% · listed since Jan 2003
- No longer listedJUSTUS H. LEACHMAN, TRUSTEE JUSTUS H. AND THERESA Y. LEACHMAN REVOCABLE FAMILY TRUST · LIMITED PARTNER · 10–25% · control person · listed since Jan 2003
- No longer listedJUSTUS H. LEACHMAN, TRUSTEE OF JUSTUS H. AND THERESA Y. LEACHMAN REVOCABLE FAMILY TRUST · MANAGING MEMBER · 25–50% · indirect via LATEEF CAPITAL PARTNERS, LLC. THE GENERAL PARTNER · control person · listed since Jul 2006
- No longer listedKHATEEB AFSAR LATEEF, SOLE TRUSTEE OF REVOCABLE TRUST AGREEMENT OF KHATEEB AFSAR LATEEF AND PATRICIA ANN LATEEF · MANAGING MEMBER · 25–50% · indirect via LATEEF CAPITAL PARTNERS, LLC. THE GENERAL PARNTER · control person · listed since Jul 2006
- No longer listedLEACHMAN, JUSTUS, H. · CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER · Less than 5% · control person · listed since Jan 2003
- No longer listedROSEMONT INVESTMENT PARTNERS II, LLC · GENERAL PARTNER · General partner, trustee or manager · indirect via ROSEMONT PARTNERS II, LP · control person · listed since Mar 2004
- No longer listedROSEMONT INVESTMENT PARTNERS, LLC · MANAGER · General partner, trustee or manager · indirect via ROSEMONT INVESTMENT PARTNERS II, LLC · control person · listed since Mar 2004
- No longer listedROSEMONT PARTNERS II, LP · LIMITED PARTNER · 10–25% · listed since Jan 2009
- No longer listedRYAN F. WILLSON, SOLE TRUSTEE OF RYAN F. WILLSON AND CYNTHIA R. WILLSON LIVING TRUST · MANAGING MEMBER · 25–50% · indirect via LATEEF CAPITAL PARTNERS, LLC. THE GENERAL PARTNER · control person · listed since Jul 2006
- No longer listedSILVERA, DAVID, DIBLEE · MANAGING MEMBER · General partner, trustee or manager · indirect via LATEEF CAPITAL PARTNERS, LLC. THE GENERAL PARTNER · listed since Jan 2009
- No longer listedWILLSON, RYAN, FAULK · CHIEF EXECUTIVE OFFICER · Less than 5% · control person · listed since Jan 2008
- AddedBECKHAM, RICHARD, DANIEL · CHIEF OPERATING OFFICER · 5–10% · control person
- AddedKHATEEB AFSAR LATEEF · LIMITED PARTNER · General partner, trustee or manager · indirect via SOLE TRUSTEE OF REVOCABLE TRUST AGREEMENT OF KHATEEB AFSAR LATEEF AND PATRICIA ANN LATEEF · control person
- AddedRYAN F. WILLSON · LIMITED PARTNER · General partner, trustee or manager · indirect via SOLE TRUSTEE OF RYAN F. WILLSON AND CYNTHIA R. WILLSON LIVING TRUST · control person
- AddedSAUER, MATTHEW, FRANCIS · LIMITED PARTNER · 5–10% · control person
- AddedSLATE, HEATHER, NICOLE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ChangedKHATEEB AFSAR LATEEF, SOLE TRUSTEE OF REVOCABLE TRUST AGREEMENT OF KHATEEB AFSAR LATEEF AND PATRICIA ANN LATEEF · ownership 5–10% → Less than 5%
- ChangedLAVIN, JENNIFER, LEIGH · ownership Less than 5% → 5–10%; now a control person
