Tradewinds Capital Management, LLC — 13F Holdings & Portfolio

CIK 1616026 · latest 13F-HR filed 2026-04-15

Tradewinds Capital Management, LLC manages $503.5M in 13F-reported U.S. long-equity assets across 719 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are COMT (9.32%), GNR (7.71%), GLDM (7.62%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 71 new positions, exited 38, added to 222, and trimmed 253.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM

$503.5M

Long-equity book

Holdings

719

Distinct positions

Period

2026-03-31

Filed 2026-04-15

Q/Q Activity

+71 / −38 / ↑222 / ↓253

vs 2025-12-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • ISHARES U S ETF TR$46.9M +318852.4%
  • ISHARES INC$17.2M +1920.5%
  • ISHARES INC$7.3M +24.8%
  • SELECT SECTOR SPDR TR$6.6M +1166.5%
  • ISHARES INC$5.9M +18.6%
Show all 222

Top Trims

  • SELECT SECTOR SPDR TR-$35.4M -98.5%
  • SPDR SERIES TRUST-$32.0M -94.6%
  • SCHWAB STRATEGIC TR-$21.4M -67.0%
  • ISHARES INC-$16.0M -99.9%
  • ABRDN SILVER ETF TRUST-$11.0M -23.4%
Show all 253

New Positions

  • SPDR INDEX SHS FDS$38.8M
  • ISHARES INC$23.9M
  • VANECK ETF TRUST$11.1M
  • VANGUARD BD INDEX FDS$188.0K
  • REZOLVE AI PLC$112.6K
Show all 71

Exited Positions

  • FIDELITY COVINGTON TRUST$597.4K
  • SPDR SERIES TRUST$141.4K
  • SIMPLIFY EXCHANGE TRADED FUN$50.4K
  • VOLATILITY SHS TR$39.4K
  • ENVELA CORP$36.0K
Show all 38
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES U S ETF TR COMT 46431W853 $46.9M 9.32% 1,387,976 SH
2 SPDR INDEX SHS FDS GNR 78463X541 $38.8M 7.71% 520,182 SH
3 WORLD GOLD TR GLDM 98149E303 $38.4M 7.62% 413,927 SH
4 ISHARES INC EWY 464286772 $37.4M 7.43% 304,039 SH
5 ISHARES INC EWP 464286764 $36.7M 7.28% 675,263 SH
6 ABRDN SILVER ETF TRUST SIVR 003264108 $36.1M 7.17% 503,923 SH
7 SPDR INDEX SHS FDS SPEM 78463X509 $26.2M 5.20% 558,565 SH
8 ISHARES INC EZA 464286780 $23.9M 4.75% 352,993 SH
9 ISHARES TR ICVT 46435G102 $21.3M 4.24% 209,661 SH
10 ISHARES INC EWW 464286822 $18.1M 3.60% 241,002 SH
11 FRANKLIN TEMPLETON ETF TR FLJP 35473P744 $17.6M 3.50% 487,318 SH
12 SPDR SERIES TRUST SPBO 78464A144 $14.6M 2.89% 502,038 SH
13 VANECK ETF TRUST PFXF 92189F429 $11.1M 2.20% 631,540 SH
14 SCHWAB STRATEGIC TR SCHX 808524201 $10.5M 2.09% 411,225 SH
15 MICROSOFT CORP MSFT 594918104 $9.5M 1.88% 25,547 SH
16 J P MORGAN EXCHANGE TRADED F JPST 46641Q837 $7.8M 1.54% 153,572 SH
17 SELECT SECTOR SPDR TR XLE 81369Y506 $7.2M 1.42% 116,962 SH
18 SCHWAB STRATEGIC TR SCHF 808524805 $5.6M 1.10% 224,597 SH
19 SPDR SERIES TRUST SPMD 78464A847 $4.2M 0.84% 71,023 SH
20 APPLE INC AAPL 037833100 $4.2M 0.83% 16,422 SH
21 SCHWAB STRATEGIC TR SCHA 808524607 $3.9M 0.77% 132,629 SH
22 AMAZON COM INC AMZN 023135106 $2.9M 0.57% 13,870 SH
23 JOHNSON & JOHNSON JNJ 478160104 $2.8M 0.55% 11,273 SH
24 SPDR SERIES TRUST SPSB 78464A474 $2.7M 0.53% 89,218 SH
25 SCHWAB STRATEGIC TR SCHC 808524888 $2.4M 0.49% 52,398 SH
26 INVESCO EXCH TRADED FD TR II BKLN 46138G508 $2.4M 0.47% 116,630 SH
27 SPDR SERIES TRUST HYMB 78464A284 $2.4M 0.47% 95,376 SH
28 EXXON MOBIL CORP XOM 30231G102 $2.3M 0.46% 13,545 SH
29 ALPHABET INC GOOG 02079K107 $2.0M 0.39% 6,911 SH
30 SPDR SERIES TRUST SPYV 78464A508 $1.9M 0.38% 34,167 SH
31 NVIDIA CORPORATION NVDA 67066G104 $1.9M 0.38% 10,987 SH
32 SPDR SERIES TRUST SPYG 78464A409 $1.8M 0.36% 18,707 SH
33 VANGUARD INDEX FDS VOO 922908363 $1.8M 0.35% 2,980 SH
34 ISHARES TR IEUR 46434V738 $1.6M 0.31% 22,476 SH
35 HONEYWELL INTL INC HON 438516106 $1.6M 0.31% 6,891 SH
36 MICRON TECHNOLOGY INC MU 595112103 $1.5M 0.29% 4,302 SH
37 BERKSHIRE HATHAWAY INC DEL BRK.A 084670108 $1.4M 0.29% 2 SH
38 COSTCO WHOLESALE CORPORATION COST 22160K105 $1.4M 0.28% 1,408 SH
39 SPDR SERIES TRUST FLRN 78468R200 $1.4M 0.27% 44,639 SH
40 INVESCO QQQ TR QQQ 46090E103 $1.3M 0.25% 2,193 SH
41 ISHARES INC EWG 464286806 $1.2M 0.25% 31,440 SH
42 ISHARES TR ICSH 46434V878 $1.2M 0.24% 23,512 SH
43 VALMONT INDS INC VMI 920253101 $1.1M 0.22% 2,800 SH
44 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $1.1M 0.22% 2,311 SH
45 STARBUCKS CORP SBUX 855244109 $970.6K 0.19% 10,834 SH
46 FIDELITY COMWLTH TR ONEQ 315912808 $921.8K 0.18% 10,856 SH
47 ABBOTT LABORATORIES ABT 002824100 $900.4K 0.18% 8,770 SH
48 ABBVIE INC ABBV 00287Y109 $761.2K 0.15% 3,500 SH
49 PROCTER & GAMBLE CO PG 742718109 $686.2K 0.14% 4,751 SH
50 ALPHABET INC GOOGL 02079K305 $684.0K 0.14% 2,379 SH
Filing History
Period Filed AUM Holdings Accession
2026-03-31 2026-04-15 $503.5M 719 0001616026-26-000005
2025-12-31 2026-01-14 $474.2M 686 0001616026-26-000002