Top Institutional Investors

MARK SHEPTOFF FINANCIAL PLANNING, LLC — 13F Holdings & Portfolio

CIK 1607355 · latest 13F-HR filed 2026-08-13

Backtest portfolio

MARK SHEPTOFF FINANCIAL PLANNING, LLC manages $188.4M in 13F-reported U.S. long-equity assets across 513 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are MSFT (9.09%), NEE (8.17%), CLS (5.73%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 43 new positions, exited 40, added to 178, and trimmed 114.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
703 HEBRON AVE.
3RD FLOOR
GLASTONBURY, CT 06033
Phone
(860) 734-1090
Filing Manager
MARK SHEPTOFF FINANCIAL PLANNING, LLC
GLASTONBURY, CT
Signatory
KRISTI S. CHADWELL
OPERATIONS MANAGER
Loading holdings…
AUM

$188.4M

Long-equity book

Holdings

513

Distinct positions

Period

2026-06-30

Filed 2026-08-13

Q/Q Activity

+43 / −40 / ↑178 / ↓114

vs 2026-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • ABBVIE INC$865.1K +19.8%
  • JOHNSON &JOHNSON COM$858.4K +11.6%
  • CRH ORD$785.8K +5587.4%
  • FIRST TR EXCHANGE TRADED FD II$611.7K +26.2%
  • TESLA INC COM$589.7K +17.4%
Show all 178 →

Top Trims

  • MICROSOFT CORP-$1.8M -9.3%
  • CELESTICA INC-$1.6M -13.0%
  • NEXTERA ENERGY INC COM-$1.5M -8.9%
  • PALANTIR TECHNOLOGIES INC CL A-$1.4M -14.0%
  • J P MORGAN EXCHANGE TRADED FD CORE PLUS BD ETF-$874.9K -98.4%
Show all 114 →

New Positions

  • STATE STREET SPDR S&P 500 ETF COMS$905.0K
  • ELECTRO OPTIC SYSTEMS HLDGS LTD$376.8K
  • HONEYWELL INTL INC COM$292.0K
  • HONEYWELL AEROSPACE INC COM$288.3K
  • AEVEX CORP$170.3K
Show all 43 →