- ChangedRYAN F. WILLSON, SOLE TRUSTEE OF RYAN F. WILLSON AND CYNTHIA R. WILLSON LIVING TRUST · title LIMITED PARTNER → CHIEF EXECUTIVE OFFICER; ownership 10–25% → 25–50%
- ChangedSHEPHERD, JOHN, RICHARD · now a control person
- ChangedTARKENTON, JAMES, MICHAEL · ownership 5–10% → 10–25%; now a control person
- ChangedTRAN, QUOC, KINH · ownership 5–10% → 10–25%; now a control person
Mar 23, 2012 filing (earliest on record)
- ListedBURKHART, CHARLES, B. · MANAGER · General partner, trustee or manager · indirect via ROSEMONT INVESTMENT PARTNERS, LLC · control person
- ListedCHAPMAN, SCOTT, ANDREW · LIMITED PARTNER · 10–25%
- ListedJUSTUS H. LEACHMAN, TRUSTEE JUSTUS H. AND THERESA Y. LEACHMAN REVOCABLE FAMILY TRUST · LIMITED PARTNER · 10–25% · control person
- ListedJUSTUS H. LEACHMAN, TRUSTEE OF JUSTUS H. AND THERESA Y. LEACHMAN REVOCABLE FAMILY TRUST · MANAGING MEMBER · 25–50% · indirect via LATEEF CAPITAL PARTNERS, LLC. THE GENERAL PARTNER · control person
- ListedKHATEEB AFSAR LATEEF, SOLE TRUSTEE OF REVOCABLE TRUST AGREEMENT OF KHATEEB AFSAR LATEEF AND PATRICIA ANN LATEEF · LIMITED PARTNER · 5–10% · control person
- ListedKHATEEB AFSAR LATEEF, SOLE TRUSTEE OF REVOCABLE TRUST AGREEMENT OF KHATEEB AFSAR LATEEF AND PATRICIA ANN LATEEF · MANAGING MEMBER · 25–50% · indirect via LATEEF CAPITAL PARTNERS, LLC. THE GENERAL PARNTER · control person
- ListedLATEEF CAPITAL PARTNERS, LLC. · GENERAL PARTNER · Less than 5% · control person
- ListedLAVIN, JENNIFER, LEIGH · LIMITED PARTNER · Less than 5%
- ListedLEACHMAN, JUSTUS, H. · CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER · Less than 5% · control person
- ListedROSEMONT INVESTMENT PARTNERS II, LLC · GENERAL PARTNER · General partner, trustee or manager · indirect via ROSEMONT PARTNERS II, LP · control person
- ListedROSEMONT INVESTMENT PARTNERS, LLC · MANAGER · General partner, trustee or manager · indirect via ROSEMONT INVESTMENT PARTNERS II, LLC · control person
- ListedROSEMONT PARTNERS II, LP · LIMITED PARTNER · 10–25%
- ListedRYAN F. WILLSON, SOLE TRUSTEE OF RYAN F. WILLSON AND CYNTHIA R. WILLSON LIVING TRUST · LIMITED PARTNER · 10–25% · control person
- ListedRYAN F. WILLSON, SOLE TRUSTEE OF RYAN F. WILLSON AND CYNTHIA R. WILLSON LIVING TRUST · MANAGING MEMBER · 25–50% · indirect via LATEEF CAPITAL PARTNERS, LLC. THE GENERAL PARTNER · control person
- ListedSHEPHERD, JOHN, RICHARD · LIMITED PARTNER · Less than 5%
- ListedSILVERA, DAVID, DIBLEE · MANAGING MEMBER · General partner, trustee or manager · indirect via LATEEF CAPITAL PARTNERS, LLC. THE GENERAL PARTNER
- ListedTARKENTON, JAMES, MICHAEL · LIMITED PARTNER · 5–10%
- ListedTRAN, QUOC, KINH · LIMITED PARTNER · 5–10%
