MARK SHEPTOFF FINANCIAL PLANNING, LLC — 13F Holdings & Portfolio
CIK 1607355 · latest 13F-HR filed 2026-05-11
MARK SHEPTOFF FINANCIAL PLANNING, LLC manages $188.9M in 13F-reported U.S. long-equity assets across 510 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are MSFT (9.99%), NEE (8.94%), CLS (6.56%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 78 new positions, exited 75, added to 198, and trimmed 145.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
$188.9M
Long-equity book
510
Distinct positions
2026-03-31
Filed 2026-05-11
+78 / −75 / ↑198 / ↓145
vs 2025-12-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- CELESTICA INC$3.4M +38.3%
- NEXTERA ENERGY INC$2.2M +14.7%
- FIDELITY HIGH DIVIDEND ETF$675.9K +10104.2%
- AMAZON.COM INC$665.7K +52.8%
- QUANTA SERVICES$629.2K +82.8%
Top Trims
- MICROSOFT CORP-$4.5M -19.2%
- APPLE INC-$3.8M -30.2%
- TESLA INC-$3.8M -53.0%
- ABBOTT LABORATORIES-$3.8M -71.0%
- PALANTIR TECHNOLOGIES INC-$3.0M -23.1%
New Positions
- VANGUARD SCOTTSDALE FUNDS$1.0M
- J P MORGAN EXCHANGE TRADED FD$889.0K
- HEWLETT PACKARD ENTERPRISE CO$393.5K
- VANGUARD BD INDEX FDS$290.6K
- NESTLE ADR$289.0K
Exited Positions
- TIMKEN CO$919.1K
- SPDR S&P 500 ETF TR$893.3K
- HARMONY GOLD MINING CO LTD$775.1K
- TRAVERE THERAPEUTICS INC$296.1K
- CORNERSTONE STRATEGIC INVEST$291.9K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | MICROSOFT CORP | MSFT | 594918104 | $18.9M | 9.99% | 45,888 | SH |
| 2 | NEXTERA ENERGY INC | NEE | 65339F101 | $16.9M | 8.94% | 175,488 | SH |
| 3 | CELESTICA INC | CLS | 15101Q207 | $12.4M | 6.56% | 29,680 | SH |
| 4 | PALANTIR TECHNOLOGIES INC | PLTR | 69608A108 | $10.0M | 5.27% | 73,309 | SH |
| 5 | APPLE INC | AAPL | 037833100 | $8.9M | 4.68% | 31,144 | SH |
| 6 | RTX CORPORATION | RTX | 75513E101 | $7.7M | 4.09% | 44,714 | SH |
| 7 | JOHNSON &JOHNSON | JNJ | 478160104 | $7.4M | 3.92% | 32,832 | SH |
| 8 | PEPSICO INC | PEP | 713448108 | $5.7M | 3.02% | 36,737 | SH |
| 9 | VEEVA SYSTEMS INC | VEEV | 922475108 | $4.7M | 2.47% | 27,247 | SH |
| 10 | ABBVIE INC COM USD0.01 | ABBV | 00287Y109 | $4.4M | 2.31% | 21,209 | SH |
| 11 | VERTEX PHARMACEUTICALS INC | VRTX | 92532F100 | $4.1M | 2.14% | 9,546 | SH |
| 12 | INVESCO EXCHANGE TRADED FD TR | RSP | 46137V357 | $3.5M | 1.86% | 17,322 | SH |
| 13 | TESLA INC | TSLA | 88160R101 | $3.4M | 1.80% | 8,714 | SH |
| 14 | BERKSHIRE HATHAWAY INC | BRK.B | 084670702 | $3.2M | 1.68% | 6,816 | SH |
| 15 | GENERAL DYNAMICS CORP | GD | 369550108 | $2.9M | 1.52% | 8,216 | SH |
| 16 | VISA INC | V | 92826C839 | $2.6M | 1.39% | 8,128 | SH |
| 17 | FIRST TR EXCHANGE TRADED FD II | CIBR | 33734X846 | $2.3M | 1.24% | 32,939 | SH |
| 18 | NVIDIA CORPORATION | NVDA | 67066G104 | $2.2M | 1.18% | 11,330 | SH |