Exited Positions

  • HONEYWELL INTERNATIONAL INC$545.9K
  • GLOBUS MEDICAL INC$150.8K
  • INNOVATIVE SOLUTIONS AND SUPPORT INC$128.3K
  • HORMEL FOODS CORP$113.0K
  • SPDR SERIES TRUST$97.2K
Show all 40 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 MICROSOFT CORP MSFT 594918104 $17.1M 9.09% 45,901 SH
2 NEXTERA ENERGY INC COM NEE 65339F101 $15.4M 8.17% 175,341 SH
3 CELESTICA INC CLS 15101Q207 $10.8M 5.73% 29,580 SH
4 APPLE INC AAPL 037833100 $8.9M 4.73% 30,816 SH
5 PALANTIR TECHNOLOGIES INC CL A PLTR 69608A108 $8.6M 4.55% 73,424 SH
6 JOHNSON &JOHNSON COM JNJ 478160104 $8.3M 4.39% 32,538 SH
7 RTX CORPORATION COM USD1.00 RTX 75513E101 $7.6M 4.01% 39,816 SH
8 ABBVIE INC ABBV 00287Y109 $5.2M 2.78% 20,810 SH
9 PEPSICO INC PEP 713448108 $4.9M 2.60% 36,222 SH
10 VEEVA SYSTEMS INC VEEV 922475108 $4.8M 2.56% 27,147 SH
11 VERTEX PHARMACEUTICALS INC VRTX 92532F100 $4.6M 2.45% 9,295 SH
12 TESLA INC COM TSLA 88160R101 $4.0M 2.11% 9,469 SH
13 INVESCO EXCHANGE TRADED FD TR S&P500 EQL WGT RSP 46137V357 $3.8M 2.00% 17,689 SH
14 BERKSHIRE HATHAWAY INC BRK.B 084670702 $3.4M 1.81% 6,816 SH
15 FIRST TR EXCHANGE TRADED FD II CIBR 33734X846 $2.9M 1.56% 32,789 SH
16 GENERAL DYNAMICS CORP COM GD 369550108 $2.9M 1.54% 8,216 SH
17 VISA INC V 92826C839 $2.7M 1.44% 7,903 SH
18 NVIDIA CORPORATION COM NVDA 67066G104 $2.6M 1.39% 13,130 SH
19 BLACKROCK ETF TRUST BAI 09290C780 $2.5M 1.32% 47,339 SH
20 COCA-COLA CO KO 191216100 $2.2M 1.15% 26,638 SH
21 VANGUARD WHITEHALL FDS HIGH DIV YLD VYM 921946406 $2.2M 1.14% 13,641 SH
22 ISHARES TR CYBERSECURITY IHAK 46435U135 $1.9M 1.02% 31,692 SH
23 AMAZON.COM INC AMZN 023135106 $1.8M 0.95% 7,529 SH
24 ABBOTT LABORATORIES ABT 002824100 $1.6M 0.86% 17,872 SH
25 COSTCO WHOLESALE CORP COM COST 22160K105 $1.5M 0.81% 1,624 SH
26 COMEDHEALTH GROUP INC UNH 91324P102 $1.4M 0.72% 3,268 SH
27 QUANTA SERVICES PWR 74762E102 $1.3M 0.69% 1,800 SH
28 VANGUARD SPECIALIZED FDS DIV APP ETF VIG 921908844 $1.3M 0.68% 5,437 SH
29 MONDELEZ INTL INC COM NPV MDLZ 609207105 $1.3M 0.68% 22,105 SH
30 AMERICAN ELEC PWR CO INC AEP 025537101 $1.2M 0.64% 8,800 SH
31 HOME DEPOT INC HD 437076102 $1.2M 0.63% 3,384 SH
32 TEXAS INSTRUMENTS INC COM USD1.00 TXN 882508104 $1.1M 0.59% 3,735 SH
33 AMERICAN WATER WORKS COMPANY INC AWK 030420103 $1.1M 0.57% 8,150 SH
34 THE HARTFORD INSURANCE GROUP, INC. COM HIG 416515104 $1.0M 0.54% 7,725 SH
35 KINIKSA PHARMACEUTICALS INTERNATION KNSA G52694109 $1.0M 0.54% 16,000 SH
36 VANGUARD SCOTTSDALE FDS VCIT 92206C870 $1.0M 0.54% 12,342 SH
37 KRATOS DEFENSE AND SECURITY SOLUTIONS INC KTOS 50077B207 $973.5K 0.52% 19,525 SH
38 TORO CO TTC 891092108 $972.5K 0.52% 9,983 SH
39 STATE STREET SPDR S&P 500 ETF COMS SPY 78462F103 $905.0K 0.48% 1,212 SH
40 DIREXION SHARES ETF TR FAS 25459Y694 $883.1K 0.47% 6,000 SH
41 ELI LILLY &CO COM LLY 532457108 $845.6K 0.45% 705 SH
42 LOCKHEED MARTIN CORP LMT 539830109 $824.8K 0.44% 1,619 SH
43 SMUCKER J M CO COM NEW SJM 832696405 $813.9K 0.43% 7,235 SH
44 NOVARTIS AG SPONSORED ADR NVS 66987V109 $802.4K 0.43% 5,120 SH
45 SELECT SECTOR SPDR TRUST XLI 81369Y704 $800.2K 0.42% 4,320 SH
46 CRH ORD CRH G25508105 $799.8K 0.42% 7,475 SH
47 SELECT SECTOR SPDR TRUST XLV 81369Y209 $776.5K 0.41% 4,894 SH
48 ASTRONICS CORP ATRO 046433108 $743.5K 0.39% 9,150 SH
49 HEWLETT PACKARD ENTERPRISE CO COM HPE 42824C109 $706.0K 0.37% 15,650 SH
50 FIDELITY HIGH DIVIDEND ETF FDVV 316092840 $688.4K 0.37% 11,418 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-13 $188.4M 513 0001214659-26-010032
2026-03-31 2026-05-11 $188.9M 510 0001214659-26-005887
2025-12-31 2026-02-12 $209.8M 507 0001214659-26-001538
2025-09-30 2025-11-13 $208.9M 481 0001214659-25-016387