- ListedWILLSON, RYAN, FAULK · CHIEF EXECUTIVE OFFICER · Less than 5% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- PHILLIPS 66$15.7M +49.1%
- TEXAS PACIFIC LAND CORPORATI$14.1M +219.3%
- MICROSOFT CORP$12.2M +35.2%
- NVIDIA CORP$7.1M +12.1%
- TALEN ENERGY CORP$6.6M +19.3%
Top Trims
- PALO ALTO NETWORKS INC-$19.3M -27.9%
- ARM HOLDINGS PLC SPONSORED ADR-$16.9M -19.7%
- ALCON INC-$9.3M -93.9%
- GE VERNOVA LLC-$7.2M -20.4%
- FERGUSON ENTERPRISES INC COM-$5.1M -13.4%
New Positions
- VEEVA SYS INC$14.5M
- WEST PHARMACEUTICAL SVSC INC$10.6M
- IQVIA HLDGS INC COM$732.1K
- ALPHABET INC CAP STK CL C$638.9K
- BROOKFIELD CORP CL A LTD VT SH$349.5K
Exited Positions
- BWX TECHNOLOGIES INC$15.3M
- QXO INC$6.7M
- BLOOM ENERGY CORP COM CL A$1.0M
- SHERWIN WILLIAMS CO$277.5K
- AXON ENTERPRISE INC$242.7K
TRAN CAPITAL MANAGEMENT, L.P. Holdings (2026-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ARM HOLDINGS PLC SPONSORED ADR | ARM | 042068205 | $68.7M | 7.87% | 237,291 | SH |
| 2 | NVIDIA CORP | NVDA | 67066G104 | $65.4M | 7.49% | 286,211 | SH |
| 3 | PALO ALTO NETWORKS INC | PANW | 697435105 | $49.9M | 5.72% | 125,625 | SH |
| 4 | PHILLIPS 66 | PSX | 718546104 | $47.7M | 5.46% | 186,683 | SH |
| 5 | MICROSOFT CORP | MSFT | 594918104 | $46.8M | 5.37% | 91,331 | SH |
| 6 | AMAZON COM INC | AMZN | 023135106 | $43.5M | 4.99% | 174,735 | SH |
| 7 | TALEN ENERGY CORP | TLN | 87422Q109 | $41.0M | 4.70% | 131,157 | SH |
| 8 | DANAHER CORP DEL | DHR | 235851102 | $40.1M | 4.60% | 181,033 | SH |
| 9 | ALPHABET INC CAP STK CL A | GOOGL | 02079K305 | $36.7M | 4.20% | 106,579 | SH |
| 10 | FERGUSON ENTERPRISES INC COM | FERG | 31488V107 | $33.1M | 3.79% | 148,472 | SH |
| 11 | TAIWAN SEMICONDUCTOR MFG LTD | TSM | 874039100 | $30.7M | 3.52% | 67,389 | SH |
| 12 | META PLATFORMS INC CL A | META | 30303M102 | $29.9M | 3.42% | 41,167 | SH |
| 13 | GE VERNOVA LLC | GEV | 36828A101 | $28.2M | 3.24% | 29,718 | SH |
| 14 | INTERNATIONAL FLAVORSANDFRAGRA | IFF | 459506101 | $27.2M | 3.11% | 325,590 | SH |
| 15 | TYLER TECHNOLOGIES INC | TYL | 902252105 | $24.3M | 2.79% | 76,302 | SH |
| 16 | TEXAS PACIFIC LAND CORPORATI | TPL | 88262P102 | $20.5M | 2.34% | 62,797 | SH |
| 17 | MARTIN MARIETTA MATLS INC | MLM | 573284106 | $20.4M | 2.33% | 42,443 | SH |
| 18 | ELEMENTAL RTY CORP | ELE | 28620K106 | $19.6M | 2.25% | 1,027,176 | SH |
| 19 | CROCS INC | CROX | 227046109 | $18.3M | 2.10% | 156,297 | SH |
| 20 | MICRON TECHNOLOGY INC | MU | 595112103 | $16.6M | 1.91% | 15,621 | SH |
| 21 | ATI INC COM | ATI | 01741R102 | $16.6M | 1.90% | 87,703 | SH |
| 22 | NETFLIX COM INC | NFLX | 64110L106 | $15.0M | 1.72% | 215,719 | SH |
| 23 | VEEVA SYS INC | VEEV | 922475108 | $14.5M | 1.66% | 50,820 | SH |