| 19 | VANGUARD WHITEHALL FDS | VYM | 921946406 | $2.1M | 1.14% | 13,741 | SH |
| 20 | COCA-COLA CO | KO | 191216100 | $2.1M | 1.11% | 26,638 | SH |
| 21 | BLACKROCK ETF TRUST | BAI | 09290C780 | $2.0M | 1.06% | 44,889 | SH |
| 22 | AMAZON.COM INC | AMZN | 023135106 | $1.9M | 1.02% | 7,044 | SH |
| 23 | COSTCO WHOLESALE CORP | COST | 22160K105 | $1.7M | 0.87% | 1,624 | SH |
| 24 | ABBOTT LABORATORIES | ABT | 002824100 | $1.6M | 0.82% | 17,872 | SH |
| 25 | ISHARES TR | IHAK | 46435U135 | $1.6M | 0.82% | 31,392 | SH |
| 26 | QUANTA SERVICES | PWR | 74762E102 | $1.4M | 0.74% | 1,800 | SH |
| 27 | MONDELEZ INTL INC | MDLZ | 609207105 | $1.4M | 0.72% | 22,305 | SH |
| 28 | AMERICAN ELEC PWR CO INC COM | AEP | 025537101 | $1.3M | 0.67% | 9,250 | SH |
| 29 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $1.3M | 0.67% | 5,537 | SH |
| 30 | UNITEDHEALTH GROUP INC | UNH | 91324P102 | $1.2M | 0.62% | 3,238 | SH |
| 31 | KRATOS DEFENSE AND SECURITY SOLUTIONS INC | KTOS | 50077B207 | $1.1M | 0.60% | 19,125 | SH |
| 32 | HOME DEPOT INC | HD | 437076102 | $1.1M | 0.57% | 3,424 | SH |
| 33 | TEXAS INSTRUMENTS INC | TXN | 882508104 | $1.0M | 0.56% | 3,735 | SH |
| 34 | THE HARTFORD INSURANCE GROUP, INC. | HIG | 416515104 | $1.0M | 0.55% | 7,735 | SH |
| 35 | VANGUARD SCOTTSDALE FUNDS | VCIT | 92206C870 | $1.0M | 0.54% | 12,475 | SH |
| 36 | AMERICAN WATER WORKS COMPANY INC NEW | AWK | 030420103 | $1.0M | 0.54% | 8,150 | SH |
| 37 | TORO CO | TTC | 891092108 | $938.8K | 0.50% | 9,983 | SH |
| 38 | KINIKSA PHARMACEUTICALS INTERNATION | KNSA | G52694109 | $936.2K | 0.50% | 16,500 | SH |
| 39 | J P MORGAN EXCHANGE TRADED FD | JCPB | 46641Q670 | $889.0K | 0.47% | 19,000 | SH |
| 40 | DEVON ENERGY CORP NEW | DVN | 25179M103 | $838.8K | 0.44% | 16,450 | SH |
| 41 | LOCKHEED MARTIN CORP | LMT | 539830109 | $824.0K | 0.44% | 1,619 | SH |
| 42 | DIREXION SHARES ETF TRUST | FAS | 25459Y694 | $800.5K | 0.42% | 6,000 | SH |
| 43 | SELECT SECTOR SPDR TR | XLI | 81369Y704 | $787.9K | 0.42% | 4,570 | SH |
| 44 | SELECT SECTOR SPDR TR | XLV | 81369Y209 | $747.4K | 0.40% | 5,144 | SH |
| 45 | NOVARTIS AG | NVS | 66987V109 | $745.0K | 0.39% | 5,120 | SH |
| 46 | MORGAN STANLEY ETF TRUST | EVTR | 61774R841 | $736.1K | 0.39% | 14,504 | SH |
| 47 | GILEAD SCIENCES INC | GILD | 375558103 | $734.4K | 0.39% | 5,502 | SH |
| 48 | PROCTER AND GAMBLE CO | PG | 742718109 | $709.6K | 0.38% | 4,897 | SH |
| 49 | SMUCKER J M CO | SJM | 832696405 | $701.0K | 0.37% | 7,250 | SH |
| 50 | ELI LILLY &CO | LLY | 532457108 | $697.2K | 0.37% | 705 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-11 | $188.9M | 510 | 0001214659-26-005887 |
| 2025-12-31 | 2026-02-12 | $209.8M | 507 | 0001214659-26-001538 |
| 2025-09-30 | 2025-11-13 | $208.9M | 481 | 0001214659-25-016387 |