| 24 | PROGRESSIVE CORP OHIO | PGR | 743315103 | $13.0M | 1.49% | 62,784 | SH |
| 25 | TENET HEALTHCARE CORP COM NEW | THC | 88033G407 | $12.9M | 1.48% | 50,434 | SH |
| 26 | WESCO INTL INC | WCC | 95082P105 | $11.1M | 1.27% | 30,751 | SH |
| 27 | AERCAP HOLDINGS NV | AER | N00985106 | $11.0M | 1.26% | 76,340 | SH |
| 28 | WEST PHARMACEUTICAL SVSC INC | WST | 955306105 | $10.6M | 1.21% | 28,504 | SH |
| 29 | CF INDS HLDGS INC | CF | 125269100 | $8.6M | 0.98% | 74,545 | SH |
| 30 | LPL FINL HLDGS INC | LPLA | 50212V100 | $8.6M | 0.98% | 28,062 | SH |
| 31 | CLOUDFLARE INC CL A COM | NET | 18915M107 | $5.8M | 0.66% | 16,681 | SH |
| 32 | APPLE INC COM | AAPL | 037833100 | $2.7M | 0.31% | 8,118 | SH |
| 33 | SCHWAB STRATEGIC TR INTRM TRM | SCHR | 808524854 | $2.6M | 0.30% | 109,093 | SH |
| 34 | ISHARES TR US PFD STK IDX | PFF | 464288687 | $2.5M | 0.29% | 86,138 | SH |
| 35 | SCHWAB STRATEGIC TR US TIPS ET | SCHP | 808524870 | $2.5M | 0.29% | 99,319 | SH |
| 36 | REDWOOD TR INC | RWT | 758075402 | $2.4M | 0.28% | 627,867 | SH |
| 37 | VANGUARD SCOTTSDALE FDS MORTG- | VMBS | 92206C771 | $2.4M | 0.28% | 54,302 | SH |
| 38 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $1.8M | 0.21% | 2,960 | SH |
| 39 | KEYSIGHT TECHNOLOGIES INC | KEYS | 49338L103 | $1.8M | 0.20% | 4,875 | SH |
| 40 | STATE STR SPDR SNP 500 ETF TR | SPY | 78462F103 | $1.6M | 0.18% | 2,116 | SH |
| 41 | EXTRA SPACE STORAGE INC | EXR | 30225T102 | $1.6M | 0.18% | 11,910 | SH |
| 42 | GRACO INC | GGG | 384109104 | $1.3M | 0.15% | 16,925 | SH |
| 43 | TESLA MTRS INC | TSLA | 88160R101 | $1.1M | 0.12% | 3,030 | SH |
| 44 | SCHWAB CHARLES CORP NEW | SCHW | 808513105 | $905.8K | 0.10% | 9,267 | SH |
| 45 | AFLAC INC | AFL | 001055102 | $894.2K | 0.10% | 8,000 | SH |
| 46 | ISHARES TR MSCI EMERG MKT | EEM | 464287234 | $833.2K | 0.10% | 12,475 | SH |
| 47 | BERKSHIRE HATHAWAY INC DEL CL | BRK.B | 084670702 | $816.6K | 0.09% | 1,640 | SH |
| 48 | IQVIA HLDGS INC COM | IQV | 46266C105 | $732.1K | 0.08% | 2,723 | SH |
| 49 | FAIR ISAAC CORP | FICO | 303250104 | $728.3K | 0.08% | 1,229 | SH |
| 50 | ALPHABET INC CAP STK CL C | GOOG | 02079K107 | $638.9K | 0.07% | 1,875 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-09-30 | 2026-10-19 | $872.9M | 67 | 0001104659-26-116765 |
| 2026-06-30 | 2026-07-15 | $868.7M | 66 | 0001104659-26-083830 |
| 2026-03-31 | 2026-04-14 | $728.3M | 71 | 0001104659-26-043004 |
| 2025-12-31 | 2026-01-20 | $834.9M | 73 | 0001104659-26-004950 |
Filer Information
Address
1000 4TH STREETSUITE 800
SAN RAFAEL, CA 94901
Phone
(415) 461-3800
Filing Manager
TRAN CAPITAL MANAGEMENT, L.P.
SAN RAFAEL, CA
Signatory
Eric Winterhalter
Chief Operating Officer & Managing Partner